DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Iselin, Nj | 107 | 8 | 3 | +5 | 2.8% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | Radnor, Pa | 104 | 13 | 3 | +10 | 2.9% | 2 | ||
| SUMMIT GLOBAL INVESTMENTS, LLC mixed wealth | Bountiful, Ut · principal | 101 | 18 | 3 | +15 | 3.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | North Bethesda, Md | 99 | 5 | 3 | +2 | 3.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pittsburgh, Pa | 97 | 9 | 3 | +6 | 3.1% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Newport Beach, Ca | 97 | 6 | 3 | +3 | 3.1% | 1 | ||
| T•• M••••• G••••• L•• independent RIA | Chicago, Il · principal | 94 | 12 | 3 | +9 | 3.2% | |||
| A••••• T••••• P•••••• W••••• independent RIA | Scottsdale, Az · principal | 94 | 26 | 3 | +23 | 3.2% | 1 | ||
| H•••••• S••••••••• I••• BD affiliated | Dallas, Tx · principal | 92 | 17 | 3 | +14 | 3.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Bellevue, Wa | 90 | 9 | 3 | +6 | 3.3% | 1 | ||
| V••••• C•••••• M••••••••• L•• independent RIA | Brentwood, Tn · principal | 89 | 13 | 3 | +10 | 3.4% | |||
| R•• C•••••• M••••••• L•• national BD | Seattle, Wa | 88 | 10 | 3 | +7 | 3.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Newport Beach, Ca | 88 | 7 | 3 | +4 | 3.4% | 1 | 1 | |
| D••• D••••••• • C•• independent RIA | Seattle, Wa | 87 | 11 | 3 | +8 | 3.4% | |||
| L•• F•••••••• L•• BD affiliated | Tempe, Az | 86 | 37 | 3 | +34 | 3.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Philadelphia, Pa | 85 | 13 | 3 | +10 | 3.5% | 1 | ||
| I••••• P••••••••• W•••••• L•• independent RIA | Marietta, Ga · principal | 85 | 22 | 3 | +19 | 3.5% | |||
| M••••• S•••••• wirehouse | Birmingham, Mi | 85 | 9 | 3 | +6 | 3.5% | |||
| M••••• S•••••• wirehouse | West Palm Beach, Fl | 85 | 12 | 3 | +9 | 3.5% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Roanoke, Va | 84 | 14 | 3 | +11 | 3.6% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | San Diego, Ca | 83 | 10 | 3 | +7 | 3.6% | 1 | ||
| S•••••••• A••••••• L•• national BD | Scottsdale, Az | 82 | 9 | 3 | +6 | 3.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Irvine, Ca | 82 | 6 | 3 | +3 | 3.7% | |||
| L•• F•••••••• L•• BD affiliated | Lincoln, Ne | 81 | 5 | 3 | +2 | 3.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Salt Lake City, Ut | 80 | 8 | 3 | +5 | 3.8% | |||
| M••••• S•••••• wirehouse | Stamford, Ct | 78 | 3 | 3 | 0 | 3.8% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | East Hills, Ny | 77 | 7 | 3 | +4 | 3.9% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Irvine, Ca | 76 | 18 | 3 | +15 | 3.9% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Pasadena, Ca | 76 | 1 | 3 | -2 | 3.9% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Los Angeles, Ca | 76 | 13 | 3 | +10 | 3.9% | |||
| L•• F•••••••• L•• BD affiliated | New York, Ny | 75 | 12 | 3 | +9 | 4.0% | 2 | ||
| C••••••• P•••••••• I••• independent RIA | New York, Ny · principal | 74 | 11 | 3 | +8 | 4.1% | |||
| L•• F•••••••• L•• BD affiliated | Melville, Ny | 74 | 13 | 3 | +10 | 4.1% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Indianapolis, In | 74 | 11 | 3 | +8 | 4.1% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Boca Raton, Fl | 73 | 7 | 3 | +4 | 4.1% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Irvine, Ca | 73 | 7 | 3 | +4 | 4.1% | 1 | ||
| V••••• I••••••••• A•••••••• L•• asset manager | Hartford, Ct · principal | 73 | 10 | 3 | +7 | 4.1% | |||
| T•••••• C••••••• I••• independent RIA | Irvine, Ca · principal | 73 | 7 | 3 | +4 | 4.1% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Long Island City, Ny | 71 | 3 | 3 | 0 | 4.2% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Rye Brook, Ny | 71 | 5 | 3 | +2 | 4.2% | 2 | ||
| M• H••••••• S••••••••• I••• BD affiliated | Portland, Or · principal | 70 | 3 | 3 | 0 | 4.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Los Angeles, Ca | 69 | 6 | 3 | +3 | 4.3% | |||
| B•••••••• I••••••••• G•••• independent RIA | Phoenix, Az · principal | 69 | 29 | 3 | +26 | 4.3% | |||
| F••••••••• institutional | Carrollton, Tx · principal | 69 | 33 | 3 | +30 | 4.3% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Plano, Tx | 69 | 1 | 3 | -2 | 4.3% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Maumee, Oh | 68 | 3 | 3 | 0 | 4.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | San Antonio, Tx | 68 | 4 | 3 | +1 | 4.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Albuquerque, Nm | 67 | 6 | 3 | +3 | 4.5% | |||
| M••••• S•••••• wirehouse | Ponte Vedra Beach, Fl | 67 | 8 | 3 | +5 | 4.5% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Phoenix, Az | 67 | 8 | 3 | +5 | 4.5% | |||
| A••••••• A••••• L•• independent RIA | Holland, Mi · principal | 66 | 16 | 3 | +13 | 4.5% | |||
| C•••••• S••••• • C••• I••• national BD | San Diego, Ca | 65 | 5 | 3 | +2 | 4.6% | 1 | ||
| R•• S••••••••• I••• BD affiliated | Los Angeles, Ca · principal | 65 | 13 | 3 | +10 | 4.6% | 1 | ||
| U•• A••••••• institutional | Glastonbury, Ct · principal | 65 | 9 | 3 | +6 | 4.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Guaynabo, Pr | 65 | 2 | 3 | -1 | 4.6% | 1 | ||
| E••••• J•••• national BD | Chesterfield, Mo | 65 | 2 | 3 | -1 | 4.6% | |||
| T• P•••••• C••••• W••••• L•• BD affiliated | Greenville, Sc | 64 | 18 | 3 | +15 | 4.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Westport, Ct | 63 | 6 | 3 | +3 | 4.8% | |||
| A••••• F•••••••• A•••••••• L•• independent RIA | Charlotte, Nc · principal | 63 | 7 | 3 | +4 | 4.8% | |||
| L•• E••••••••• L•• BD affiliated | Shelton, Ct | 63 | 21 | 3 | +18 | 4.8% |
22,747 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.