DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. independent RIA | $304M | +6.1% | 4 | $75.9M | 69% | 40% | 354 | 1 | |
| RETIRABLE independent RIA | $301M | +130% | 12 | $25.1M | 100% | 35% | 184 | 1 | |
| TRUNORTH ADVISORS independent RIA | $301M | +59% | 11 | $27.3M | 100% | 38% | 101 | 4 | |
| PINNACLE CAPITAL MANAGEMENT, LLC independent RIA | $300M | +14% | 6 | $50.1M | 68% | 32% | 81 | 1 | |
| ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM independent RIA | $300M | +32% | 6 | $50.0M | 99% | 22% | 118 | 1 | |
| CAPITAL WEST PARTNERS, LLC independent RIA | $300M | +9.0% | 2 | $150M | 100% | 5.2% | 87 | 1 | |
| SECURITY FIRST FINANCIAL independent RIA | $300M | +12% | 2 | $150M | 100% | 36% | 320 | 1 | |
| PETERSON FINANCIAL GROUP, INC. independent RIA | $299M | +21% | 3 | $99.7M | 98% | 34% | 172 | 1 | |
| USA FINANCIAL SECURITIES LLC independent RIA | $297M | -1.7% | 127 | $2.3M | 98% | 27% | 10 | 101 | |
| TRADEMARK FINANCIAL MANAGEMENT, LLC independent RIA | $293M | +19% | 2 | $147M | 100% | 39% | 229 | 1 | |
| CASSADY WEALTH & RETIREMENT PLANNING L.L.C. independent RIA | $292M | +56% | 5 | $58.4M | 100% | 40% | 91 | 2 | |
| EFINANCIAL ALLIANCE, LLC independent RIA | $292M | +29% | 4 | $73.0M | 99% | 15% | 52 | 1 | |
| LOCKSHIELD PARTNERS, INC. independent RIA | $291M | +18% | 4 | $72.7M | 100% | 36% | 278 | 2 | |
| GRADIENT ADVISORS, LLC independent RIA | $289M | +32% | 185 | $1.6M | 100% | 35% | 12 | 166 | |
| WORTH ASSET MANAGEMENT independent RIA | $288M | +6.7% | 10 | $28.8M | 100% | 36% | 33 | 1 | |
| KANANI ADVISORY GROUP INC. independent RIA | $288M | +43% | 4 | $72.0M | 98% | 37% | 147 | 1 | |
| SKYVIEW FINANCIAL GROUP, LLC independent RIA | $287M | +4.7% | 2 | $143M | 100% | 23% | 181 | 2 | |
| THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC independent RIA | $286M | +33% | 3 | $95.4M | 99% | 29% | 248 | 1 | |
| WESBANCO SECURITIES, INC. BD affiliated | $286M | +72% | 51 | $5.6M | 100% | 35% | 32 | 21 | |
| ZOE FINANCIAL, INC. independent RIA | $283M | 7 | $40.5M | 100% | 31% | 230 | 1 | ||
| SUCCESSFUL PORTFOLIOS LLC independent RIA | $282M | +16% | 3 | $93.8M | 98% | 40% | 68 | 1 | 3 |
| SMITH ASSET MANAGEMENT CO., LLC independent RIA | $281M | +7.6% | 3 | $93.7M | 99% | 30% | 255 | 1 | |
| MOSLEY WEALTH MANAGEMENT, INC. independent RIA | $279M | +51% | 12 | $23.3M | 100% | 37% | 59 | 5 | |
| GUARDIAN ASSET ADVISORS, LLC independent RIA | $278M | +13% | 8 | $34.8M | 98% | 39% | 150 | 5 | |
| BEACON CAPITAL, LLC independent RIA | $278M | +58% | 5 | $55.7M | 99% | 31% | 123 | 1 | |
| BEACON WEALTH CONSULTANTS, INC. independent RIA | $278M | +17% | 12 | $23.2M | 87% | 31% | 44 | 5 | |
| OASIS ADVISORS independent RIA | $278M | 22 | $12.6M | 97% | 1.7% | 227 | 9 | ||
| DOMINION PORTFOLIO MANAGEMENT, INC. independent RIA | $277M | +6.1% | 18 | $15.4M | 100% | 32% | 43 | 14 | |
| THE RETIREMENT GUYS FORMULA independent RIA | $277M | -7.9% | 6 | $46.2M | 100% | 19% | 192 | 4 | |
| STRAUSS FINANCIAL GROUP independent RIA | $276M | +15% | 3 | $92.0M | 99% | 11% | 71 | 1 | |
| SUTTERFIELD FINANCIAL GROUP, INC. independent RIA | $274M | +24% | 7 | $39.2M | 63% | 36% | 141 | 5 | |
| VALOR FINANCIAL SERVICES, LLC independent RIA | $273M | +8.3% | 2 | $137M | 100% | 32% | 838 | 1 | |
| PARKER FINANCIAL LLC independent RIA | $272M | +25% | 4 | $68.0M | 98% | 36% | 76 | 2 | |
| HAWKE FINANCIAL GROUP independent RIA | $270M | +6.0% | 2 | $135M | 88% | 25% | 276 | 1 | |
| C.M.BIDWELL & ASSOCIATES LTD independent RIA | $267M | +25% | 4 | $66.8M | 69% | 33% | 38 | 2 | |
| WIN ADVISORS, INC independent RIA | $267M | +12% | 4 | $66.7M | 97% | 7.5% | 476 | 1 | |
| DEMETER TACTICAL INVESTMENTS CORP. independent RIA | $265M | +43% | 3 | $88.4M | 77% | 11% | 130 | 1 | 5 |
| GUIDESTREAM FINANCIAL, INC. independent RIA | $263M | +21% | 5 | $52.7M | 79% | 36% | 171 | 1 | |
| CHOKSHI & QUEEN WEALTH ADVISORS independent RIA | $263M | +16% | 4 | $65.8M | 96% | 0.0% | 1 | ||
| NEWPORT WEALTH ADVISORS, INC. independent RIA | $263M | +36% | 6 | $43.8M | 100% | 28% | 199 | 3 | |
| BRIDGE GENERATIONS WEALTH MANAGEMENT independent RIA | $260M | -10% | 4 | $65.0M | 100% | 11% | 43 | 2 | |
| COBBLESTONE ASSET MANAGEMENT independent RIA | $259M | +43% | 4 | $64.7M | 98% | 38% | 108 | 1 | |
| EQUITY WEALTH PARTNERS, LLC independent RIA | $259M | +16% | 7 | $36.9M | 100% | 30% | 134 | 2 | |
| NEW MILLENNIUM GROUP independent RIA | $257M | +28% | 13 | $19.8M | 96% | 35% | 68 | 4 | |
| TEXAS FAMILY WEALTH, LLC independent RIA | $257M | +12% | 4 | $64.2M | 100% | 16% | 268 | 1 | |
| FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC independent RIA | $256M | +22% | 5 | $51.2M | 100% | 35% | 208 | 2 | |
| INTERNATIONAL PRIVATE WEALTH ADVISORS LLC independent RIA | $255M | +11% | 3 | $85.1M | 88% | 38% | 128 | 2 | |
| MODERN CAPITAL ADVISORS, LLC independent RIA | $255M | 18 | $14.2M | 100% | 5.9% | 68 | 5 | ||
| BLACKTOWER FINANCIAL MANAGEMENT (US) LLC independent RIA | $254M | +107% | 29 | $8.8M | 100% | 26% | 17 | 22 | |
| WESTPARK WEALTH ADVISORS, INC. independent RIA | $254M | +11% | 26 | $9.8M | 96% | 18% | 28 | 10 | |
| STERLING RETIREMENT GROUP OF SACRAMENTO independent RIA | $253M | +43% | 4 | $63.3M | 93% | 20% | 126 | 1 | |
| ELEVATION CAPITAL ADVISORY independent RIA | $253M | +4.9% | 2 | $126M | 100% | 37% | 316 | 2 | |
| TAYLOR SECURITIES SERVICES, INC. independent RIA | $253M | +65% | 4 | $63.1M | 89% | 38% | 191 | 1 | |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC independent RIA | $251M | +11% | 7 | $35.9M | 99% | 34% | 101 | 3 | |
| WEALTHMD CORPORATION independent RIA | $251M | +18% | 1 | $251M | 100% | 25% | 1,061 | 1 | |
| CALABASAS ADVISORY GROUP, LLC independent RIA | $250M | +3.7% | 2 | $125M | 100% | 31% | 244 | 1 | |
| NORTHILL AIMS, LLC independent RIA | $249M | 2 | $125M | 100% | 8.6% | 60 | 1 | ||
| DWD PORTFOLIO SOLUTIONS, INC. independent RIA | $248M | +12% | 5 | $49.7M | 99% | 34% | 63 | 1 | |
| MCKINNEY CAPITAL MANAGEMENT independent RIA | $246M | 3 | $82.0M | 99% | 0.8% | 229 | 1 | ||
| 210 FINANCIAL independent RIA | $243M | +67% | 5 | $48.6M | 99% | 24% | 187 | 3 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.