DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SALEM PARTNERS WEALTH MANAGEMENT, LLC independent RIA | $1.5B | +262% | 4 | $374M | 100% | 100% | 2 | ||
| STONY POINT CAPITAL institutional | $1.5B | +37% | 0.0% | 1 | 1 | ||||
| FOSUN ASSET MANAGEMENT LIMITED institutional | $1.5B | +39% | 0.0% | 1 | |||||
| T•••• B••••• A••••••• independent RIA | $1.5B | +13% | 7 | $213M | 92% | 86% | 109 | 1 | 2 |
| L••••• B• P••••••• L• asset manager | $1.5B | +25% | 0.0% | 1 | 1 | ||||
| T•• I••••••• M••••••• C•••••• L•• institutional | $1.5B | +36% | 3 | $498M | 0.0% | 2 | |||
| M••• C•••••• M••••••••• L•• independent RIA | $1.5B | +8.9% | 4 | $373M | 52% | 99% | 24 | 1 | |
| M••••••••• M••••••••• C••• L•• asset manager | $1.5B | +2.6% | 0.0% | 1 | 13 | ||||
| V••••• C•••••• A•••••••• L•• other | $1.5B | +3.3% | 0.0% | 3 | 2 | ||||
| K•••• L••• A•••• M••••••••• •••••••• C••• L••• institutional | $1.5B | +1.4% | 0.0% | 1 | |||||
| P••• G•••• F•••••••• G•••• independent RIA | $1.5B | +20% | 14 | $107M | 100% | 75% | 100 | 4 | |
| W•••••• • C•••••• independent RIA | $1.5B | +30% | 9 | $166M | 100% | 70% | 82 | 1 | |
| B•••••••• E••••• P••••••• L•• asset manager | $1.5B | +14% | 0.0% | 1 | 20 | ||||
| R••••••••• I••••••••• A••••••• I•• independent RIA | $1.5B | +17% | 8 | $186M | 97% | 71% | 175 | 2 | |
| S••••••••• C•••••• P•••••••• L••• asset manager | $1.5B | +73% | 0.0% | 1 | 10 | ||||
| A••••••• C•••••• S••••••••• L•• independent RIA | $1.5B | +16% | 16 | $93.1M | 80% | 85% | 48 | 3 | |
| C•• P••••••• L•• asset manager | $1.5B | +264% | 0.0% | 1 | 3 | ||||
| F••• M••••••••• L•• asset manager | $1.5B | +136% | 0.0% | 19 | |||||
| W•••••• C•••••• M••••••••• I••• independent RIA | $1.5B | +9.9% | 3 | $496M | 66% | 93% | 138 | 1 | 1 |
| I•••••• C•••••• M••••••••• L• asset manager | $1.5B | +47% | 0.0% | 1 | 1 | ||||
| Y•••••• M••••• M••••••• L•• asset manager | $1.5B | +22% | 0.0% | 1 | 8 | ||||
| A••••• I••••••••• A••••••• L•• independent RIA | $1.5B | +31% | 12 | $124M | 65% | 81% | 79 | 3 | |
| A••••••• C•••••• M••••••••• L•• institutional | $1.5B | -5.0% | 3.1% | 100% | 1 | 2 | |||
| V•••••• C•••••• M••••••••• I••• platform/SMA | $1.5B | 48% | 30% | 8 | |||||
| A•• C••••••• L•• independent RIA | $1.5B | +29% | 29 | $51.3M | 92% | 95% | 16 | 6 | 10 |
| C•••••• I••••• A••••••• asset manager | $1.5B | +639% | 1 | $1.5B | 0.0% | 1 | |||
| S•••••• A•••••••• L•• independent RIA | $1.5B | +20% | 3 | $495M | 97% | 100% | 1 | ||
| S•••••• W••••• M••••••••• independent RIA | $1.5B | +265% | 21 | $70.7M | 98% | 15% | 55 | 2 | |
| Q•••••• F•••••••• A•••••••• L•• independent RIA | $1.5B | +21% | 15 | $98.9M | 99% | 81% | 30 | 5 | |
| F••••••• P••• I••••••••• L•• institutional | $1.5B | -3.4% | 5 | $297M | 25% | 29% | 1,812 | 1 | |
| R••••• I••••••••• M••••••••• other | $1.5B | -8.3% | 0.0% | 1 | 1 | ||||
| A••••• A••••••• independent RIA | $1.5B | +21% | 13 | $114M | 92% | 77% | 82 | 1 | |
| O•••••• C•••••• P•••••••• L•• asset manager | $1.5B | -1.2% | 1 | $1.5B | 0.0% | 3 | 16 | ||
| N•••••••• C•••••• M••••••••• L••••• asset manager | $1.5B | -7.0% | 0.0% | 1 | 13 | ||||
| C•••••• F•••••••• G••••• I•• independent RIA | $1.5B | +23% | 7 | $212M | 99% | 63% | 402 | 1 | |
| G•••••• • C•••••• I••••••••• A•••••••• I••• asset manager | $1.5B | +16% | 0.0% | 2 | 10 | ||||
| C••••••• A••••••••• I••• independent RIA | $1.5B | -6.6% | 4 | $370M | 90% | 88% | 150 | 1 | |
| H• B••••• A•••• M••••••••• L•• asset manager | $1.5B | +16% | 0.0% | 1 | 15 | ||||
| A•••••• I••••••••• L•• institutional | $1.5B | +15% | 2 | $741M | 0.0% | 1 | 2 | ||
| T•• G••••• A•••• M••••••••• L•• independent RIA | $1.5B | +16% | 13 | $114M | 98% | 92% | 77 | 6 | |
| C•••• A•••• M••••••••• L••• asset manager | $1.5B | -16% | 0.0% | 1 | 6 | ||||
| T•• M••••••••• I•• independent RIA | $1.5B | +15% | 30 | $49.3M | 100% | 56% | 86 | 2 | |
| N•••••• P•••••••• L•• institutional | $1.5B | -0.3% | 0.0% | 1 | |||||
| K••••••• • B••••• L•• independent RIA | $1.5B | +3.4% | 4 | $370M | 94% | 96% | 61 | 1 | |
| T• R••••• L•• asset manager | $1.5B | -18% | 0.0% | 3 | 3 | ||||
| S•••••• I••••••••• G•••• independent RIA | $1.5B | +15% | 14 | $105M | 94% | 96% | 28 | 1 | 1 |
| S•••••••• A•••• M••••••••• L• asset manager | $1.5B | +30% | 0.0% | 2 | 20 | ||||
| G•• U•• I••• other | $1.5B | +35% | 0.0% | 4 | 5 | ||||
| E••••••• A••••••••• I••• independent RIA | $1.5B | +20% | 11 | $134M | 98% | 78% | 110 | 3 | |
| P•••••• R••• E••••• I••••••••• M••••••••• L•• asset manager | $1.5B | -5.4% | 0.0% | 2 | 6 | ||||
| S•••••• W••••• A•••••••• L•• independent RIA | $1.5B | +11% | 6 | $246M | 100% | 99% | 24 | 2 | |
| H•••••••• platform/SMA | $1.5B | +24% | 68% | 97% | 1 | ||||
| S••••• L••• A•••• M••••••••• I••• asset manager | $1.5B | +32% | 0.0% | 9 | 2 | ||||
| H•• W••••• A•••••••• L•• independent RIA | $1.5B | +4.6% | 12 | $123M | 96% | 77% | 98 | 3 | |
| R•••••• I••••••••• M••••••••• L•• mixed wealth | $1.5B | +4.7% | 8 | $184M | 31% | 2 | |||
| P•• C•••••• M••••••••• I••• asset manager | $1.5B | +7.5% | 0.0% | 1 | 1 | ||||
| H•••• W•••••• L•• independent RIA | $1.5B | 22 | $66.8M | 95% | 80% | 64 | 3 | ||
| C•••••••• I••••••••• M••••••••• L•• asset manager | $1.5B | +35% | 0.0% | 6 | 2 | ||||
| R•••• W••••• A••••••• L•• independent RIA | $1.5B | +17% | 16 | $91.8M | 96% | 84% | 55 | 3 | |
| F•• P•••••• I••••••••• L•• asset manager | $1.5B | -0.2% | 0.0% | 3 | 27 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.