DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
802 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| DARK HORSE WEALTH LLC independent RIA | $36.6M | +25% | 1 | $36.6M | 97% | 38% | 94 | 1 | |
| SUPREME ALLIANCE LLC independent RIA | $35.3M | +93% | 14 | $2.5M | 100% | 15% | 8 | 2 | |
| GRENDA GROUP independent RIA | $34.7M | +2.9% | 2 | $17.3M | 98% | 15% | 88 | 1 | |
| O••••• I••••••••• A••••••• L•• independent RIA | $34.7M | +1514% | 33 | $1.1M | 100% | 0.0% | 230 | 1 | |
| B••••••• S••••••••• I••• independent RIA | $33.6M | +31% | 3 | $11.2M | 100% | 38% | 23 | 2 | |
| S••• T••• W••••• independent RIA | $32.6M | +1.8% | 2 | $16.3M | 93% | 27% | 99 | 1 | |
| A••••••• F•••••••• M••••••••• L••• independent RIA | $31.6M | -5.5% | 2 | $15.8M | 100% | 20% | 62 | 2 | |
| D••••••• S••••••••• L•• independent RIA | $28.0M | -33% | 17 | $1.6M | 76% | 0.0% | 1 | ||
| E••• A••••••• S•••••••• L•• independent RIA | $27.8M | 2 | $13.9M | 100% | 23% | 89 | 1 | ||
| S• B•••••• A•••• M••••••••• I••• independent RIA | $27.4M | +111% | 1 | $27.4M | 100% | 25% | 69 | 1 | |
| D••••• E•••• A•••• M••••••••• L•• independent RIA | $27.1M | -87% | 1 | $27.1M | 76% | 24% | 40 | 1 | |
| Q•••••••• independent RIA | $26.6M | +25% | 100% | 18% | 1 | ||||
| B••••• I••••• independent RIA | $26.4M | +6.4% | 100% | 0.0% | 1 | ||||
| F••••••• independent RIA | $25.2M | 18 | $1.4M | 100% | 5.3% | 20 | 2 | ||
| G••• W••••• M••••••••• L•• independent RIA | $24.0M | +0.0% | 1 | $24.0M | 100% | 0.0% | 100 | 1 | |
| P•••••• M••••••••• L•• independent RIA | $22.3M | -28% | 2 | $11.2M | 87% | 34% | 55 | 1 | |
| P•••• W••••• M••••••••• L•• independent RIA | $21.0M | +63% | 1 | $21.0M | 100% | 0.0% | 191 | 2 | |
| I••• F•••••••• S••••••• L•• independent RIA | $19.7M | +192% | 3 | $6.6M | 100% | 0.9% | 1,393 | 1 | |
| C•••••• G•••••• P••••••• L•• independent RIA | $15.3M | -0.1% | 2 | $7.6M | 100% | 27% | 34 | 2 | |
| P••••••••• A•••••••• I••• independent RIA | $15.0M | +0.0% | 1 | $15.0M | 100% | 20% | 110 | 2 | |
| N••••••• C•••••• independent RIA | $14.4M | +291% | 1 | $14.4M | 100% | 0.0% | 220 | 1 | |
| H••••••• F•••••• L•• independent RIA | $14.2M | 3 | $4.7M | 100% | 14% | 88 | 4 | ||
| L••••••••• independent RIA | $12.2M | -44% | 1 | $12.2M | 89% | 0.0% | 609 | 1 | 2 |
| D••••••••• F•••••••• S••••••• independent RIA | $11.5M | +27% | 4 | $2.9M | 100% | 0.0% | 9 | 1 | |
| N••••••••• F•••••••• U•• I•• independent RIA | $11.3M | +15% | 2 | $5.6M | 100% | 0.0% | 17 | 1 | |
| P•••••• C•••••• independent RIA | $10.0M | +207% | 4 | $2.5M | 100% | 21% | 5 | 1 | |
| M••• T•• M••••• F•••••••• P••••••• independent RIA | $8.8M | +1123% | 2 | $4.4M | 100% | 9.7% | 19 | 1 | |
| A••••• S••••• A••••••• S••••••• independent RIA | $7.4M | +18% | 1 | $7.4M | 100% | 0.0% | 2,223 | 5 | |
| C••••••••• A••••••• L•• independent RIA | $7.2M | +0.0% | 4 | $1.8M | 100% | 0.0% | 18 | 1 | |
| D••••••• W••••• U•• L••• independent RIA | $5.3M | 9 | $586,667 | 100% | 24% | 1 | 8 | ||
| M••••••••• M•••••• C•••••• M••••••••• L•• independent RIA | $4.5M | +29% | 3 | $1.5M | 100% | 0.0% | 6 | 1 | |
| B••••••• independent RIA | $4.5M | +25% | 1 | $4.5M | 100% | 6.3% | 1 | ||
| S•••••••• A••••••• independent RIA | $4.1M | +116% | 82% | 10.0% | 1 | ||||
| I••• independent RIA | $4.1M | 2 | $2.0M | 100% | 0.0% | 14 | 3 | ||
| S••• A••••••• L•• independent RIA | $3.5M | -36% | 100% | 0.0% | 1 | ||||
| M••••••• L•• independent RIA | $2.8M | +32% | 1 | $2.8M | 71% | 0.0% | 139 | 1 | |
| A••••••• E••••• I• E••••• L••• independent RIA | $2.6M | -6.7% | 100% | 0.0% | 1 | ||||
| F•••••• A••••••• L•• independent RIA | $2.1M | +86% | 1 | $2.1M | 100% | 0.0% | 5 | 1 | |
| S•••••• independent RIA | $1.9M | +88% | 1 | $1.9M | 100% | 0.0% | 1 | ||
| S•••• A••••• W••••• M••••••••• L•• independent RIA | $1.8M | +11% | 1 | $1.8M | 100% | 0.0% | 6 | 1 | |
| T•• Z••••••••• A••••••• independent RIA | $1.5M | 2 | $742,437 | 100% | 0.0% | 31 | 1 | ||
| P•••••••• P•••••••• L•• independent RIA | $1.5M | -96% | 1 | $1.5M | 100% | 0.0% | 14 | 2 | |
| W•••••••• I••••••••• A•••••••• L•• independent RIA | $1.4M | -4.8% | 100% | 0.0% | 1 | ||||
| E••••••••• independent RIA | $1.4M | +43% | 1 | $1.4M | 100% | 0.0% | 579 | 1 | |
| O•• L•• independent RIA | $1.3M | +44% | 100% | 0.0% | 1 | ||||
| B••• A••••••• L•• independent RIA | $1.2M | +53% | 1 | $1.2M | 100% | 12% | 148 | 1 | |
| S••••••••• independent RIA | $928,433 | 2 | $464,217 | 100% | 0.0% | 7 | 1 | ||
| R••••••• C•••••• independent RIA | $927,000 | +388% | 1 | $927,000 | 100% | 0.0% | 1 | ||
| F•••••• A••••••• L•• independent RIA | $888,512 | +1266% | 100% | 2.9% | 1 | ||||
| L••••••••• independent RIA | $886,083 | 100% | 0.0% | 1 | |||||
| P•••• F••••••••• L•• independent RIA | $760,000 | +68% | 100% | 0.0% | 1 | ||||
| N••••• A••••••• L•• independent RIA | $654,553 | +245% | 1 | $654,553 | 100% | 0.0% | 140 | 1 | |
| V••••• F•••••••• M••••••••• I••• BD affiliated | $473,254 | +760% | 23 | $20,576 | 100% | 1.3% | 5 | 1 | |
| A••••••• A•••••••• L•• independent RIA | $450,000 | 100% | 0.0% | 1 | |||||
| V••••• A••••••• C•••• independent RIA | $355,082 | -99% | 1 | $355,082 | 100% | 0.0% | 2 | ||
| O••••••• independent RIA | $353,485 | 100% | 0.0% | 1 | |||||
| O•••••••• independent RIA | $314,147 | +27% | 1 | $314,147 | 100% | 0.0% | 12 | 1 | |
| S•••••• P•••••• W••••• L•• independent RIA | $305,047 | 4 | $76,262 | 100% | 35% | 1 | |||
| G•••••••• I••••••••• A•••••••• L•• independent RIA | $229,197 | 100% | 0.0% | 1 | |||||
| S•••••••• I••••••••• independent RIA | $176,870 | -97% | 1 | $176,870 | 100% | 0.0% | 2 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.