DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “MARINER” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC BD affiliated | Fort Myers, Fl | 35 | 2 | 1 | +1 | 2.9% | |||
| SCHWAB WEALTH ADVISORY, INC. no RAUM | Atlanta, Ga | 35 | 8 | 1 | +7 | 2.9% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Sewickley, Pa | 35 | 2 | 1 | +1 | 2.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Greenwich, Ct | 35 | 3 | 1 | +2 | 2.9% | |||
| U•• F•••••••• S••••••• I••• wirehouse | San Antonio, Tx | 35 | 4 | 1 | +3 | 2.9% | |||
| O••••••••• • C•• I••• BD affiliated | Washington, Dc | 35 | 4 | 1 | +3 | 2.9% | |||
| L••••••• A••••••• independent RIA | Overland Park, Ks · principal | 35 | 6 | 1 | +5 | 2.9% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | New Canaan, Ct | 34 | 2 | 1 | +1 | 2.9% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Seven Fields, Pa | 34 | 2 | 1 | +1 | 2.9% | |||
| L•• F•••••••• L•• BD affiliated | Lancaster, Pa | 34 | 2 | 1 | +1 | 2.9% | |||
| E•••••••• A•••••••• L•• national BD | Saddle Brook, Nj | 34 | 5 | 1 | +4 | 2.9% | |||
| L•••••• I••••••••• independent RIA | Lutz, Fl | 34 | 3 | 1 | +2 | 2.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Lancaster, Pa | 34 | 3 | 1 | +2 | 2.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Rockford, Il | 34 | 3 | 1 | +2 | 2.9% | |||
| M••••• S•••••• wirehouse | Hartford, Ct | 34 | 5 | 1 | +4 | 2.9% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Toledo, Oh | 34 | 1 | 1 | 0 | 2.9% | |||
| M•• S••••••••• L•• no RAUM | San Diego, Ca | 34 | 13 | 1 | +12 | 2.9% | |||
| M••••• S•••••• wirehouse | Charleston, Wv | 34 | 5 | 1 | +4 | 2.9% | |||
| M••••• S•••••• wirehouse | Williamsville, Ny | 34 | 4 | 1 | +3 | 2.9% | |||
| J••• M••••• S••••••••• L•• wirehouse | Sacramento, Ca | 34 | 8 | 1 | +7 | 2.9% | |||
| O•••• W•••••• I••• BD affiliated | Amherst, Ny | 34 | 4 | 1 | +3 | 2.9% | |||
| E•••••• E••••• L•• BD affiliated | Irvine, Ca | 34 | 4 | 1 | +3 | 2.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Ann Arbor, Mi | 34 | 4 | 1 | +3 | 2.9% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Powell, Oh | 34 | 5 | 1 | +4 | 2.9% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Cleveland, Oh | 34 | 1 | 1 | 0 | 2.9% | |||
| S••• W••••• L•• BD affiliated | Cottonwood Heights, Ut | 34 | 11 | 1 | +10 | 2.9% | |||
| W•••• F•••• A••••••• wirehouse | Boulder, Co | 34 | 2 | 1 | +1 | 2.9% | 1 | ||
| E••••• J•••• national BD | Madison, Wi | 33 | 2 | 1 | +1 | 3.0% | |||
| C•••• • A••••••••• I••• BD affiliated | Little Rock, Ar · principal | 33 | 2 | 1 | +1 | 3.0% | |||
| E••••• J•••• national BD | Naperville, Il | 33 | 1 | 1 | 0 | 3.0% | |||
| L•• F•••••••• L•• BD affiliated | Henderson, Nv | 33 | 3 | 1 | +2 | 3.0% | |||
| S•••••••• A••••••• L•• national BD | Wayne, Nj | 33 | 4 | 1 | +3 | 3.0% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Westlake, Oh | 33 | 0 | 1 | -1 | 3.0% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Short Hills, Nj | 33 | 0 | 1 | -1 | 3.0% | 1 | ||
| S•••••••• A••••••• L•• national BD | Seal Beach, Ca | 33 | 5 | 1 | +4 | 3.0% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Norfolk, Va | 33 | 1 | 1 | 0 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Portage, Mi | 33 | 3 | 1 | +2 | 3.0% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Naples, Fl | 33 | 2 | 1 | +1 | 3.0% | |||
| T•• P•••••• F•••••••• G••••• L•• independent RIA | Walpole, Ma · principal | 33 | 3 | 1 | +2 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | El Segundo, Ca | 33 | 4 | 1 | +3 | 3.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tallahassee, Fl | 33 | 1 | 1 | 0 | 3.0% | |||
| A••••• T••••• S••••••••• L•• independent RIA | Rochester, Ny · principal | 33 | 8 | 1 | +7 | 3.0% | |||
| I••••••• F•••••••• S••••••• A••••••• independent RIA | Oakland, Ca · principal | 33 | 13 | 1 | +12 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Glen Allen, Va | 33 | 2 | 1 | +1 | 3.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Poughkeepsie, Ny | 33 | 0 | 1 | -1 | 3.0% | |||
| O•••• W•••••• I••• BD affiliated | Bellevue, Wa | 33 | 1 | 1 | 0 | 3.0% | |||
| F•••• P••••••• W•••••• L•• independent RIA | Atlanta, Ga | 33 | 6 | 1 | +5 | 3.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Manasquan, Nj | 33 | 2 | 1 | +1 | 3.0% | |||
| L•• F•••••••• L•• BD affiliated | Meridian, Id | 33 | 7 | 1 | +6 | 3.0% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Mesa, Az | 33 | 11 | 1 | +10 | 3.0% | 1 | ||
| B••••• P••••• A•••••••• L•• independent RIA | Scottsdale, Az | 33 | 4 | 1 | +3 | 3.0% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Pleasanton, Ca | 33 | 3 | 1 | +2 | 3.0% | |||
| C••••••• institutional | Charlotte, Nc | 33 | 8 | 1 | +7 | 3.0% | |||
| N••• F•••••• I••••••••• S•••••••• L•• BD affiliated | San Diego, Ca | 33 | 9 | 1 | +8 | 3.0% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Rockville, Md | 32 | 5 | 1 | +4 | 3.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Evansville, In | 32 | 3 | 1 | +2 | 3.1% | 1 | ||
| O•••• W•••••• I••• BD affiliated | San Antonio, Tx | 32 | 2 | 1 | +1 | 3.1% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Woodbury, Ny | 32 | 3 | 1 | +2 | 3.1% | |||
| E•••• S••••••••• L•• BD affiliated | Frisco, Tx | 32 | 3 | 1 | +2 | 3.1% | |||
| S•••••••• A••••••• L•• national BD | Santa Monica, Ca | 32 | 7 | 1 | +6 | 3.1% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.