DFX Intelligence
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| ADVISORS ASSET MANAGEMENT, INC. mixed wealth | Lisle, Il | 8 | 1 | 3 | -2 | 38% | |||
| ZOE FINANCIAL, INC. independent RIA | New York, Ny · principal | 8 | 3 | 3 | 0 | 38% | |||
| JANNEY MONTGOMERY SCOTT LLC BD affiliated | Ft Lauderdale, Fl | 8 | 0 | 3 | -3 | 38% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Fairport, Ny | 8 | 0 | 3 | -3 | 38% | 1 | ||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Braintree, Ma | 8 | 3 | 3 | 0 | 38% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Englewood, Co | 8 | 3 | 3 | 0 | 38% | |||
| P••••••• W••••• A••••••• L•• independent RIA | Bridgewater, Nj · principal | 8 | 3 | 3 | 0 | 38% | 1 | ||
| A••••• W••••• P••••••• independent RIA | Overland Park, Ks · principal | 8 | 2 | 3 | -1 | 38% | |||
| C••••••••• F•••••••• N•••••• national BD | West Des Moines, Ia | 8 | 0 | 3 | -3 | 38% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Fairport, Ny | 7 | 0 | 3 | -3 | 43% | 1 | ||
| O•• A••••••• P•••••••• L•• independent RIA | Overland Park, Ks · principal | 7 | 0 | 3 | -3 | 43% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Indianapolis, In | 7 | 1 | 3 | -2 | 43% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Round Rock, Tx | 7 | 2 | 3 | -1 | 43% | |||
| H•••• F•••••••• S•••••••• I••• independent RIA | Marquette, Mi | 7 | 0 | 3 | -3 | 43% | |||
| A•• F•••••••• S••••••• I••• independent RIA | The Woodlands, Tx · principal | 7 | 7 | 3 | +4 | 43% | |||
| G•• S•••••••• independent RIA | Orlando, Fl · principal | 7 | 4 | 3 | +1 | 43% | 1 | ||
| T•• M•••••••• E•••• G••••• L•• independent RIA | Boulder, Co · principal | 7 | 3 | 3 | 0 | 43% | |||
| N••••••••• A••••••• I••• mixed wealth | Amherst, Ny · principal | 7 | 3 | 3 | 0 | 43% | |||
| E••••• J•••• national BD | Alma, Mi | 7 | 1 | 3 | -2 | 43% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Birmingham, Al | 7 | 2 | 3 | -1 | 43% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Sylvania, Oh | 7 | 0 | 3 | -3 | 43% | 1 | ||
| C•••••• W••••• independent RIA | St Louis, Mo | 7 | 4 | 3 | +1 | 43% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Towson, Md | 7 | 2 | 3 | -1 | 43% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Morristown, Nj | 7 | 0 | 3 | -3 | 43% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Troy, Mi | 7 | 1 | 3 | -2 | 43% | 1 | ||
| 4• F•••••••• independent RIA | Houston, Tx | 6 | 2 | 3 | -1 | 50% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Lynchburg, Va | 6 | 1 | 3 | -2 | 50% | 1 | ||
| P••• A••••• S••••••••• L•• BD affiliated | Glenview, Il | 6 | 0 | 3 | -3 | 50% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Framingham, Ma | 6 | 0 | 3 | -3 | 50% | 2 | ||
| P•• A••••••• independent RIA | Albuquerque, Nm | 6 | 0 | 3 | -3 | 50% | 1 | ||
| C•••••••• C•••••• P•••••••• L•• other | Rochester, Mi · principal | 6 | 0 | 3 | -3 | 50% | |||
| C••••••••• F•••••••• N•••••• national BD | Carmel, In | 6 | 2 | 3 | -1 | 50% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Portland, Or | 6 | 0 | 3 | -3 | 50% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Stillwater, Mn | 6 | 0 | 3 | -3 | 50% | |||
| L•• F•••••••• L•• BD affiliated | New Paltz, Ny | 6 | 1 | 3 | -2 | 50% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Bonita Springs, Fl | 6 | 0 | 3 | -3 | 50% | 1 | ||
| K•• F•••••••• P•••••••• L•• independent RIA | Toledo, Oh · principal | 6 | 1 | 3 | -2 | 50% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Eagan, Mn | 6 | 1 | 3 | -2 | 50% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Issaquah, Wa | 6 | 0 | 3 | -3 | 50% | 1 | ||
| S•••• • R••••••• I•• independent RIA | Overland Park, Ks · principal | 6 | 1 | 3 | -2 | 50% | |||
| B••••••••• L•• no RAUM | San Jose, Ca · principal | 6 | 0 | 3 | -3 | 50% | |||
| A••••• W••••• M••••••••• independent RIA | Broken Arrow, Ok | 6 | 0 | 3 | -3 | 50% | |||
| P•••• C•••••• M••••••••• L•• asset manager | Boca Raton, Fl · principal | 6 | 0 | 3 | -3 | 50% | |||
| E•••• I••••• A•••••••• I••• independent RIA | Ellicott City, Md · principal | 6 | 1 | 3 | -2 | 50% | |||
| C••••• W••••• M••••••••• independent RIA | Boynton Beach, Fl · principal | 5 | 2 | 3 | -1 | 60% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Grand Junction, Co | 5 | 0 | 3 | -3 | 60% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Kokomo, In | 5 | 2 | 3 | -1 | 60% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Littleton, Co | 5 | 0 | 3 | -3 | 60% | |||
| W•••• I••••••••• A•••••••• L•• other | Austin, Tx | 5 | 1 | 3 | -2 | 60% | |||
| A••••••••• W••••• P••••••• independent RIA | Minneapolis, Mn | 5 | 0 | 3 | -3 | 60% | |||
| E••••• J•••• national BD | Lake Wales, Fl | 5 | 2 | 3 | -1 | 60% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Alhambra, Ca | 5 | 1 | 3 | -2 | 60% | |||
| L•• F•••••••• L•• BD affiliated | Lebanon, Tn | 5 | 2 | 3 | -1 | 60% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Burlington, Nc | 5 | 1 | 3 | -2 | 60% | 1 | ||
| C•••••••• W••••• M••••••••• independent RIA | Mclean, Va · principal | 5 | 0 | 3 | -3 | 60% | |||
| V••••••• C•••••• A•••••••• L•• independent RIA | Alexandria, Va | 5 | 1 | 3 | -2 | 60% | |||
| C••••••••• W•••••• L•• independent RIA | Lakewood, Co | 5 | 2 | 3 | -1 | 60% | 1 | ||
| B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | St Louis, Mo | 501 | 60 | 2 | +58 | 0.4% | 2 | ||
| S••••• W••••• M••••••••• independent RIA | Rockford, Il · principal | 403 | 125 | 2 | +123 | 0.5% | |||
| M••••• S•••••• wirehouse | Garden City, Ny | 245 | 19 | 2 | +17 | 0.8% |
22,748 offices match.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.