DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| COTA CAPITAL MANAGEMENT, LLC asset manager | $1.2B | +9.2% | 0.0% | 1 | 17 | ||||
| WOODARD & CO ASSET MANAGEMENT GROUP INC independent RIA | $1.2B | +12% | 5 | $233M | 94% | 58% | 361 | 1 | |
| OARSMAN CAPITAL, INC independent RIA | $1.2B | +26% | 14 | $83.4M | 99% | 90% | 48 | 2 | |
| FINANCIAL PERSPECTIVES independent RIA | $1.2B | +17% | 14 | $83.4M | 99% | 90% | 52 | 4 | |
| SHOREVIEW INDUSTRIES V, LLC asset manager | $1.2B | -3.9% | 0.0% | 1 | 11 | ||||
| T•••••• V••••••• asset manager | $1.2B | -13% | 0.0% | 1 | 10 | ||||
| B••••• I••••••••• M••••••••• independent RIA | $1.2B | +16% | 5 | $233M | 96% | 94% | 85 | 1 | |
| A•••• I••••••••• M••••••••• L•• asset manager | $1.2B | +56% | 0.0% | 2 | |||||
| A•• P••••••• L•• asset manager | $1.2B | +33% | 0.0% | 1 | |||||
| W••• S•••• F•••••••• G•••• independent RIA | $1.2B | +21% | 11 | $106M | 100% | 58% | 151 | 4 | |
| M•••••••• W••• A•••• M••••••••• L•• independent RIA | $1.2B | +15% | 10 | $116M | 53% | 93% | 33 | 1 | 53 |
| G•••••• S••••• P••••••• asset manager | $1.2B | +36% | 0.0% | 2 | 6 | ||||
| L• • S• A•••••••• I•• independent RIA | $1.2B | +4.5% | 12 | $96.9M | 80% | 73% | 88 | 3 | |
| A••••••• W••••• M••••••••• L••• platform/SMA | $1.2B | +32% | 76% | 62% | 1 | ||||
| T•• C•••••••• G••••• L•• asset manager | $1.2B | +12% | 0.0% | 1 | 5 | ||||
| B•• R•••• A•••••••• L•• asset manager | $1.2B | +65% | 0.0% | 1 | |||||
| F••••• C•••••• M••••••••• L•• independent RIA | $1.2B | +60% | 15 | $77.4M | 85% | 92% | 44 | 2 | 2 |
| R••••• C•••••••• A•••• M••••••••• I•• independent RIA | $1.2B | +17% | 5 | $232M | 78% | 78% | 153 | 1 | |
| I••• I•••••••• L•• asset manager | $1.2B | +25% | 1 | $1.2B | 0.0% | 2 | 20 | ||
| E••••••• A••• P•••••••• L• asset manager | $1.2B | +30% | 0.0% | 2 | 3 | ||||
| S•••••• R••••• A••••••• L•• other | $1.2B | +12% | 4 | $290M | 0.0% | 1 | 2 | ||
| F•••••• E••••• P•••••••• I••• asset manager | $1.2B | 0.0% | 1 | 8 | |||||
| B•••• C•••••• asset manager | $1.2B | +71% | 0.0% | 1 | 8 | ||||
| A••••••• I••••••••• A•••••••• L•• asset manager | $1.2B | +8.8% | 1 | $1.2B | 3.2% | 52% | 51 | 1 | |
| N•• A•••• M••••••••• L•• independent RIA | $1.2B | +20% | 5 | $232M | 86% | 74% | 68 | 1 | |
| L••• S••••• independent RIA | $1.2B | +20% | 6 | $193M | 87% | 91% | 100 | 3 | |
| A•••••• C•••••• M••••••••• independent RIA | $1.2B | +11% | 6 | $193M | 96% | 53% | 160 | 1 | |
| F••••• R••• A•••• M••••••••• L•• other | $1.2B | 0.0% | 1 | 8 | |||||
| F•••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +25% | 11 | $105M | 94% | 84% | 66 | 1 | |
| L•••••• R••••••• L•••••• asset manager | $1.2B | -2.2% | 0.0% | 1 | 2 | ||||
| K•••••• L•••• C•••••• H••••••• L•• asset manager | $1.2B | +33% | 0.0% | 3 | |||||
| E•••••••• C•••••• M••••••••• L•• asset manager | $1.2B | +27% | 0.0% | 1 | 1 | ||||
| N•••••••• C•••••• P••••••• asset manager | $1.2B | +4.8% | 0.0% | 1 | 3 | ||||
| A••••• W••••• A••••••• independent RIA | $1.2B | +25% | 13 | $88.9M | 97% | 87% | 51 | 1 | |
| K••••••••• W••••• M••••••••• L•• independent RIA | $1.2B | +27% | 16 | $72.2M | 51% | 64% | 97 | 7 | |
| J••••• • C••••••• L•• platform/SMA | $1.2B | +5.2% | 3 | $385M | 98% | 99% | 83 | 1 | |
| T•••• V••• P•••••• W••••• independent RIA | $1.2B | 7 | $165M | 100% | 94% | 46 | 1 | ||
| A•••• G••••• A•••••••• L•• independent RIA | $1.2B | +4.1% | 11 | $105M | 89% | 91% | 39 | 2 | |
| T••• F•••••••• A••••••• C••• independent RIA | $1.2B | +14% | 10 | $115M | 94% | 91% | 65 | 1 | 1 |
| V••••• A•••• M••••••••• independent RIA | $1.2B | +11% | 53 | $21.8M | 73% | 51% | 109 | 11 | |
| C••••••••• F•••••••• G•••• independent RIA | $1.2B | +228% | 10 | $115M | 88% | 37% | 129 | 4 | |
| G••••••••• C•••••• M••••••••• L•• other | $1.2B | +12% | 2 | $577M | 15% | 81% | 138 | 2 | |
| C••••• W••••• M••••••••• independent RIA | $1.2B | -22% | 10 | $115M | 99% | 89% | 59 | 4 | |
| L••••••• W••••• M••••••••• independent RIA | $1.2B | +4.4% | 13 | $88.7M | 100% | 70% | 90 | 3 | |
| K••••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +12% | 4 | $288M | 99% | 97% | 70 | 2 | |
| K•••••• F•••••••• G•••• independent RIA | $1.2B | +23% | 49 | $23.5M | 92% | 70% | 47 | 5 | |
| A••••• C•••••• M••••••••• other | $1.2B | +20% | 1 | $1.2B | 20% | 100% | 3 | 1 | |
| P••••••••• C•••••• M••••••••• L•• asset manager | $1.2B | +16% | 9 | $128M | 0.0% | 1 | 23 | ||
| A•• P••••••• L•• asset manager | $1.2B | +98% | 0.0% | 1 | 34 | ||||
| A••••••• I••••••••• P••••••• asset manager | $1.2B | +12% | 0.0% | 1 | 6 | ||||
| A•• C•••••• P••••••• L•• platform/SMA | $1.1B | +13% | 1 | $1.1B | 100% | 100% | 1 | ||
| V••••• F••• M••••••••• L•• asset manager | $1.1B | +21% | 0.0% | 1 | |||||
| D••• C•••••• M••••••••• asset manager | $1.1B | +1.4% | 5 | $230M | 0.0% | 5 | |||
| A•••• C•••••• A••••••• I••• independent RIA | $1.1B | +9.0% | 8 | $144M | 92% | 99% | 17 | 1 | |
| C••••••• M••••••••• S•••••••• L•• asset manager | $1.1B | +4.2% | 0.0% | 2 | 6 | ||||
| C•••• P••••••• M••••••••• L•• asset manager | $1.1B | +4.0% | 0.0% | 1 | 3 | ||||
| A•••• W••••• M••••••••• independent RIA | $1.1B | +18% | 10 | $115M | 57% | 53% | 129 | 4 | |
| B••••• C•••••• asset manager | $1.1B | +22% | 0.0% | 1 | 4 | ||||
| L•••• A•••••••• I••• institutional | $1.1B | +20% | 2 | $574M | 4.8% | 88% | 17 | 1 | |
| W•••••• C•••••• M••••••••• L•• asset manager | $1.1B | +14% | 0.0% | 1 | 5 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.