DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CONTRARIAN CAPITAL MANAGEMENT LLC asset manager | $4.8B | +4.8% | 0.0% | 1 | 14 | ||||
| BROWNSON, REHMUS & FOXWORTH, INC. independent RIA | $4.8B | +12% | 16 | $299M | 94% | 100% | 3 | ||
| HIGHPOINT PLANNING PARTNERS independent RIA | $4.8B | +20% | 114 | $42.0M | 98% | 74% | 80 | 68 | |
| F••••• G••••• I••• independent RIA | $4.8B | +35% | 58 | $82.3M | 84% | 78% | 34 | 2 | |
| G•••••••• M••••••••• C••••••••• other | $4.8B | +6.6% | 1 | $4.8B | 0.0% | 6 | |||
| N•••••• F•••••••• G••••• I••• independent RIA | $4.8B | +23% | 89 | $53.6M | 96% | 74% | 62 | 40 | |
| M•••••• C•••••• P••••••• asset manager | $4.8B | +54% | 0.0% | 1 | 13 | ||||
| P••••••• A••••••• L•• asset manager | $4.8B | 0.0% | 4 | ||||||
| A•••••• W••••• S•••••••• independent RIA | $4.8B | +19% | 43 | $111M | 97% | 94% | 43 | 5 | 7 |
| C••••• R••• M••••••••• L• asset manager | $4.8B | -32% | 0.0% | 3 | |||||
| T•• A••••• G••••• L•• independent RIA | $4.8B | -3.5% | 20 | $238M | 74% | 73% | 209 | 7 | |
| C•••••• ••••••••• L•••••• asset manager | $4.8B | 0.0% | 1 | 1 | |||||
| I•• A•••••••• L•• independent RIA | $4.8B | +20% | 110 | $43.3M | 96% | 77% | 82 | 63 | |
| E••• R••• C••••••• L•• asset manager | $4.8B | +22% | 0.8% | 100% | 3 | 15 | |||
| R••••• I••••••••• A•••• M••••••••• U• I•• other | $4.8B | -1.8% | 0.0% | 3 | |||||
| G•• S••••••••• I••• BD affiliated | $4.8B | +30% | 447 | $10.6M | 100% | 18% | 84 | 26 | |
| B••• U• L• asset manager | $4.8B | +6.5% | 0.0% | 9 | 13 | ||||
| P•• A•••••••• L•• asset manager | $4.8B | +20% | 0.0% | 1 | 119 | ||||
| M••••••• C•••••• L•• asset manager | $4.7B | +27% | 0.0% | 2 | 2 | ||||
| B• A•••••••• L•• independent RIA | $4.7B | +3.8% | 6 | $789M | 97% | 100% | 3 | ||
| A•••• A••••••••• I••••••••• asset manager | $4.7B | +114% | 0.0% | 4 | |||||
| S••••••• P••••••• independent RIA | $4.7B | -17% | 23 | $206M | 52% | 44% | 369 | 4 | |
| J•• W••••• A•••••••• L•• independent RIA | $4.7B | +18% | 33 | $143M | 80% | 87% | 67 | 10 | |
| K•••••• P••••••• M••••••••• L• asset manager | $4.7B | +105% | 0.0% | 2 | 6 | ||||
| W••••••••• H•••••• P••••••• L• asset manager | $4.7B | +192% | 0.0% | 1 | 75 | ||||
| A•••••••• C•••••• L•• asset manager | $4.7B | -15% | 0.0% | 3 | 1 | ||||
| A••••• P••••••• U• L•• asset manager | $4.7B | 0.0% | 2 | 1 | |||||
| M••••••• P•••••••• L•• asset manager | $4.7B | +54% | 0.0% | 1 | 5 | ||||
| R•••••• G•••• asset manager | $4.7B | -2.8% | 0.0% | 3 | 20 | ||||
| K••••••••• F••••• A••••••• independent RIA | $4.7B | -0.8% | 5 | $940M | 84% | 98% | 247 | 2 | 12 |
| K•••• M••••••• A•••• M••••••••• ••••••••• P••• L••• asset manager | $4.7B | +82% | 0.0% | 1 | 6 | ||||
| M•••• E••••••• asset manager | $4.7B | +4.5% | 0.0% | 3 | 6 | ||||
| P•••••• F•••••••• G••••• L•• asset manager | $4.7B | +25% | 2 | $2.3B | 0.0% | 1 | |||
| M•• A•••••••• L•• independent RIA | $4.7B | +41% | 33 | $142M | 55% | 85% | 104 | 5 | 1 |
| Y••••• C•••••• M••••••••• L• asset manager | $4.7B | +29% | 1 | $4.7B | 0.0% | 2 | 2 | ||
| C••••••••• M••••••••• C••• I••• asset manager | $4.7B | +14% | 0.0% | 2 | 8 | ||||
| R•••• O•• I••••••••• C••••••• L••• asset manager | $4.7B | -6.1% | 0.0% | 2 | 3 | ||||
| B•••• F•••••••• A••••••• I•• independent RIA | $4.7B | +20% | 15 | $311M | 72% | 92% | 102 | 1 | |
| S•••••• G••••• C•••••• P••••••• L•• other | $4.7B | +63% | 0.0% | 1 | 8 | ||||
| A••• M••••••• L•• asset manager | $4.7B | +28% | 0.0% | 3 | 4 | ||||
| C••••••••• A•••••••• L•• other | $4.7B | +2.8% | 6 | $775M | 1.7% | 100% | 3 | ||
| D•••••••• A••••••• S•••••••• L•• BD affiliated | $4.6B | +45% | 117 | $39.7M | 94% | 47% | 44 | 28 | |
| F•••• I••••••••• G••••• L• asset manager | $4.6B | +105% | 0.0% | 2 | 8 | ||||
| C• A••••••• S••••••• independent RIA | $4.6B | +15% | 68 | $68.2M | 61% | 61% | 72 | 26 | |
| H••••••• I•••••••• M••••••••• C••• independent RIA | $4.6B | +11% | 9 | $515M | 87% | 98% | 76 | 1 | |
| C•••• E••••• T••••••••• L•• asset manager | $4.6B | +1.3% | 0.0% | 2 | 4 | ||||
| C••••••• C•••••• L•• asset manager | $4.6B | -5.3% | 0.0% | 7 | 4 | ||||
| V••••••• C•••••• A•••••••• L•• independent RIA | $4.6B | +18% | 39 | $119M | 94% | 92% | 46 | 7 | |
| C••••• A••••••••• •••• L•• asset manager | $4.6B | +23% | 0.0% | 1 | |||||
| B••••• H•••• • C• I•• other | $4.6B | +7.4% | 1 | $4.6B | 12% | 99% | 76 | 2 | |
| S••••• P••••••• P••••• A•••• M••••••••• L•• asset manager | $4.6B | +19% | 0.0% | 2 | 12 | ||||
| P••••••• asset manager | $4.6B | 0.0% | 3 | 11 | |||||
| A••••• A••••••• L•• other | $4.6B | +3.0% | 10 | $461M | 8.7% | 100% | 2 | ||
| Q••••••• W••••• P•••••••• L•• independent RIA | $4.6B | +30% | 35 | $132M | 100% | 84% | 64 | 6 | |
| T•••••••• I••••••••• C••••••• L•• asset manager | $4.6B | -28% | 3.1% | 4.1% | 2 | ||||
| S•••• B•••••• A••••••• L•• independent RIA | $4.6B | -0.0% | 54% | 100% | 1 | 16 | |||
| H•••••••• 1••• C•••••• M••••••••• L•• other | $4.6B | +52% | 0.0% | 1 | 1 | ||||
| F•••••••• C•••••• asset manager | $4.6B | +411% | 0.0% | 3 | |||||
| S••••• A•••• M••••••••• L• institutional | $4.6B | +5.8% | 0.0% | 4 | 5 | ||||
| B•• C•••••• M••••••••• other | $4.6B | +9.8% | 10 | $460M | 0.0% | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.