DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “KEY INVESTMENT SERVICES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK national BD | Carmel, In | 6 | 2 | 3 | -1 | 50% | 1 | ||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Lynchburg, Va | 6 | 1 | 3 | -2 | 50% | 1 | ||
| STEPP & ROTHWELL INC independent RIA | Overland Park, Ks · principal | 6 | 1 | 3 | -2 | 50% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Issaquah, Wa | 6 | 0 | 3 | -3 | 50% | 1 | ||
| E•••• I••••• A•••••••• I••• independent RIA | Ellicott City, Md · principal | 6 | 1 | 3 | -2 | 50% | |||
| 4• F•••••••• independent RIA | Houston, Tx | 6 | 2 | 3 | -1 | 50% | |||
| C••••••••• F•••••••• N•••••• national BD | Bonita Springs, Fl | 6 | 0 | 3 | -3 | 50% | 1 | ||
| L•• F•••••••• L•• BD affiliated | New Paltz, Ny | 6 | 1 | 3 | -2 | 50% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Stillwater, Mn | 6 | 0 | 3 | -3 | 50% | |||
| L•• F•••••••• L•• BD affiliated | Lebanon, Tn | 5 | 2 | 3 | -1 | 60% | 1 | ||
| W•••• I••••••••• A•••••••• L•• other | Austin, Tx | 5 | 1 | 3 | -2 | 60% | |||
| V••••••• C•••••• A•••••••• L•• independent RIA | Alexandria, Va | 5 | 1 | 3 | -2 | 60% | |||
| E••••• J•••• national BD | Lake Wales, Fl | 5 | 2 | 3 | -1 | 60% | 1 | ||
| T•• A•••••••• I••• BD affiliated | Minneapolis, Mn | 5 | 1 | 3 | -2 | 60% | 1 | ||
| C•••••••• W••••• M••••••••• independent RIA | Mclean, Va · principal | 5 | 0 | 3 | -3 | 60% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Alhambra, Ca | 5 | 1 | 3 | -2 | 60% | |||
| A••••••••• W••••• P••••••• independent RIA | Minneapolis, Mn | 5 | 0 | 3 | -3 | 60% | |||
| C••••• W••••• M••••••••• independent RIA | Boynton Beach, Fl · principal | 5 | 2 | 3 | -1 | 60% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Kokomo, In | 5 | 2 | 3 | -1 | 60% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Littleton, Co | 5 | 0 | 3 | -3 | 60% | 1 | ||
| S••• W••••• A••••••• former | Manalapan, Nj | 5 | 4 | 3 | +1 | 60% | 1 | ||
| M••••••• C••••• W••••• S•••••••• I••• independent RIA | Wexford, Pa | 5 | 0 | 3 | -3 | 60% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Grand Junction, Co | 5 | 0 | 3 | -3 | 60% | 1 | ||
| C••••••• W••••• M••••••••• L•• independent RIA | Broomfield, Co · principal | 4 | 0 | 3 | -3 | 75% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Fresno, Ca | 4 | 0 | 3 | -3 | 75% | 1 | ||
| S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L•• independent RIA | Tampa, Fl · principal | 4 | 2 | 3 | -1 | 75% | |||
| W•••• F•••• A••••••• wirehouse | Oneonta, Ny | 4 | 1 | 3 | -2 | 75% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Valencia, Ca | 4 | 0 | 3 | -3 | 75% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Toledo, Oh | 4 | 0 | 3 | -3 | 75% | |||
| T•• I••••••••• A•••• M••••••••• 2• L•• independent RIA | Portland, Or · principal | 4 | 3 | 3 | 0 | 75% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Skokie, Il | 4 | 3 | 3 | 0 | 75% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Mishawaka, In | 4 | 1 | 3 | -2 | 75% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Virginia Bch, Va | 4 | 1 | 3 | -2 | 75% | 1 | ||
| R••••••••• C•••••• M••••••••• BD affiliated | Bethesda, Md | 4 | 3 | 3 | 0 | 75% | |||
| G•••••••• F•••••••• G••••• L•• independent RIA | Bloomfield Hills, Mi · principal | 4 | 1 | 3 | -2 | 75% | |||
| D•••••••• A••••••• S•••••••• L•• BD affiliated | Santa Rosa, Ca | 4 | 0 | 3 | -3 | 75% | 1 | ||
| J••••• M••••••••• S•••• L•• BD affiliated | Saratoga Springs, Ny | 4 | 1 | 3 | -2 | 75% | 1 | ||
| E•••••••• A•••••••• L•• national BD | North Charleston, Sc | 4 | 0 | 3 | -3 | 75% | |||
| F•••••• I••••••••• M••••••••• I••• independent RIA | South Windsor, Ct · principal | 3 | 1 | 3 | -2 | 100% | |||
| C••••••••• F•••••••• N•••••• national BD | Sarasota, Fl | 3 | 0 | 3 | -3 | 100% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Bloomington, Il | 3 | 0 | 3 | -3 | 100% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Sammamish, Wa | 3 | 0 | 3 | -3 | 100% | |||
| H•••••••• A•••••••• L•• BD affiliated | Washington, Dc | 3 | 0 | 3 | -3 | 100% | |||
| C••••••••• F•••••••• N•••••• national BD | West Springfield, Ma | 3 | 0 | 3 | -3 | 100% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Sebring, Fl | 3 | 0 | 3 | -3 | 100% | 1 | ||
| H•••••• T••••••• • K•••• L•• independent RIA | Greenville, Sc | 3 | 1 | 3 | -2 | 100% | |||
| C••••••••• F•••••••• N•••••• national BD | Annapolis, Md | 3 | 0 | 3 | -3 | 100% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Stuart, Fl | 3 | 0 | 3 | -3 | 100% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Tyler, Tx | 3 | 1 | 3 | -2 | 100% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Mt Pleasant, Sc | 3 | 1 | 3 | -2 | 100% | 1 | ||
| M••••• S•••••• wirehouse | Hot Springs, Ar | 3 | 0 | 3 | -3 | 100% | 1 | ||
| S•••••••• A••••••••• L•• former | Sacramento, Ca · principal | 3 | 0 | 3 | -3 | 100% | 1 | ||
| F••••••• F•••••••• A•••••••• L•• independent RIA | Cary, Nc | 2 | 0 | 3 | -3 | 150% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Los Alamitos, Ca | 2 | 0 | 3 | -3 | 150% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Gainesville, Ga | 2 | 0 | 3 | -3 | 150% | 1 | ||
| T••••• A••••••• S•••••••• I••• BD affiliated | Jupiter, Fl | 2 | 1 | 3 | -2 | 150% | |||
| W•••• F•••• A••••••• wirehouse | Wichita, Ks | 2 | 0 | 3 | -3 | 150% | 1 | ||
| M••••• S•••••• wirehouse | Pueblo, Co | 2 | 1 | 3 | -2 | 150% | 1 | ||
| E•••••• F•••••••• E•••••• independent RIA | Salt Lake City, Ut | 2 | 1 | 3 | -2 | 150% | 1 | ||
| C••••• F••••••••• L•• independent RIA | Glen Allen, Va · principal | 2 | 0 | 3 | -3 | 150% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.