DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY wirehouse | Winter Park, Fl | 63 | 1 | 3 | -2 | 4.8% | |||
| LPL ENTERPRISE, LLC BD affiliated | Shelton, Ct | 63 | 21 | 3 | +18 | 4.8% | |||
| UBS FINANCIAL SERVICES INC. wirehouse | Westport, Ct | 63 | 6 | 3 | +3 | 4.8% | |||
| N•••••• F•••••••• G••••• I••• independent RIA | Cedar Rapids, Ia · principal | 62 | 10 | 3 | +7 | 4.8% | |||
| N•••••••• A•••• M••••••••• independent RIA | Mercer Island, Wa · principal | 62 | 13 | 3 | +10 | 4.8% | |||
| C••• P••••••• independent RIA | Ofallon, Mo · principal | 62 | 22 | 3 | +19 | 4.8% | 1 | ||
| A• W••••• M••••••••• L•• BD affiliated | Topeka, Ks · principal | 61 | 6 | 3 | +3 | 4.9% | |||
| B••••••••• A•••• M••••••••• L•• independent RIA | Jupiter, Fl · principal | 61 | 6 | 3 | +3 | 4.9% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Nashville, Tn | 60 | 10 | 3 | +7 | 5.0% | 1 | 1 | |
| M••••• S•••••• wirehouse | St Petersburg, Fl | 60 | 1 | 3 | -2 | 5.0% | 1 | 1 | |
| M••••• S•••••• wirehouse | Bellevue, Wa | 60 | 5 | 3 | +2 | 5.0% | 1 | ||
| E••••• J•••• national BD | Scottsdale, Az | 60 | 2 | 3 | -1 | 5.0% | |||
| R•• C•••••• M••••••• L•• national BD | Dallas, Tx | 59 | 12 | 3 | +9 | 5.1% | 1 | 1 | |
| S•••••••• S••••••••• BD affiliated | Boston, Ma · principal | 58 | 7 | 3 | +4 | 5.2% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Mineola, Ny | 58 | 15 | 3 | +12 | 5.2% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Cumming, Ga | 58 | 11 | 3 | +8 | 5.2% | |||
| L•• E••••••••• L•• BD affiliated | Sherman Oaks, Ca | 58 | 12 | 3 | +9 | 5.2% | |||
| T••••• A•••• M••••••••• L•• independent RIA | Littleton, Co · principal | 57 | 2 | 3 | -1 | 5.3% | |||
| N•••••• A•••••••• L•• BD affiliated | Boston, Ma · principal | 56 | 7 | 3 | +4 | 5.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Stuart, Fl | 56 | 2 | 3 | -1 | 5.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Las Vegas, Nv | 56 | 7 | 3 | +4 | 5.4% | |||
| P••••••• I••••••••• L•• BD affiliated | East Syracuse, Ny · principal | 56 | 5 | 3 | +2 | 5.4% | |||
| W•••• F•••• A••••••• wirehouse | Encino, Ca | 55 | 6 | 3 | +3 | 5.5% | |||
| E•••••••• A•••••••• L•• national BD | Pittsburgh, Pa | 55 | 11 | 3 | +8 | 5.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Palo Alto, Ca | 55 | 3 | 3 | 0 | 5.5% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Birmingham, Al | 55 | 6 | 3 | +3 | 5.5% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Glendale, Co | 54 | 1 | 3 | -2 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Louisville, Ky | 54 | 9 | 3 | +6 | 5.6% | 1 | ||
| I••• W••••• M••••••••• L•• independent RIA | Omaha, Ne · principal | 53 | 5 | 3 | +2 | 5.7% | |||
| W••••••• C•••••• independent RIA | Austin, Tx · principal | 53 | 15 | 3 | +12 | 5.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Irvine, Ca | 53 | 5 | 3 | +2 | 5.7% | 1 | ||
| M•••••• BD affiliated | New York, Ny | 53 | 9 | 3 | +6 | 5.7% | |||
| E••••• J•••• national BD | Gilbert, Az | 53 | 6 | 3 | +3 | 5.7% | 1 | ||
| B••• M••• T•••• A•••••••• L•• independent RIA | Philadelphia, Pa · principal | 53 | 9 | 3 | +6 | 5.7% | |||
| F••••• W••••• M••••••••• L••• independent RIA | Brighton, Mi · principal | 52 | 26 | 3 | +23 | 5.8% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Jacksonville, Fl | 51 | 4 | 3 | +1 | 5.9% | 1 | ||
| C••••••••• W••••• M••••••••• L•• independent RIA | Farmington, Ct · principal | 50 | 9 | 3 | +6 | 6.0% | |||
| A•••••• S•••• W••••• M••••••••• L•• independent RIA | Vancouver, Wa · principal | 49 | 18 | 3 | +15 | 6.1% | |||
| M••••• S•••••• wirehouse | Laguna Niguel, Ca | 49 | 0 | 3 | -3 | 6.1% | 2 | ||
| H••••••• F•••• asset manager | Wayne, Pa · principal | 48 | 9 | 3 | +6 | 6.3% | |||
| P•••••• C••••• S•••••••• L•• BD affiliated | Louisville, Ky · principal | 48 | 4 | 3 | +1 | 6.3% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Woodbury, Ny | 48 | 6 | 3 | +3 | 6.3% | 1 | ||
| P•• W••••• M••••••••• BD affiliated | Cleveland, Oh | 48 | 1 | 3 | -2 | 6.3% | |||
| W•••• F•••• A••••••• wirehouse | Florham Park, Nj | 47 | 1 | 3 | -2 | 6.4% | 1 | ||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Linthicum Heights, Md | 46 | 10 | 3 | +7 | 6.5% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Newark, De | 46 | 4 | 3 | +1 | 6.5% | 1 | ||
| T••••• W•••••• L••••• independent RIA | Scottsdale, Az · principal | 46 | 15 | 3 | +12 | 6.5% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Bloomfield Hills, Mi | 45 | 2 | 3 | -1 | 6.7% | |||
| S•••••••• S••••••••• BD affiliated | Conshohocken, Pa | 45 | 6 | 3 | +3 | 6.7% | |||
| N•• A••••••• S••••••• I•• independent RIA | Los Angeles, Ca · principal | 44 | 1 | 3 | -2 | 6.8% | |||
| L••••••• S••••••••• C•••• BD affiliated | Rochester, Ny · principal | 44 | 0 | 3 | -3 | 6.8% | |||
| L•• F•••••••• L•• BD affiliated | Glastonbury, Ct | 44 | 7 | 3 | +4 | 6.8% | |||
| E•••••••• A•••••••• L•• national BD | San Diego, Ca | 44 | 13 | 3 | +10 | 6.8% | |||
| C•••••• S••••• • C••• I••• national BD | Atlanta, Ga | 44 | 9 | 3 | +6 | 6.8% | |||
| P•••••••• A•••• M••••••••• other | Des Moines, Ia · principal | 43 | 3 | 3 | 0 | 7.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Brooklyn, Ny | 43 | 8 | 3 | +5 | 7.0% | 1 | ||
| E•• F•••••••• A••••••• independent RIA | Chicago, Il | 43 | 12 | 3 | +9 | 7.0% | |||
| S•••••• S••••••••• I••• BD affiliated | Columbus, Ga · principal | 43 | 1 | 3 | -2 | 7.0% | |||
| A•••••• W••••• S•••••••• independent RIA | Houston, Tx · principal | 42 | 9 | 3 | +6 | 7.1% | 1 | ||
| T•••••••• I••••••••• M••••••••• I•• asset manager | Santa Fe, Nm · principal | 42 | 19 | 3 | +16 | 7.1% |
22,747 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.