DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTH MANAGEMENT CORPORATION independent RIA | $242M | +16% | 3 | $80.5M | 100% | 30% | 547 | 1 | |
| CHRISTINE MESSMER, P.C. independent RIA | $241M | +21% | 2 | $120M | 100% | 26% | 103 | 1 | |
| INTERACTIVE FINANCIAL ADVISORS independent RIA | $240M | -29% | 34 | $7.1M | 100% | 22% | 38 | 27 | |
| STOREHOUSE FINANCIAL LLC independent RIA | $240M | +16% | 5 | $48.1M | 99% | 32% | 266 | 3 | |
| KEYSTONE FINANCIAL SERVICES, LLC independent RIA | $240M | +25% | 7 | $34.3M | 95% | 22% | 147 | 1 | |
| BRIAN LOW FINANCIAL GROUP, LLC independent RIA | $239M | +30% | 3 | $79.8M | 100% | 36% | 291 | 3 | |
| DRIVEN INVESTMENTS LLC independent RIA | $239M | +42% | 9 | $26.6M | 100% | 14% | 132 | 1 | |
| CPR INVESTMENTS INC independent RIA | $239M | +12% | 25 | $9.6M | 98% | 34% | 47 | 16 | |
| ACUTE INVESTMENT ADVISORY independent RIA | $238M | +19% | 4 | $59.6M | 100% | 33% | 197 | 4 | |
| FORTUNE 45, LLC. independent RIA | $238M | +26% | 3 | $79.2M | 97% | 40% | 215 | 1 | |
| CENTENNIAL ADVISORS, LLC independent RIA | $237M | +40% | 8 | $29.7M | 98% | 39% | 57 | 4 | 1 |
| SPECTRUM FINANCIAL RESOURCES independent RIA | $235M | +14% | 5 | $47.1M | 100% | 39% | 145 | 3 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. independent RIA | $232M | +9.5% | 5 | $46.5M | 63% | 11% | 176 | 1 | |
| LOUDON INVESTMENT MANAGEMENT, LLC independent RIA | $232M | +4.6% | 4 | $58.0M | 95% | 7.9% | 19 | 1 | |
| MONTGOMERY FINANCIAL independent RIA | $230M | +22% | 4 | $57.4M | 100% | 23% | 238 | 2 | |
| BRADFORD FINANCIAL CENTER independent RIA | $230M | -1.1% | 8 | $28.7M | 99% | 27% | 87 | 4 | |
| VIMA, LLC independent RIA | $229M | +53% | 12 | $19.1M | 100% | 24% | 99 | 1 | |
| MEIXLER INVESTMENT MANAGEMENT, LTD. independent RIA | $228M | +20% | 1 | $228M | 98% | 40% | 561 | 1 | |
| THE WEALTHGARDEN F.S. LLC independent RIA | $228M | +25% | 5 | $45.5M | 99% | 38% | 47 | 5 | |
| JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS independent RIA | $227M | +16% | 2 | $114M | 100% | 38% | 261 | 1 | |
| D.H. HILL ADVISORS, INC. independent RIA | $226M | +15% | 19 | $11.9M | 89% | 35% | 48 | 14 | |
| MENTOR CAPITAL MANAGEMENT INC. independent RIA | $226M | +16% | 4 | $56.6M | 100% | 11% | 1 | ||
| BULLSEYE INVESTMENT MANAGEMENT, LLC independent RIA | $226M | +18% | 4 | $56.5M | 97% | 38% | 280 | 8 | |
| WEALTH TEAMS ALLIANCE independent RIA | $224M | +8.9% | 12 | $18.7M | 97% | 30% | 68 | 8 | |
| RWM CAPITAL, LLC independent RIA | $222M | +38% | 13 | $17.1M | 98% | 33% | 111 | 8 | |
| KROON & MITCHELL ASSET MANAGEMENT LLC independent RIA | $221M | +15% | 4 | $55.2M | 100% | 25% | 51 | 1 | |
| HUGHES WARREN, INC. independent RIA | $221M | +19% | 2 | $110M | 100% | 36% | 404 | 1 | |
| ASSET MANAGEMENT STRATEGIES, INC. independent RIA | $220M | +6.2% | 8 | $27.5M | 100% | 0.0% | 3 | ||
| THE PERSONAL WEALTH COACH independent RIA | $220M | +9.6% | 3 | $73.2M | 98% | 20% | 77 | 1 | |
| MOTIV8 INVESTMENTS LLC independent RIA | $219M | +17% | 10 | $21.9M | 99% | 33% | 72 | 11 | |
| SAN BLAS ADVISORY, INC. independent RIA | $219M | 11 | $19.9M | 100% | 32% | 60 | 5 | ||
| GRIFFITH & WERNER, INC. independent RIA | $219M | +12% | 5 | $43.7M | 96% | 21% | 66 | 2 | |
| SOUND FINANCIAL STRATEGIES GROUP, LLC independent RIA | $218M | +18% | 5 | $43.5M | 61% | 23% | 118 | 1 | |
| COSTELLO FINANCIAL PLANNING, INC. independent RIA | $217M | +29% | 2 | $109M | 89% | 8.9% | 55 | 3 | |
| CUTTER FINANCIAL GROUP LLC independent RIA | $217M | +1.0% | 3 | $72.3M | 100% | 37% | 173 | 3 | |
| AEGIS WEALTH MANAGEMENT, INC. independent RIA | $216M | +23% | 26 | $8.3M | 100% | 12% | 90 | 29 | |
| HOFER & ASSOCIATES WEALTH MANAGEMENT independent RIA | $216M | +24% | 3 | $72.1M | 100% | 35% | 100 | 2 | |
| VALUES FIRST ADVISORS, INC. independent RIA | $215M | +6.7% | 7 | $30.8M | 99% | 30% | 138 | 4 | |
| PROVIDENCE FINANCIAL AND INSURANCES, INC. independent RIA | $215M | +13% | 6 | $35.8M | 100% | 30% | 104 | 3 | |
| MIAI, INC. independent RIA | $213M | +13% | 5 | $42.7M | 97% | 33% | 55 | 2 | |
| REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. independent RIA | $211M | +12% | 6 | $35.2M | 99% | 3.4% | 92 | 2 | |
| CENTRIC ADVISORS, LLC independent RIA | $211M | -6.9% | 5 | $42.3M | 82% | 25% | 183 | 2 | |
| RENAUD & COMPANY, LLC independent RIA | $211M | +21% | 2 | $105M | 100% | 20% | 477 | 1 | |
| IMG WEALTH MANAGEMENT, INC. independent RIA | $210M | +39% | 7 | $30.0M | 100% | 39% | 101 | 1 | |
| BABB WEALTH ADVISORS LLC independent RIA | $209M | +49% | 3 | $69.8M | 100% | 36% | 116 | 2 | |
| SMITH & WYATT independent RIA | $207M | +31% | 8 | $25.9M | 100% | 28% | 91 | 5 | |
| LAKE HILLS WEALTH MANAGEMENT, LLC independent RIA | $207M | +18% | 3 | $69.0M | 100% | 33% | 76 | 2 | |
| BAUMAN WEALTH ADVISORS independent RIA | $206M | +74% | 5 | $41.3M | 99% | 39% | 98 | 3 | |
| TETON WEALTH GROUP LLC independent RIA | $204M | +23% | 6 | $34.0M | 96% | 2.6% | 138 | 3 | |
| CFM ADVISORS INC independent RIA | $203M | -94% | 5 | $40.5M | 92% | 22% | 40 | 2 | |
| KEENAN FINANCIAL independent RIA | $202M | +37% | 19 | $10.7M | 100% | 40% | 40 | 1 | |
| HANSEN & ASSOCIATES FINANCIAL GROUP INC. independent RIA | $202M | -11% | 4 | $50.6M | 100% | 40% | 134 | 2 | |
| MCGUIRE CAPITAL ADVISORS, INC. independent RIA | $202M | 4 | $50.6M | 98% | 39% | 356 | 1 | ||
| KCD FINANCIAL, INC. independent RIA | $202M | +11% | 38 | $5.3M | 100% | 32% | 33 | 18 | |
| J M BROWN FINANCIAL PARTNERS independent RIA | $202M | +28% | 6 | $33.7M | 100% | 27% | 84 | 1 | |
| MY PORTFOLIO GUIDE, LLC independent RIA | $201M | +41% | 2 | $100M | 100% | 21% | 158 | 1 | |
| CUSTOM WEALTH MANAGEMENT independent RIA | $201M | 3 | $67.0M | 99% | 21% | 168 | 1 | ||
| CALCULATED WEALTH independent RIA | $201M | +41% | 4 | $50.2M | 100% | 4.3% | 49 | 4 | |
| CATOCTIN RIDGE WEALTH PARTNER independent RIA | $199M | +95% | 4 | $49.8M | 100% | 12% | 233 | 2 | |
| CAPITAL SQUARED FINANCIAL LLC independent RIA | $199M | +63% | 2 | $99.3M | 100% | 7.5% | 44 | 1 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.