DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SICART ASSOCIATES, LLC independent RIA | $455M | +20% | 1 | $455M | 95% | 98% | 109 | 1 | 1 |
| CROSS ISLAND ADVISORS LLC independent RIA | $453M | -13% | 1 | $453M | 100% | 100% | 2 | ||
| HOLCOMBE FINANCIAL, INC. independent RIA | $452M | +19% | 3 | $151M | 91% | 89% | 60 | 1 | 3 |
| I•• P••••••• M•••• M•••••••• I••• independent RIA | $451M | +12% | 1 | $451M | 100% | 99% | 90 | 1 | |
| M••••••• • P••• P•••••• W••••• independent RIA | $450M | +11% | 2 | $225M | 98% | 89% | 113 | 1 | |
| O••••• P•••••• W••••• L•• independent RIA | $448M | +177% | 3 | $149M | 77% | 99% | 19 | 1 | |
| A••••• S•••• C•••••• M••••••••• L•• independent RIA | $448M | +9.1% | 2 | $224M | 87% | 95% | 70 | 1 | |
| H••••• C•••••• P•••••••• L•• independent RIA | $448M | +20% | 1 | $448M | 97% | 79% | 504 | 1 | |
| L••••• G••••• W•••••• L•• independent RIA | $447M | +10% | 3 | $149M | 99% | 87% | 127 | 1 | |
| P••• W••••• M••••••••• L•• independent RIA | $446M | +27% | 3 | $149M | 100% | 63% | 214 | 1 | |
| S••••••• W••••• A••••••• G••••• L•• independent RIA | $445M | +20% | 3 | $148M | 94% | 83% | 215 | 1 | |
| L••••• W••••• M••••••••• independent RIA | $445M | +1.4% | 3 | $148M | 100% | 78% | 192 | 1 | |
| C••••••• T•• C••••• A••••••• other | $444M | -11% | 1 | $444M | 0.0% | 2 | 4 | ||
| C••••••• Q•••••••• R••••••••• P••• A•••••••• L•• institutional | $444M | +8.7% | 1 | $444M | 2.2% | 1 | |||
| P••••• B••• C••••••• L•• independent RIA | $444M | +11% | 2 | $222M | 93% | 99% | 75 | 1 | |
| L•••••• • K••••••• L•• independent RIA | $444M | +24% | 3 | $148M | 95% | 94% | 105 | 1 | |
| S•••• S••••• W••••• L•• independent RIA | $444M | +24% | 3 | $148M | 100% | 85% | 77 | 1 | |
| C•••••• S•••• A••••••••• L•• independent RIA | $443M | +8.3% | 3 | $148M | 98% | 80% | 144 | 1 | |
| G••••••••• W••••• S••••••••• I••• independent RIA | $443M | +32% | 2 | $222M | 95% | 94% | 61 | 1 | |
| S••••••••• W••••• M••••••••• I••• independent RIA | $443M | 3 | $148M | 100% | 93% | 61 | 1 | ||
| U••••• I••••••••• A•••••••• L•• independent RIA | $443M | -1.9% | 3 | $148M | 100% | 88% | 70 | 1 | |
| J•••• R• M••••• C••••••••• I•• independent RIA | $443M | -0.2% | 2 | $221M | 83% | 84% | 110 | 1 | |
| F••••• I••••••••• A•••••••• L•• asset manager | $442M | +226% | 1 | $442M | 0.0% | 1 | 4 | ||
| T•••••••• F•••••••• S••••••• I••• independent RIA | $442M | +15% | 3 | $147M | 97% | 100% | 1 | ||
| B••••• • C•••••• I••••••••• M••••••••• L•• independent RIA | $441M | +14% | 2 | $220M | 93% | 92% | 102 | 1 | |
| B•••• D•••••• F••••••••• L•• independent RIA | $441M | +21% | 2 | $220M | 66% | 83% | 41 | 1 | |
| P••••••••• A•••••••• L•• institutional | $440M | +9.3% | 1 | $440M | 0.0% | 1 | |||
| B••••••• W••••• M••••••••• L•• independent RIA | $440M | +11% | 3 | $147M | 99% | 85% | 102 | 1 | |
| S••••• A•••• M••••••••• L•• independent RIA | $439M | +12% | 1 | $439M | 100% | 98% | 63 | 1 | |
| S••••••••• independent RIA | $439M | +18% | 2 | $219M | 100% | 98% | 34 | 1 | |
| H•••••• • C•• I••• independent RIA | $438M | +10% | 2 | $219M | 89% | 82% | 140 | 1 | |
| A••••• W•••• • C• independent RIA | $438M | +7.3% | 2 | $219M | 100% | 4.0% | 17 | 1 | |
| P•••••••• W••••• A•••••••• I•• independent RIA | $437M | +26% | 2 | $218M | 87% | 84% | 227 | 1 | |
| N•••• G••••• L•• independent RIA | $437M | +43% | 1 | $437M | 100% | 100% | 23 | 1 | |
| W•••••• C•••••• M••••••••• L••• independent RIA | $436M | +25% | 3 | $145M | 98% | 86% | 108 | 1 | 1 |
| R••••••••• P••••••• L• asset manager | $436M | +180% | 1 | $436M | 0.0% | 1 | 1 | ||
| M••• I••••••••• A••••••• independent RIA | $435M | +7.8% | 2 | $218M | 99% | 90% | 168 | 1 | |
| H•••••• C•••••• M••••••••• I••• independent RIA | $435M | -4.2% | 1 | $435M | 52% | 97% | 77 | 1 | |
| B•••••• F•••••••• P•••••••• I••• independent RIA | $435M | +20% | 3 | $145M | 97% | 68% | 84 | 1 | |
| S••••••• F••••• O••••• independent RIA | $434M | 2 | $217M | 99% | 99% | 7 | 1 | ||
| W••••••• W••••• C•••••• L•• independent RIA | $433M | +24% | 3 | $144M | 97% | 90% | 59 | 1 | |
| G••••••••• P••••••• L•• independent RIA | $433M | +70% | 1 | $433M | 100% | 26% | 648 | 1 | |
| T••• A••• F••••• W•••••• L•• independent RIA | $432M | -8.8% | 2 | $216M | 91% | 99% | 164 | 1 | |
| M•••• R•• W••••• M••••••••• independent RIA | $432M | +21% | 3 | $144M | 95% | 73% | 116 | 1 | |
| N•• I••••••••• A•••••••• L•• independent RIA | $431M | +16% | 3 | $144M | 100% | 95% | 66 | 1 | |
| M•• G•••• L•• independent RIA | $431M | +19% | 2 | $215M | 58% | 79% | 164 | 1 | |
| R••••••• C•••••• asset manager | $431M | -20% | 1 | $431M | 0.0% | 1 | 100 | ||
| C••••• P••••• F•••••• institutional | $431M | +3.6% | 1 | $431M | 1.8% | 100% | 2 | ||
| C••••• C•••••• M••••••••• independent RIA | $431M | +27% | 3 | $144M | 65% | 98% | 41 | 1 | 2 |
| I••••••••• C•••••• M••••••••• independent RIA | $430M | +17% | 3 | $143M | 91% | 81% | 138 | 1 | |
| C•••••• F•••••••• G••••• I••• independent RIA | $430M | +5.9% | 3 | $143M | 100% | 95% | 40 | 1 | |
| S••••• • J•••••• L•• independent RIA | $429M | -24% | 2 | $215M | 90% | 98% | 80 | 1 | |
| Q••• F•••••••• S••••••••• L•• institutional | $429M | -1.1% | 1 | $429M | 6.9% | 50% | 127 | 1 | |
| L••• Z• A••••••• L•• independent RIA | $428M | +11% | 1 | $428M | 100% | 100% | 7 | 2 | |
| M••••••• P•••••• W••••• S••••••• L•• independent RIA | $428M | +11% | 2 | $214M | 90% | 95% | 59 | 1 | |
| P•••••• S•••••••• M••••••••• L• mixed wealth | $426M | +7.4% | 1 | $426M | 45% | 100% | 21 | 1 | 3 |
| B•••••• A•••• M••••••••• independent RIA | $426M | +0.3% | 1 | $426M | 100% | 100% | 66 | 1 | |
| L••••• B••••• P•••••• F••••• O•••••• independent RIA | $426M | +31% | 2 | $213M | 99% | 97% | 33 | 1 | |
| P•••••• C••••••• L• asset manager | $426M | -62% | 1 | $426M | 0.0% | 1 | 118 | ||
| T•••••• W••••• M••••••••• L•• independent RIA | $425M | +19% | 2 | $213M | 100% | 96% | 47 | 1 |
3,948 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.