DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HOLLENCREST CAPITAL MANAGEMENT independent RIA | $2.9B | +7.5% | 15 | $191M | 86% | 90% | 31 | 1 | 3 |
| MEEDER ADVISORY SERVICES, INC. independent RIA | $2.9B | +37% | 19 | $151M | 95% | 65% | 189 | 1 | |
| COOPER MCMANUS independent RIA | $2.9B | +11% | 64 | $44.6M | 93% | 53% | 53 | 29 | |
| F••••••• F•••••••• A••••••• independent RIA | $2.8B | +17% | 25 | $113M | 96% | 83% | 83 | 4 | |
| T••• F•••••••• independent RIA | $2.8B | +13% | 63 | $44.8M | 86% | 62% | 72 | 34 | |
| S•••••••• F•••••••• S••••••• independent RIA | $2.8B | +23% | 28 | $100M | 70% | 89% | 43 | 6 | |
| R••••••••• I••••••••• independent RIA | $2.8B | +21% | 17 | $164M | 94% | 89% | 70 | 3 | 1 |
| T••••••• A•••• M••••••••• L•• independent RIA | $2.8B | +28% | 44 | $63.5M | 94% | 55% | 48 | 17 | |
| D••••••••• L•• independent RIA | $2.8B | +34% | 29 | $96.2M | 95% | 83% | 68 | 12 | 1 |
| A•••• W••••• A•••••••• L•• BD affiliated | $2.7B | -13% | 144 | $19.1M | 93% | 80% | 37 | 27 | |
| G••••••• W••••• A•••••••• L•• independent RIA | $2.7B | +34% | 33 | $83.1M | 72% | 78% | 64 | 14 | |
| B•••• W•••••• L•• independent RIA | $2.7B | -0.6% | 61 | $44.8M | 93% | 68% | 140 | 15 | |
| R•••••• P•••••••• J•••••• independent RIA | $2.7B | +15% | 16 | $170M | 96% | 89% | 90 | 1 | |
| M••••• L•• independent RIA | $2.7B | +17% | 134 | $20.0M | 99% | 50% | 41 | 76 | |
| P••• V••••• I••••••••• independent RIA | $2.7B | +22% | 33 | $81.0M | 86% | 83% | 63 | 2 | 2 |
| P••••••• A•• C•••••• A••••••• L•• independent RIA | $2.7B | +17% | 13 | $205M | 70% | 87% | 85 | 1 | |
| L••••• W••••• M••••••••• L•• independent RIA | $2.7B | +13% | 16 | $166M | 90% | 86% | 91 | 1 | |
| F••••• V••••• independent RIA | $2.6B | +23% | 20 | $132M | 98% | 89% | 82 | 1 | |
| J••••• C•••••• M••••••••• L•• independent RIA | $2.6B | +21% | 31 | $85.2M | 90% | 84% | 94 | 4 | |
| T•• P•••••• F•••••••• G••••• L•• independent RIA | $2.6B | +25% | 35 | $75.4M | 54% | 62% | 67 | 25 | |
| P••••••• F•••••••• independent RIA | $2.6B | 15 | $176M | 64% | 89% | 59 | 2 | ||
| C•••• A•••• M••••••••• I•• independent RIA | $2.6B | +17% | 20 | $131M | 94% | 79% | 106 | 1 | |
| T•••••••• W••••• M••••••••• L•• independent RIA | $2.6B | +21% | 24 | $108M | 85% | 83% | 90 | 4 | |
| M•••• C•••••• M••••••••• I••• independent RIA | $2.6B | +18% | 14 | $184M | 92% | 80% | 112 | 2 | |
| I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated | $2.6B | +16% | 121 | $21.2M | 97% | 62% | 49 | 96 | |
| S•••••••• B••••••••• L•• independent RIA | $2.5B | -5.1% | 54 | $47.0M | 98% | 70% | 62 | 27 | |
| R•••••• W••••• M••••••••• L•• independent RIA | $2.5B | +23% | 9 | $281M | 95% | 72% | 341 | 3 | |
| S••••••••• C•••••• A••••••• L•• independent RIA | $2.5B | +11% | 5 | $504M | 71% | 77% | 322 | 3 | |
| S••••••• R••••••• • I••••••••• M••••••••• independent RIA | $2.5B | -0.1% | 15 | $167M | 76% | 61% | 170 | 5 | |
| M••• S••••• F•••••••• S••••••••• L•• independent RIA | $2.5B | +0.5% | 41 | $61.2M | 95% | 87% | 48 | 22 | |
| H•••••• S••••••••• I••• BD affiliated | $2.5B | +11% | 166 | $15.1M | 90% | 63% | 20 | 19 | |
| N•••• S••• I••••••••• M••••••••• C••••••••• independent RIA | $2.5B | +9.7% | 11 | $227M | 78% | 81% | 231 | 3 | |
| P•••••••• F•••••••• S••••••• independent RIA | $2.5B | +32% | 49 | $51.0M | 93% | 79% | 63 | 15 | |
| C••••••••• W••••• independent RIA | $2.5B | +18% | 30 | $82.9M | 98% | 60% | 79 | 9 | |
| O•••• A•••••••• L•• independent RIA | $2.5B | +18% | 10 | $246M | 81% | 87% | 69 | 3 | |
| E••••••• A••••••• independent RIA | $2.5B | +31% | 36 | $68.4M | 96% | 78% | 63 | 3 | |
| S•••••• R••• • C••• L•• independent RIA | $2.5B | +14% | 12 | $205M | 94% | 89% | 101 | 1 | |
| J•••• T•••••• I••••••••• P•••••••• L•• independent RIA | $2.4B | +33% | 37 | $66.1M | 70% | 79% | 46 | 3 | 1 |
| H••• A•• R••••••• I••• independent RIA | $2.4B | +20% | 11 | $221M | 92% | 82% | 123 | 5 | |
| S••••••• I••••••••• M••••••••• independent RIA | $2.4B | +7.6% | 13 | $185M | 87% | 67% | 157 | 2 | |
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | $2.4B | +24% | 103 | $23.2M | 96% | 58% | 60 | 40 | |
| N•••••••• C••••••• L•• independent RIA | $2.4B | +24% | 6 | $399M | 97% | 61% | 351 | 1 | |
| S•••• M•••• • C•• BD affiliated | $2.4B | +18% | 45 | $52.7M | 92% | 68% | 91 | 10 | |
| G••••• A•••• M••••••••• L•• independent RIA | $2.4B | +17% | 8 | $295M | 98% | 87% | 159 | 3 | |
| C••••• A•••• M••••••••• C••• independent RIA | $2.4B | +24% | 66% | 68% | 2 | 7 | |||
| K••••••• F•••••••• G••••• L•• independent RIA | $2.3B | +26% | 33 | $70.9M | 98% | 52% | 200 | 9 | |
| M••••• F•••••••• G•••• L•• independent RIA | $2.3B | +20% | 10 | $233M | 93% | 82% | 111 | 1 | |
| C••••• F•••••••• N••••••• L•• independent RIA | $2.3B | +26% | 36 | $64.6M | 100% | 57% | 80 | 2 | |
| W•••••• F•••• independent RIA | $2.3B | +7.9% | 11 | $211M | 89% | 60% | 145 | 1 | |
| S••••• W••••• G•••• independent RIA | $2.3B | 38 | $60.7M | 100% | 66% | 82 | 11 | ||
| W••••• C•••• W••••• M••••••••• I••• independent RIA | $2.3B | +18% | 10 | $230M | 93% | 89% | 103 | 1 | |
| R•• I••••••••• independent RIA | $2.3B | -2.9% | 2 | $1.1B | 100% | 88% | 706 | 1 | |
| V•••• C•••••• P•••••••• L•• independent RIA | $2.3B | +11% | 47 | $48.7M | 91% | 50% | 108 | 32 | |
| M••••• A••••••• independent RIA | $2.3B | +19% | 49 | $46.5M | 98% | 76% | 57 | 8 | |
| G•••••• W••••• P•••••••• L•• independent RIA | $2.3B | +82% | 104 | $21.9M | 98% | 59% | 70 | 26 | |
| T•••••••• F•••••••• G•••• independent RIA | $2.3B | +20% | 16 | $142M | 91% | 88% | 120 | 1 | |
| S••••••••• F•••••••• G••••• L•• independent RIA | $2.3B | +24% | 25 | $91.1M | 72% | 79% | 51 | 5 | |
| J•• A••••••• independent RIA | $2.3B | +28% | 12 | $190M | 83% | 56% | 641 | 1 | |
| Y•• I••••••••• A••••••• I•• independent RIA | $2.3B | +14% | 18 | $126M | 85% | 87% | 61 | 4 | |
| F•••••• W••••• M••••••••• I••• independent RIA | $2.3B | +20% | 11 | $206M | 55% | 65% | 197 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.