DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
627 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ARGENT RETIREMENT PLAN ADVISORS, LLC institutional | $683M | +4.8% | 5 | $137M | 0.0% | 5 | |||
| PHOCAS FINANCIAL CORPORATION institutional | $683M | -14% | 3 | $228M | 9.0% | 7.2% | 8 | 1 | |
| GLOBAL FRONTIER INVESTMENTS, LLC institutional | $682M | +32% | 0.0% | 2 | 3 | ||||
| O•• G•••• A•••• M••••••••• L•• institutional | $656M | +15% | 0.0% | 2 | |||||
| S••••• C•••• A••••••• other | $651M | -18% | 3 | $217M | 5.2% | 96% | 6 | 2 | |
| T•• F•••••••• R••••••• C••••• other | $642M | +58% | 6 | $107M | 16% | 0.0% | 40 | 2 | |
| C••••••• A••••••••• L•• institutional | $633M | -6.1% | 4 | $158M | 3.6% | 100% | 1 | 5 | |
| K•••• C•••••• A••••••• P•• L••• institutional | $633M | 4.8% | 1 | 1 | |||||
| C••••••• A••••••• institutional | $628M | +27% | 1.8% | 100% | 2 | ||||
| F••••• W••••• S•••••••• I••• other | $628M | -19% | 2 | $314M | 19% | 55% | 172 | 1 | |
| I••••••••• C•••••• A•••••••• L•• institutional | $619M | -1.6% | 0.0% | 2 | |||||
| T••••• C•••••• M••••••••• I• L•• institutional | $619M | +34% | 2 | $309M | 8.5% | 2 | |||
| W•••••• R••••••••• P•••• L•• institutional | $618M | +19% | 2 | $309M | 0.0% | 1 | |||
| I••••••••• C•••••• M••••••••• I••• institutional | $605M | +3.6% | 1 | $605M | 0.0% | 1 | |||
| J•••• C•••••• M••••••••• L•• institutional | $597M | +171% | 0.0% | 1 | 1 | ||||
| F••• D••••• A••••••• I••• institutional | $593M | -2.0% | 4 | $148M | 9.8% | 57% | 23 | 1 | |
| B•••• F•••••••• S••••••• L•• institutional | $588M | -27% | 1 | $588M | 0.0% | 1 | |||
| H•••••••• C•••••• A•••••••• L•• institutional | $587M | +18% | 2 | $294M | 4.5% | 78% | 17 | 1 | |
| F•••••• F••••••••• L•• institutional | $585M | +34% | 3 | $195M | 0.8% | 1 | |||
| T•••• C•••••• M••••••••• I••• other | $578M | +19% | 3 | $193M | 19% | 86% | 22 | 1 | |
| C•••••• I••••••••• P•••••••• I••• institutional | $572M | +10% | 1 | $572M | 0.0% | 1 | |||
| I••• I••••••••• L•• other | $570M | +22% | 1 | $570M | 0.0% | 3 | 1 | ||
| R••••••• A•••••••• L•• other | $565M | +42% | 4 | $141M | 14% | 97% | 10 | 1 | |
| Q• C••••••••• other | $560M | +12% | 2 | $280M | 16% | 91% | 21 | 1 | |
| P•• R••••••••• C••••••••• institutional | $559M | +27% | 1 | $559M | 0.0% | 1 | |||
| C•••••• T•••• B••• institutional | $554M | +8.9% | 2 | $277M | 0.0% | 5 | |||
| B•••••• F•••••••• G•••• L•• institutional | $529M | +13% | 2 | $265M | 0.0% | 1 | |||
| R••••••••• W••••••• G•••• institutional | $527M | +0.6% | 2 | $263M | 0.1% | 100% | 1 | 2 | |
| S•• B••••••• C••••••••• institutional | $524M | +87% | 3 | $175M | 0.0% | 1 | |||
| F•••••••• A•••••••• L•• institutional | $520M | +12% | 2 | $260M | 0.3% | 1 | |||
| Q••••••• S••••••• P••••••• N•••• A•••••• I••• institutional | $518M | +75% | 1 | $518M | 0.0% | 1 | |||
| G•••••• F••• A••••••••• institutional | $517M | +23% | 0.0% | 1 | |||||
| G•••••• I••••••••• P••••••• L•• institutional | $515M | +16% | 0.0% | 1 | 1 | ||||
| C•••••• P•••• I••••••••• M••••••••• L• institutional | $512M | +80% | 0.0% | 1 | 2 | ||||
| D•••• P••••••• I•• institutional | $509M | +12% | 2 | $254M | 6.5% | 1 | |||
| I•• A•••• M••••••••• L•• other | $508M | +4.7% | 6 | $84.7M | 0.0% | 1 | |||
| W•• F•••••••• A•••••••• I••• other | $508M | -8.4% | 3 | $169M | 13% | 1 | |||
| S•• C•••••• A••••••• L•• institutional | $503M | +20% | 3 | $168M | 7.5% | 25% | 56 | 3 | |
| M••••••• A••••••• G•••• institutional | $492M | +21% | 1 | $492M | 0.0% | 1 | |||
| D•••• C•••••• G••••• L•• institutional | $490M | 1 | $490M | 0.0% | 1 | ||||
| H•••••••• C••••• A•• I••••• F••• I• M••••••• L•• institutional | $490M | +18% | 0.0% | 1 | 2 | ||||
| B•••••• C••••••• L•• institutional | $486M | +48% | 3 | $162M | 2.3% | 1 | |||
| 1••• C•••••• L•• institutional | $486M | -1.3% | 1 | $486M | 0.0% | 1 | |||
| M••••••• P•••••• A•••••••• L•• institutional | $484M | +34% | 0.0% | 1 | |||||
| O•••••••• W••••• M••••••••• I••• institutional | $482M | +3.7% | 1 | $482M | 0.0% | 2 | |||
| 1••• M•••••••• L•• other | $480M | +2.3% | 1 | $480M | 18% | 100% | 1 | ||
| A••••• C•••••• M••••••••• L•• other | $470M | -37% | 1 | $470M | 0.0% | 2 | 1 | ||
| A••••• F•••••••• S•••••••• L•• institutional | $466M | 1 | $466M | 0.0% | 1 | ||||
| A••• F••••••••• A••••••• L•• other | $466M | -29% | 0.0% | 1 | 13 | ||||
| A••••••••• P••••••••• F•••••••• S••••••••• L•• other | $464M | +25% | 1 | $464M | 11% | 1 | |||
| B•••• R•• I••••••••• L•• institutional | $457M | +37% | 2 | $229M | 9.6% | 100% | 1 | ||
| W•••••••• A•••••••• L•• institutional | $454M | -20% | 0.0% | 1 | |||||
| H••••• • S••••• A••••••• S••••••• L•• other | $450M | +19% | 27 | $16.7M | 12% | 1.9% | 2 | ||
| M••••••••• R•• L•• other | $446M | +14% | 3 | $149M | 16% | 57% | 42 | 1 | |
| D•• I••••••••• A•••••••• L•• institutional | $446M | -9.7% | 0.0% | 1 | |||||
| C••••••• Q•••••••• R••••••••• P••• A•••••••• L•• institutional | $444M | +8.7% | 1 | $444M | 2.2% | 1 | |||
| P••••••• A•••• M••••••••• institutional | $442M | +19% | 0.0% | 2 | |||||
| P••••••••• A•••••••• L•• institutional | $440M | +9.3% | 1 | $440M | 0.0% | 1 | |||
| M••••• O• A•••••• L••• I•••••••• C•••••• institutional | $434M | +29% | 0.0% | 1 | |||||
| L•••••• C•••••• G••••• L•• institutional | $432M | +1.2% | 2 | $216M | 0.8% | 100% | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.