DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ARTHUR VENTURES asset manager | $2.6B | +66% | 0.0% | 1 | 17 | ||||
| HOWARD CAPITAL MANAGEMENT GROUP, LLC independent RIA | $2.6B | +11% | 3 | $854M | 78% | 96% | 176 | 3 | |
| DUNES POINT CAPITAL, L.P. asset manager | $2.6B | +47% | 0.0% | 1 | 9 | ||||
| R••••••• A•••••••• I••• asset manager | $2.6B | +12% | 0.0% | 3 | 1 | ||||
| B•••• R•••• I••••••••• M••••••••• L•• asset manager | $2.6B | +64% | 0.0% | 2 | 3 | ||||
| B•••• C•••••• M••••••••• L••• independent RIA | $2.6B | +15% | 3 | $853M | 100% | 99% | 38 | 4 | 1 |
| K••••••••• A•••• M••••••••• L•• asset manager | $2.6B | +35% | 7 | $365M | 0.0% | 2 | |||
| C•••••• C•••••• M••••••••• I•• independent RIA | $2.6B | +21% | 14 | $183M | 75% | 98% | 27 | 2 | |
| G••••••• W••••• S•••••••• L•• independent RIA | $2.6B | +17% | 14 | $183M | 96% | 99% | 26 | 17 | |
| M•• A••••••• L•• institutional | $2.6B | +71% | 4 | $639M | 1.6% | 98% | 4 | 3 | |
| G•••• A••••••• A•••• M••••••••• L••• asset manager | $2.6B | +32% | 0.0% | 2 | |||||
| A••••• C•••••• L•••••• asset manager | $2.6B | -26% | 0.0% | 1 | 7 | ||||
| C•••••• P••••• W••••• M••••••••• independent RIA | $2.6B | +10.0% | 23 | $111M | 84% | 32% | 67 | 4 | |
| S•• I••••••••• M••••••••• L•• mixed wealth | $2.6B | +18% | 2 | $1.3B | 20% | 6.8% | 15 | 1 | |
| A••••••• C•••••• G••••• L• asset manager | $2.6B | -9.9% | 0.0% | 1 | 3 | ||||
| R•• A•••• M••••••••• L•• asset manager | $2.5B | +0.6% | 0.0% | 2 | 4 | ||||
| C•••••••• C•••••• M••••••••• L•• other | $2.5B | +0.6% | 14 | $182M | 18% | 93% | 23 | 1 | 3 |
| R• C•••••• M••••••••• P•••••• L•• asset manager | $2.5B | +41% | 0.0% | 1 | 5 | ||||
| U•••• A•••• M••••••••• L• asset manager | $2.5B | +3481% | 0.0% | 1 | |||||
| C••••••••• S••••••••• L•• BD affiliated | $2.5B | +20% | 127 | $20.0M | 89% | 28% | 97 | 126 | |
| P•••• 3• C•••••• M••••••••• L•• asset manager | $2.5B | -9.4% | 0.0% | 2 | |||||
| B••••••••• I•••••• F••• M••••••••• L•••••• asset manager | $2.5B | +11% | 0.0% | 6 | 3 | ||||
| M••• I••••••••• L•• asset manager | $2.5B | +129% | 0.0% | 1 | |||||
| V•••••• C•••••• L•• independent RIA | $2.5B | +17% | 8 | $317M | 89% | 100% | 1 | 12 | |
| C••••••• I••••••••• A•••••••• I••• asset manager | $2.5B | -4.0% | 0.0% | 2 | |||||
| S•••••••• B••••••••• L•• independent RIA | $2.5B | -5.1% | 54 | $47.0M | 98% | 70% | 62 | 27 | |
| M•••••••• I••••••••• A••• L•••••• asset manager | $2.5B | +19% | 0.0% | 1 | |||||
| D•••••••• G•••• L• asset manager | $2.5B | +10% | 0.0% | 1 | 10 | ||||
| C••••••••• A•••• M••••••••• I•• independent RIA | $2.5B | +4.6% | 1 | $2.5B | 80% | 100% | 1 | ||
| R•••••• W••••• M••••••••• L•• independent RIA | $2.5B | +23% | 9 | $281M | 95% | 72% | 341 | 3 | |
| L••••• F••• M••••••••• L•• asset manager | $2.5B | -5.8% | 0.0% | 1 | |||||
| C•• F•••••••• G••••• L•• mixed wealth | $2.5B | +14% | 1 | $2.5B | 31% | 92% | 544 | 2 | |
| T•• F•••••••• A••••••• independent RIA | $2.5B | +31% | 49 | $51.6M | 93% | 48% | 178 | 26 | |
| I••• I••••••••• N•••• A•••••• I••• asset manager | $2.5B | +7.3% | 0.0% | 1 | |||||
| C••••••••• W••••• C•••••• asset manager | $2.5B | +99% | 0.0% | 2 | 10 | ||||
| P•••••• W••••• A•••• M••••••••• independent RIA | $2.5B | +36% | 22 | $115M | 100% | 98% | 25 | 7 | |
| S••••••••• C•••••• A••••••• L•• independent RIA | $2.5B | +11% | 5 | $504M | 71% | 77% | 322 | 3 | |
| A•••• A••••••• G•••• L•• independent RIA | $2.5B | +28% | 5 | $504M | 79% | 100% | 8 | 2 | |
| T•••••••• C•••••• L• asset manager | $2.5B | -77% | 0.0% | 2 | 1 | ||||
| A••••• C•••••• P•••••••• L••• asset manager | $2.5B | -19% | 0.0% | 2 | 8 | ||||
| A•••• C•••••• P•••••••• L•• independent RIA | $2.5B | +18% | 6 | $419M | 73% | 99% | 75 | 2 | 2 |
| A••••••• C•••••• M••••••••• L• asset manager | $2.5B | -13% | 0.0% | 1 | |||||
| S•••••••• P•••••••• L•• asset manager | $2.5B | -2.6% | 0.0% | 1 | 2 | ||||
| N•• A•• A•••• asset manager | $2.5B | -4.2% | 1 | $2.5B | 0.0% | 100% | 2 | 1 | 1 |
| N• S••••• G• L• asset manager | $2.5B | +13% | 0.0% | 1 | 4 | ||||
| S••••••• R••••••• • I••••••••• M••••••••• independent RIA | $2.5B | -0.1% | 15 | $167M | 76% | 61% | 170 | 5 | |
| W••••••••• P•••••••• I••• asset manager | $2.5B | +4.8% | 0.0% | 1 | 9 | ||||
| R•• P•••••• W••••• independent RIA | $2.5B | +18% | 28 | $89.6M | 84% | 91% | 34 | 7 | |
| M••• S••••• F•••••••• S••••••••• L•• independent RIA | $2.5B | +0.5% | 41 | $61.2M | 95% | 87% | 48 | 22 | |
| H•••••• S••••••••• I••• BD affiliated | $2.5B | +11% | 166 | $15.1M | 90% | 63% | 20 | 19 | |
| T•• E••••••• G•••• L•• asset manager | $2.5B | +46% | 0.0% | 2 | 3 | ||||
| O•• V••••••• asset manager | $2.5B | 0.0% | 3 | 19 | |||||
| K••••••• N••••••• G••••• L•• asset manager | $2.5B | +10% | 0.0% | 2 | |||||
| A•••• C•••••• L• asset manager | $2.5B | -6.1% | 0.0% | 2 | 3 | ||||
| P•••••• C•••••• M••••••••• L•• asset manager | $2.5B | +20% | 3.6% | 100% | 1 | 1 | |||
| N•••• S••• I••••••••• M••••••••• C••••••••• independent RIA | $2.5B | +9.7% | 11 | $227M | 78% | 81% | 231 | 3 | |
| S•••• C•••••• P••••••• asset manager | $2.5B | +37% | 0.0% | 2 | 14 | ||||
| M•••••••• M••••••••• I• L•• asset manager | $2.5B | +0.6% | 0.0% | 1 | 24 | ||||
| F••••••• I••••••••• M••••••••• P••••••• L••• other | $2.5B | -6.6% | 0.0% | 1 | 2 | ||||
| P•••••••• F•••••••• S••••••• independent RIA | $2.5B | +32% | 49 | $51.0M | 93% | 79% | 63 | 15 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.