DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “CAPITOL SECURITIES MANAGEMENT, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK national BD | Jupiter, Fl | 16 | 2 | 1 | +1 | 6.3% | |||
| MCLEAN ASSET MANAGEMENT CORP. independent RIA | Tysons, Va · principal | 16 | 2 | 1 | +1 | 6.3% | |||
| EDWARD JONES national BD | Jeffersonville, In | 16 | 3 | 1 | +2 | 6.3% | |||
| S•••• F••• I••••••••• M••••••••• C•••• asset manager | Alpharetta, Ga | 16 | 3 | 1 | +2 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Midlothian, Va | 16 | 1 | 1 | 0 | 6.3% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Tuscaloosa, Al | 16 | 3 | 1 | +2 | 6.3% | |||
| P••••••• W••••• A••••••• independent RIA | Clackamas, Or · principal | 16 | 9 | 1 | +8 | 6.3% | |||
| V•••• P••••••• L•• independent RIA | Charlotte, Nc · principal | 16 | 3 | 1 | +2 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Indian Land, Sc | 16 | 4 | 1 | +3 | 6.3% | |||
| S••••• W••••• A•••••••• I••• brokerage advisory | Radnor, Pa | 16 | 5 | 1 | +4 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Burlington, Vt | 16 | 2 | 1 | +1 | 6.3% | |||
| D••••••• P•••••••• M••••••••• I••• independent RIA | Tampa, Fl · principal | 16 | 2 | 1 | +1 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Columbia, Tn | 16 | 0 | 1 | -1 | 6.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Baltimore, Md | 16 | 1 | 1 | 0 | 6.3% | |||
| F••••••• F•••••••• A••••••• independent RIA | Sewickley, Pa · principal | 16 | 1 | 1 | 0 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | New Haven, Ct | 16 | 1 | 1 | 0 | 6.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Burnsville, Mn | 16 | 2 | 1 | +1 | 6.3% | |||
| C•••••••• A••••••• C••• independent RIA | Altamonte Springs, Fl · principal | 16 | 0 | 1 | -1 | 6.3% | |||
| P•••••••• A••••••• BD affiliated | Auburn, Wa | 16 | 0 | 1 | -1 | 6.3% | |||
| B••••••••• W••••• A•••••••• L•• no RAUM | Alpharetta, Ga | 16 | 4 | 1 | +3 | 6.3% | |||
| O•••• W•••••• I••• BD affiliated | Alpharetta, Ga | 16 | 1 | 1 | 0 | 6.3% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Weston, Fl | 16 | 2 | 1 | +1 | 6.3% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Laguna Niguel, Ca | 16 | 1 | 1 | 0 | 6.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Washington, Dc | 16 | 1 | 1 | 0 | 6.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | West Bend, Wi | 16 | 2 | 1 | +1 | 6.3% | |||
| G•••• V••••• A•••••• G••••• L•• independent RIA | Woodbury, Mn | 16 | 3 | 1 | +2 | 6.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Dallas, Tx | 16 | 1 | 1 | 0 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carmel, In | 16 | 3 | 1 | +2 | 6.3% | |||
| P•••••••• A••••••• BD affiliated | York, Pa | 16 | 6 | 1 | +5 | 6.3% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Green Bay, Wi | 16 | 0 | 1 | -1 | 6.3% | |||
| M••••• S•••••• wirehouse | York, Pa | 16 | 0 | 1 | -1 | 6.3% | |||
| I••••••••• D••••• A•••••••• L•• independent RIA | Carlsbad, Ca · principal | 16 | 6 | 1 | +5 | 6.3% | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | Mayfield Heights, Oh | 16 | 3 | 1 | +2 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Fort Collins, Co | 16 | 0 | 1 | -1 | 6.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Los Gatos, Ca | 16 | 5 | 1 | +4 | 6.3% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Atlanta, Ga | 16 | 4 | 1 | +3 | 6.3% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Omaha, Ne | 16 | 1 | 1 | 0 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Casper, Wy | 16 | 1 | 1 | 0 | 6.3% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Wilmington, De | 16 | 0 | 1 | -1 | 6.3% | |||
| E•••••••• A•••••••• L•• BD affiliated | Portsmouth, Nh | 16 | 2 | 1 | +1 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Arlington, Tx | 16 | 1 | 1 | 0 | 6.3% | |||
| C•••••• A••••••• BD affiliated | Jenkintown, Pa | 16 | 0 | 1 | -1 | 6.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Paramus, Nj | 16 | 2 | 1 | +1 | 6.3% | |||
| E••••• J•••• national BD | West Palm Beach, Fl | 16 | 0 | 1 | -1 | 6.3% | |||
| W•••••• W••••• M••••••••• L•• independent RIA | Greenwood Village, Co | 16 | 2 | 1 | +1 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | Vacaville, Ca | 16 | 2 | 1 | +1 | 6.3% | |||
| D•••••• W••••• P•••••••• L•• independent RIA | Tavares, Fl · principal | 16 | 3 | 1 | +2 | 6.3% | |||
| L•• F•••••••• L•• BD affiliated | West Seneca, Ny | 15 | 3 | 1 | +2 | 6.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tempe, Az | 15 | 1 | 1 | 0 | 6.7% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Chesapeake, Va | 15 | 2 | 1 | +1 | 6.7% | |||
| W•••• F•••• A••••••• wirehouse | Brea, Ca | 15 | 0 | 1 | -1 | 6.7% | 1 | ||
| I•••••••• A••••••• S•••••••• independent RIA | Urbandale, Ia | 15 | 3 | 1 | +2 | 6.7% | |||
| E••••• J•••• national BD | Spartanburg, Sc | 15 | 0 | 1 | -1 | 6.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Naperville, Il | 15 | 2 | 1 | +1 | 6.7% | |||
| E••••• J•••• national BD | Spokane Valley, Wa | 15 | 2 | 1 | +1 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Grand Forks, Nd | 15 | 2 | 1 | +1 | 6.7% | |||
| F•••••••• A•••••••• L•• independent RIA | Lancaster, Pa · principal | 15 | 4 | 1 | +3 | 6.7% | |||
| E••••• J•••• national BD | Salt Lake City, Ut | 15 | 1 | 1 | 0 | 6.7% | |||
| C••••••••• W••••• A••••••• independent RIA | Cincinnati, Oh · principal | 15 | 2 | 1 | +1 | 6.7% | |||
| K••••••••• W••••• M••••••••• L•• independent RIA | Shawano, Wi · principal | 15 | 9 | 1 | +8 | 6.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.