DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MV CAPITAL MANAGEMENT, INC. independent RIA | $1.4B | +13% | 8 | $180M | 69% | 95% | 56 | 2 | |
| PINKERTON WEALTH PARTNERS independent RIA | $1.4B | +15% | 19 | $75.7M | 91% | 76% | 65 | 8 | |
| IRONSHORE FINANCIAL institutional | $1.4B | +18% | 1 | $1.4B | 0.0% | 3 | |||
| P••••••• W••••• G••••• L•• independent RIA | $1.4B | +27% | 56 | $25.6M | 86% | 33% | 112 | 43 | |
| N••••••••• A••••••• I••• mixed wealth | $1.4B | -14% | 7 | $204M | 28% | 64% | 104 | 6 | |
| F••••••• W••••• A•••••••• L•• independent RIA | $1.4B | +14% | 45 | $31.6M | 96% | 71% | 39 | 29 | 2 |
| S•••••• F•••••••• A•••••••• L•• independent RIA | $1.4B | +32% | 14 | $101M | 81% | 61% | 91 | 7 | |
| A•••• F•••••••• A••••••• S•••••••• I••• independent RIA | $1.4B | +13% | 18 | $77.7M | 85% | 73% | 144 | 7 | |
| I•••••••• W••••• A•••••••• L•• independent RIA | $1.4B | +13% | 10 | $139M | 98% | 93% | 92 | 2 | |
| I••••••• C•••••• M••••••••• L•• independent RIA | $1.4B | +22% | 10 | $139M | 81% | 98% | 39 | 7 | 1 |
| M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutional | $1.4B | +0.8% | 4 | $346M | 2.1% | 46% | 46 | 5 | |
| O••• B••••• W••••• G•••• L•• independent RIA | $1.4B | +37% | 22 | $62.3M | 96% | 66% | 82 | 11 | |
| N••• L•••• P•••••• L•• independent RIA | $1.4B | +30% | 13 | $105M | 90% | 78% | 61 | 1 | |
| M••••••• W••••• P•••••••• L•• independent RIA | $1.4B | +9.0% | 10 | $137M | 68% | 92% | 71 | 3 | |
| W••••••••• F•••••••• A••••••• C••• independent RIA | $1.4B | +11% | 40 | $34.0M | 90% | 66% | 48 | 21 | |
| 1•• W••••• A•••••••• L•• independent RIA | $1.4B | +29% | 6 | $227M | 94% | 62% | 220 | 1 | |
| M•••••• C•••••• A•••••••• L•• mixed wealth | $1.4B | +20% | 8 | $170M | 26% | 84% | 33 | 1 | |
| M•••••• P••••••• independent RIA | $1.3B | +19% | 40 | $32.6M | 96% | 64% | 51 | 27 | |
| P•••••• I••••••• A•••••••• L•• other | $1.3B | +13% | 4 | $326M | 10% | 70% | 45 | 1 | |
| B••••• A••••••• I•• mixed wealth | $1.3B | +18% | 8 | $162M | 49% | 23% | 107 | 1 | |
| N•••••• C•••••• G••••• L•• mixed wealth | $1.3B | +5.1% | 10 | $128M | 30% | 95% | 14 | 1 | 1 |
| N•••• P••• F•••••••• M••••••••• L•• institutional | $1.3B | +15% | 7 | $182M | 6.3% | 83% | 3 | 1 | |
| C••••••••• I••••••••• M••••••••• institutional | $1.3B | +9.5% | 0.0% | 1 | |||||
| N•••••••• F•••••••• P•••••••• L•• institutional | $1.3B | +11% | 2 | $637M | 0.5% | 44% | 9 | 1 | |
| O•• W••••• A•••••••• L•• independent RIA | $1.3B | +19% | 11 | $114M | 96% | 94% | 37 | 3 | |
| A•••••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +18% | 8 | $155M | 94% | 89% | 74 | 1 | |
| W••••• D••••••••• G••••• L••• independent RIA | $1.2B | +20% | 9 | $137M | 89% | 93% | 78 | 1 | |
| A••••• C•••••• A••••••• L•• independent RIA | $1.2B | +23% | 13 | $94.9M | 82% | 60% | 150 | 6 | |
| D••••••••• F••••••••• L•• mixed wealth | $1.2B | +44% | 13 | $94.2M | 49% | 79% | 46 | 3 | |
| H••••• R••••••••• S•••••••• 2• L•• institutional | $1.2B | +3.8% | 4 | $304M | 0.0% | 1 | |||
| W••••• A•••••••• L•• other | $1.2B | +12% | 9 | $134M | 12% | 69% | 32 | 3 | |
| A••••• W••••• M••••••••• L•• independent RIA | $1.2B | +21% | 11 | $109M | 82% | 93% | 34 | 3 | |
| C•••• M••••••• A•••••••• L•• independent RIA | $1.2B | +13% | 6 | $200M | 68% | 73% | 139 | 3 | |
| F••••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +18% | 31 | $38.3M | 96% | 68% | 76 | 15 | |
| C•••••••• W••••• M••••••••• L•• mixed wealth | $1.2B | +10% | 5 | $237M | 27% | 83% | 97 | 1 | |
| W••••••• L•• independent RIA | $1.2B | +13% | 14 | $83.4M | 89% | 95% | 32 | 9 | |
| A•••• W••••• M••••••••• independent RIA | $1.1B | +18% | 10 | $115M | 57% | 53% | 129 | 4 | |
| L•••• A•••••••• I••• institutional | $1.1B | +20% | 2 | $574M | 4.8% | 88% | 17 | 1 | |
| A••••••••• W••••• C••••••••• L•• independent RIA | $1.1B | +27% | 15 | $74.7M | 83% | 65% | 121 | 8 | |
| C•••••• A••••••• W••••• M••••••••• independent RIA | $1.1B | +22% | 6 | $185M | 82% | 72% | 166 | 1 | |
| B••••••• C•••••• P•••••••• L•• independent RIA | $1.1B | +11% | 8 | $138M | 69% | 57% | 195 | 6 | 8 |
| I••••••••• I••••••••• C••••••••• L•• independent RIA | $1.1B | +40% | 10 | $108M | 70% | 96% | 25 | 2 | |
| L••••••••• W••••• A••••••• independent RIA | $1.1B | +19% | 9 | $120M | 87% | 40% | 233 | 6 | |
| A••••• W••••• M••••••••• L•• independent RIA | $1.1B | +41% | 9 | $120M | 58% | 80% | 64 | 1 | |
| F•• C•••••• M••••••••• L•• independent RIA | $1.1B | +22% | 3 | $361M | 78% | 98% | 89 | 1 | |
| B•• W••••• A•••••••• I••• mixed wealth | $1.1B | +26% | 7 | $155M | 39% | 77% | 78 | 1 | |
| C••••• W••••• A••••••• L•• independent RIA | $1.1B | +24% | 9 | $120M | 55% | 86% | 40 | 2 | |
| P••••••• R••••••••• A••••••• institutional | $1.1B | +32% | 3 | $360M | 1.1% | 22% | 7 | 1 | |
| B••••• W••••• P•••••••• I••• independent RIA | $1.1B | +33% | 27 | $39.6M | 98% | 79% | 40 | 8 | |
| P••• M••••••• W••••• M••••••••• G•••• independent RIA | $1.1B | +12% | 10 | $107M | 84% | 90% | 44 | 1 | |
| F•••••••• B••••••• G•••• other | $1.1B | +26% | 4 | $266M | 15% | 89% | 47 | 1 | |
| N•• A•••• M••••••••• L•• BD affiliated | $1.1B | +5.4% | 52 | $20.5M | 78% | 63% | 44 | 11 | |
| S••••••• I••••••••• A•••••••• I••• mixed wealth | $1.1B | +25% | 23 | $46.3M | 46% | 83% | 18 | 1 | |
| H••• P••••••••• A•••••••• L•• independent RIA | $1.0B | +29% | 8 | $131M | 85% | 91% | 43 | 4 | |
| R•• O•• F•••••••• G•••• independent RIA | $1.0B | +24% | 7 | $149M | 59% | 1 | |||
| N••••••• R••••••••• S•••••••• I••• institutional | $1.0B | +60% | 22 | $47.2M | 0.0% | 24 | |||
| 3•••• I••••••••• F••••••••• institutional | $1.0B | 2 | $518M | 0.0% | 2 | ||||
| J•••••• I••••••••• M••••••••• L•• institutional | $1.0B | +10% | 5.4% | 100% | 2 | ||||
| A••••• I••••••••• C••••••••• independent RIA | $1.0B | +12% | 78 | $13.0M | 76% | 54% | 55 | 73 | |
| F•••••• A••••••• independent RIA | $1.0B | -12% | 14 | $72.1M | 68% | 65% | 201 | 6 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.