DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| 49 FINANCIAL independent RIA | $1.4B | +61% | 146 | $9.6M | 92% | 50% | 26 | 10 | |
| SCHRODER WEALTH MANAGEMENT (US) LIMITED independent RIA | $1.4B | +52% | 5 | $281M | 70% | 100% | 50 | 1 | |
| DC CAPITAL PARTNERS MANAGEMENT, L.P. asset manager | $1.4B | -3.4% | 0.0% | 2 | 4 | ||||
| H••••• F•••••••• S•••••••• L••• independent RIA | $1.4B | -1.5% | 15 | $93.5M | 83% | 97% | 27 | 1 | 31 |
| S•••••• V••••• R••••••••• S•••••••• L•• independent RIA | $1.4B | +23% | 2 | $701M | 100% | 2 | |||
| A•••••• W••••• M••••••••• I••• independent RIA | $1.4B | +14% | 29 | $48.3M | 71% | 82% | 40 | 2 | |
| W•••• R•••• P••••• W••••• M••••••••• L•• independent RIA | $1.4B | +24% | 7 | $200M | 97% | 87% | 96 | 6 | |
| P•••• C•••••• P••••••• L•• other | $1.4B | 1 | $1.4B | 0.0% | 2 | ||||
| V••••• I••••••••• P••••••• independent RIA | $1.4B | +16% | 12 | $117M | 93% | 16% | 38 | 5 | |
| L••••• O•• W••••• M••••••••• L•• independent RIA | $1.4B | 15 | $93.3M | 95% | 81% | 309 | 3 | ||
| A•••• A••••••• independent RIA | $1.4B | +7.6% | 5 | $280M | 96% | 96% | 91 | 1 | |
| D••••• E•••• F••••• O••••••• L•• other | $1.4B | +163% | 0.5% | 100% | 1 | 9 | |||
| A•••• F•••••••• A••••••• S•••••••• I••• independent RIA | $1.4B | +13% | 18 | $77.7M | 85% | 73% | 144 | 7 | |
| F•••••••• C•••••• M••••••••• L•• asset manager | $1.4B | +13% | 0.0% | 2 | 9 | ||||
| S•• D•••• J• V•••••• • C••• L•• independent RIA | $1.4B | -8.7% | 4 | $349M | 64% | 92% | 81 | 1 | |
| M••••• A•••• A••••••• I•• independent RIA | $1.4B | +17% | 5 | $280M | 67% | 90% | 121 | 1 | |
| E••••• I••••••••• asset manager | $1.4B | -6.5% | 0.0% | 1 | 13 | ||||
| T•••••••• A••••••• G••••• I••• BD affiliated | $1.4B | +24% | 65 | $21.5M | 100% | 36% | 66 | 47 | |
| K••• I••••••••• H•••••••• L•• asset manager | $1.4B | +20% | 0.0% | 1 | 1 | ||||
| M••••••• W••••• M••••••••• L•• independent RIA | $1.4B | +43% | 8 | $174M | 77% | 90% | 56 | 1 | |
| I•••••••• W••••• A•••••••• L•• independent RIA | $1.4B | +13% | 10 | $139M | 98% | 93% | 92 | 2 | |
| I••••••• C•••••• M••••••••• L•• independent RIA | $1.4B | +22% | 10 | $139M | 81% | 98% | 39 | 7 | 1 |
| E•• M••••••••• L•• asset manager | $1.4B | +27% | 0.0% | 4 | 1 | ||||
| S••••••• P•••••• W••••• G•••• L•• independent RIA | $1.4B | +17% | 12 | $116M | 100% | 63% | 176 | 4 | |
| C••••• C•••••• M••••••••• asset manager | $1.4B | +12% | 0.0% | 2 | 17 | ||||
| C••••• C•••••• M••••••••• L•• asset manager | $1.4B | 0.0% | 2 | 15 | |||||
| E•••••• W••••• L•• independent RIA | $1.4B | +81% | 7 | $198M | 100% | 100% | 8 | 5 | 1 |
| R•••• A•••••••• L•• independent RIA | $1.4B | +352% | 30 | $46.3M | 100% | 79% | 59 | 3 | |
| S••••••• C•••••• M••••••••• BD affiliated | $1.4B | +16% | 20 | $69.4M | 96% | 66% | 118 | 4 | |
| G••••• B••• P•••••••• L•• asset manager | $1.4B | +33% | 0.0% | 1 | 7 | ||||
| D••••• A•••••••• L•• other | $1.4B | +16% | 17% | 74% | 3 | 1 | |||
| J•••••• W••••• M••••••••• independent RIA | $1.4B | +47% | 16 | $86.7M | 96% | 79% | 54 | 2 | |
| T••• L••• M••••••••• L• asset manager | $1.4B | +3.6% | 0.0% | 2 | 3 | ||||
| M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutional | $1.4B | +0.8% | 4 | $346M | 2.1% | 46% | 46 | 5 | |
| S•••••••• W••••• I••••••••• G••••• L•• independent RIA | $1.4B | +25% | 33 | $41.9M | 100% | 34% | 118 | 20 | |
| T•• P••••••• F•••••••• G•••• independent RIA | $1.4B | +17% | 43 | $32.2M | 94% | 73% | 73 | 7 | |
| P•••••• C••••• S•••••••• L•• BD affiliated | $1.4B | +32% | 66 | $21.0M | 99% | 27% | 132 | 24 | |
| B••••••• R••••••••• A•••••••• L•• independent RIA | $1.4B | +30% | 45 | $30.7M | 98% | 16% | 110 | 12 | |
| R•••••••• I••••••••• A••••••• L•• asset manager | $1.4B | +14% | 1 | $1.4B | 1.0% | 100% | 1 | ||
| L•••• F••• C•••••• M••••••••• independent RIA | $1.4B | +12% | 6 | $230M | 85% | 69% | 555 | 2 | |
| C•••••• F•••••••• P•••••••• L•• independent RIA | $1.4B | +19% | 7 | $197M | 100% | 97% | 40 | 2 | |
| S••••••• F•••••••• P•••••••• L•• independent RIA | $1.4B | +21% | 8 | $172M | 90% | 92% | 91 | 6 | |
| L•••• G••••• M••••••••• L• asset manager | $1.4B | +70% | 0.0% | 1 | 2 | ||||
| P••••• L•• mixed wealth | $1.4B | -32% | 6 | $230M | 32% | 100% | 1 | ||
| S• C•••••• M••••••••• L•• asset manager | $1.4B | +44% | 0.0% | 2 | 3 | ||||
| U•• A•••• M••••••• O• P••••• R••• asset manager | $1.4B | -22% | 0.0% | 1 | |||||
| M••• A•••••••• L•• other | $1.4B | +104% | 0.4% | 100% | 1 | ||||
| E••••••• H••••••••• M••••••••• C•••••• asset manager | $1.4B | +18% | 0.0% | 1 | 13 | ||||
| F•••••• I••••••••• L•• asset manager | $1.4B | +36% | 1 | $1.4B | 0.0% | 1 | 6 | ||
| L••• A•••• M••••••••• A• asset manager | $1.4B | -1.9% | 0.0% | 1 | |||||
| C••••••• C•••••• P••••••• asset manager | $1.4B | -2.5% | 0.0% | 1 | 7 | ||||
| T•••••• R••• P•••••••• L••• asset manager | $1.4B | +17% | 0.0% | 3 | 10 | ||||
| N••••••• P••• I••••••••• C•••••• L•• other | $1.4B | +1.3% | 10% | 94% | 1 | 1 | |||
| G•••••••• C••••••• I••• mixed wealth | $1.4B | +21% | 5 | $275M | 44% | 100% | 1 | 7 | |
| L•• W••••• M••••••••• L•• independent RIA | $1.4B | +28% | 13 | $106M | 76% | 66% | 115 | 3 | |
| B•••••••• C•••• M••••••••• L•• asset manager | $1.4B | +30% | 0.0% | 1 | 5 | ||||
| M••••• P••••••••• S•••••• S••••••••• I• L•• other | $1.4B | +3.7% | 0.0% | 1 | |||||
| T•• P••••••• C•••••• I••• independent RIA | $1.4B | +16% | 10 | $137M | 96% | 75% | 90 | 7 | |
| A••••••• F•••••••• L•• independent RIA | $1.4B | +20% | 12 | $114M | 100% | 76% | 98 | 3 | |
| A•••••• I••••••••• P••••••• asset manager | $1.4B | +3.7% | 0.1% | 100% | 1 | 74 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.