DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| OAKTREE ADVISORS LLC independent RIA | $283M | +58% | 7 | $40.4M | 98% | 81% | 55 | 1 | |
| FCIG WEALTH MANAGEMENT, LLC independent RIA | $282M | +29% | 5 | $56.5M | 88% | 64% | 89 | 1 | |
| COMPASS FINANCIAL ADVISORS LLC independent RIA | $282M | +6.7% | 7 | $40.4M | 69% | 76% | 91 | 4 | |
| S•••• • A••••••••• P• independent RIA | $282M | +23% | 3 | $94.1M | 98% | 76% | 64 | 1 | |
| H•• I••••••••• A••••••• independent RIA | $282M | +0.0% | 6 | $47.0M | 87% | 76% | 26 | 1 | |
| B••••• C•••••• M••••••••• I••• independent RIA | $282M | +28% | 2 | $141M | 94% | 86% | 69 | 1 | |
| C••••••••• C••••••• L•• independent RIA | $282M | +13% | 4 | $70.4M | 93% | 70% | 74 | 1 | |
| F•••••••• F•••••••• L•• independent RIA | $282M | +4.2% | 4 | $70.4M | 100% | 51% | 102 | 2 | |
| B••••••••• F•••••••• P••••••• G•••• independent RIA | $281M | +26% | 3 | $93.8M | 93% | 64% | 125 | 1 | |
| G•• G••••• I••••••••• I••• independent RIA | $281M | +9.0% | 5 | $56.3M | 97% | 85% | 43 | 1 | |
| R•••••••• W••••• M••••••••• L•• independent RIA | $281M | +21% | 4 | $70.2M | 95% | 83% | 45 | 1 | |
| R•• F•••••••• P•••••••• L•• independent RIA | $281M | +16% | 2 | $140M | 97% | 87% | 109 | 1 | |
| W•• A•••••••• L•• independent RIA | $281M | +27% | 6 | $46.8M | 99% | 90% | 22 | 4 | |
| S•••• H•••• F••••••••• L•• independent RIA | $281M | +88% | 5 | $56.2M | 100% | 61% | 76 | 1 | |
| W•••• A••••••• independent RIA | $281M | +21% | 7 | $40.1M | 100% | 58% | 64 | 2 | |
| W••••• • B•••••• C•••••• M••••••••• L•• independent RIA | $280M | +6.0% | 2 | $140M | 94% | 90% | 67 | 2 | |
| D•• I••••••••• A•••••••• L•• independent RIA | $280M | +15% | 5 | $56.0M | 56% | 68% | 105 | 4 | |
| W••••• C•••• C•••••• M••••••••• I••• independent RIA | $280M | 3 | $93.3M | 92% | 71% | 132 | 1 | ||
| C•••••••• C••••••• I••• independent RIA | $280M | +15% | 2 | $140M | 98% | 82% | 114 | 1 | |
| M•••••• W••••• L•• independent RIA | $280M | +29% | 5 | $55.9M | 99% | 90% | 33 | 3 | |
| H•••••• • S•••••• W••••• S••••••••• L•• independent RIA | $279M | +30% | 4 | $69.9M | 99% | 81% | 59 | 1 | |
| A••••••• F•••••••• • T•• S••••••••• I••• independent RIA | $279M | +8.8% | 1 | $279M | 100% | 85% | 185 | 2 | |
| P•••••••• F••••••••• I••• independent RIA | $279M | +18% | 5 | $55.9M | 98% | 68% | 82 | 2 | |
| T•• W••••• M••••••••• independent RIA | $279M | +12% | 2 | $140M | 100% | 89% | 66 | 3 | |
| D••••••••• W••••• M••••••••• independent RIA | $279M | +11% | 2 | $140M | 100% | 89% | 83 | 2 | |
| S••••••• D••• L•• independent RIA | $279M | 3 | $93.0M | 99% | 82% | 51 | 1 | ||
| C••••••••• W••••• S••••••••• L•• independent RIA | $279M | -8.9% | 2 | $139M | 72% | 68% | 115 | 1 | 4 |
| A••••••• A••••••• independent RIA | $279M | +29% | 4 | $69.7M | 100% | 74% | 79 | 2 | |
| M••••••••• W••••• independent RIA | $279M | +37% | 5 | $55.7M | 100% | 81% | 46 | 4 | |
| H••••••• W••••• A••••••• independent RIA | $279M | +19% | 7 | $39.8M | 98% | 58% | 92 | 2 | |
| V••••••••• • W•••• W••••• M••••••••• G•••• independent RIA | $279M | +20% | 5 | $55.7M | 75% | 70% | 67 | 2 | |
| W••••• A••••••• G••••• L•• independent RIA | $278M | +29% | 2 | $139M | 100% | 76% | 136 | 1 | |
| F••• H•••• C••••••• L•• independent RIA | $278M | +16% | 2 | $139M | 93% | 66% | 233 | 1 | |
| I••••••••• M•••• M•••••• P•• L•• independent RIA | $278M | 100% | 72% | 4 | |||||
| C•••••• I••••••••• A••••••• I•• independent RIA | $278M | +18% | 1 | $278M | 100% | 88% | 118 | 1 | |
| S••••••• F•••••••• M••••••••• independent RIA | $278M | +8.6% | 2 | $139M | 100% | 89% | 75 | 1 | |
| F•••• F•••••••• A••••••• S••••••• I•• independent RIA | $278M | +11% | 3 | $92.7M | 99% | 57% | 172 | 3 | |
| F•••••• F•••••••• independent RIA | $278M | +18% | 4 | $69.5M | 99% | 80% | 46 | 2 | |
| A•••••••• A••••••• G••••• I••• independent RIA | $278M | +33% | 2 | $139M | 93% | 85% | 91 | 1 | |
| A••••••••• F•••••••• P•••••••• L•• independent RIA | $278M | +1.4% | 1 | $278M | 100% | 86% | 193 | 2 | |
| M•••• F•••••••• G••••• I••• independent RIA | $278M | 4 | $69.4M | 99% | 68% | 79 | 1 | ||
| U•••••••• F•••••••• A•••••••• L•• independent RIA | $277M | +11% | 9 | $30.8M | 100% | 72% | 36 | 3 | |
| H•• W••••• M••••••••• L•• independent RIA | $277M | +38% | 5 | $55.5M | 97% | 81% | 52 | 2 | |
| K••••• G•••• independent RIA | $277M | +37% | 7 | $39.6M | 100% | 65% | 59 | 7 | |
| B•••••• A••••••• G•••• L•• independent RIA | $277M | +17% | 15 | $18.5M | 87% | 60% | 56 | 2 | |
| W••••••••• C•••••• S••••••••• L•• independent RIA | $277M | +7.3% | 6 | $46.2M | 98% | 80% | 29 | 4 | |
| J•• F•••••••• S•••••••• I••• independent RIA | $277M | +5.6% | 2 | $138M | 100% | 55% | 299 | 1 | |
| W••••••••• I••••••••• I••• independent RIA | $276M | +25% | 5 | $55.3M | 91% | 85% | 35 | 1 | |
| C••••••••• A••••••• G••••• L•• independent RIA | $276M | +17% | 5 | $55.3M | 95% | 81% | 55 | 1 | |
| T•••••••• T•• • F•••••••• independent RIA | $276M | +3.3% | 5 | $55.2M | 100% | 51% | 86 | 1 | |
| N•••••••• F•••••••• P•••••••• L•• independent RIA | $276M | +5.1% | 5 | $55.2M | 99% | 83% | 34 | 1 | |
| I•••••• I••••••••• M••••••••• I••• independent RIA | $276M | -3.7% | 4 | $68.9M | 88% | 73% | 47 | 2 | |
| C••••••••• W••••• M••••••••• independent RIA | $276M | +6.7% | 1 | $276M | 89% | 80% | 238 | 1 | |
| S••••••• S•••••••• C•••••• M••••••••• L•• independent RIA | $275M | +10% | 4 | $68.8M | 90% | 75% | 70 | 2 | |
| C•••••• R••••••• • I••••••••• G•••• I•• independent RIA | $275M | +8.1% | 4 | $68.8M | 98% | 86% | 40 | 1 | |
| R•••••• C•••••• M••••••••• L•• independent RIA | $275M | +9.4% | 4 | $68.8M | 90% | 78% | 72 | 2 | |
| C•••••• C•••••• P•••••••• L•• independent RIA | $275M | +18% | 2 | $137M | 98% | 87% | 100 | 1 | |
| B•••• W••••• G•••• independent RIA | $275M | +13% | 2 | $137M | 99% | 73% | 166 | 1 | |
| O•••••••• W••••• A••••••• L•• independent RIA | $274M | +24% | 1 | $274M | 99% | 85% | 213 | 1 | |
| E•••• F••••••••• I••• independent RIA | $274M | +14% | 1 | $274M | 100% | 59% | 439 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.