DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KUBHERA ENTERPRISES LLC independent RIA | $276M | -5.1% | 3 | $91.8M | 74% | 97% | 79 | 1 | 1 |
| LEGAL ADVANTAGE INVESTMENTS, INC. independent RIA | $275M | +17% | 1 | $275M | 98% | 99% | 1 | ||
| KAI WEALTH LLC independent RIA | $275M | +155% | 3 | $91.7M | 100% | 98% | 8 | 1 | |
| R••••••• W••••• M••••••••• L•• independent RIA | $275M | +28% | 2 | $138M | 95% | 96% | 37 | 1 | |
| C•••••• C•••••• P•••••••• L•• independent RIA | $275M | +18% | 2 | $137M | 98% | 87% | 100 | 1 | |
| 1••• C•••••• M••••••••• L•• independent RIA | $275M | +25% | 3 | $91.5M | 57% | 98% | 28 | 1 | |
| B•••• W••••• G•••• independent RIA | $275M | +13% | 2 | $137M | 99% | 73% | 166 | 1 | |
| O•••••••• W••••• A••••••• L•• independent RIA | $274M | +24% | 1 | $274M | 99% | 85% | 213 | 1 | |
| E•••• F••••••••• I••• independent RIA | $274M | +14% | 1 | $274M | 100% | 59% | 439 | 1 | |
| C•••••• P••••••• P••••••• L•• independent RIA | $274M | -16% | 2 | $137M | 95% | 61% | 170 | 1 | |
| M•••••• H•••• F•••••••• A••••••• L•• independent RIA | $274M | +31% | 3 | $91.4M | 100% | 77% | 100 | 1 | |
| C•••••• W••••• M••••••••• L••••• independent RIA | $274M | +11% | 2 | $137M | 98% | 81% | 111 | 1 | |
| P•••••• W••••• G••••• L•• independent RIA | $274M | -2.8% | 1 | $274M | 93% | 80% | 228 | 1 | |
| U•••• W••••• M••••••••• I••• independent RIA | $274M | +26% | 2 | $137M | 100% | 67% | 169 | 1 | |
| B••••••••• C•••••• M••••••••• C• I•• independent RIA | $274M | -15% | 2 | $137M | 52% | 1 | |||
| L••••• C•••••• independent RIA | $273M | +41% | 3 | $91.1M | 99% | 92% | 93 | 1 | |
| V•••• F•••••••• S•••••••• L•• independent RIA | $273M | +8.3% | 2 | $137M | 100% | 32% | 838 | 1 | |
| C••••••• W••••• A•••••••• L•• independent RIA | $273M | 2 | $137M | 70% | 96% | 47 | 1 | ||
| T•• M••••••••• L•• independent RIA | $273M | +25% | 3 | $91.0M | 100% | 44% | 220 | 1 | |
| B•••••••• W••••• M••••••••• L•• independent RIA | $273M | +5.8% | 2 | $136M | 100% | 100% | 19 | 1 | |
| N•••• W••••• M••••••••• L•• independent RIA | $273M | +107% | 3 | $90.9M | 100% | 100% | 1 | ||
| D••••••• I• L•• asset manager | $273M | 1 | $273M | 0.0% | 1 | ||||
| M••••• C•••••• M••••••••• L•• independent RIA | $272M | +13% | 2 | $136M | 81% | 88% | 77 | 1 | |
| F••••••••• independent RIA | $272M | +6.4% | 1 | $272M | 100% | 98% | 48 | 2 | |
| R••• I••••••••• independent RIA | $272M | +81% | 3 | $90.7M | 98% | 95% | 46 | 1 | |
| B••• S••••• A••••••• independent RIA | $272M | +6.2% | 1 | $272M | 82% | 94% | 98 | 1 | |
| A••••••• R••••••••• S••••••••• L•• institutional | $272M | +13% | 1 | $272M | 0.0% | 1 | |||
| C•••••••• W••••• A•••••••• L•• independent RIA | $272M | +15% | 3 | $90.6M | 100% | 87% | 61 | 1 | |
| G••••••••• P•••••• W••••• independent RIA | $272M | +88% | 3 | $90.6M | 96% | 97% | 13 | 1 | |
| R••••• C••••••• L•• independent RIA | $272M | -0.3% | 1 | $272M | 56% | 99% | 1 | ||
| S• A•••••• N••••••• L•• independent RIA | $272M | +64% | 2 | $136M | 100% | 93% | 93 | 1 | |
| R•••• H••• A•••• M••••••••• I•• independent RIA | $271M | -0.6% | 1 | $271M | 76% | 78% | 180 | 1 | 1 |
| P•••••••• I••••••••• P•••••••• L•• institutional | $271M | +12% | 1 | $271M | 4.1% | 64% | 54 | 1 | |
| C••••••••• A•••• M••••••••• L•• independent RIA | $271M | +8.7% | 3 | $90.3M | 89% | 100% | 1 | ||
| H••••••• I••••••••• A•••••••• I••• asset manager | $271M | -14% | 1 | $271M | 2.7% | 100% | 9 | 3 | |
| D••• F•••••••• G••••• L•• independent RIA | $271M | +28% | 3 | $90.2M | 100% | 67% | 109 | 1 | |
| B•••••••• P•••••••• L•• institutional | $271M | +147% | 1 | $271M | 0.0% | 1 | |||
| P•• G••••• A•••••••• L•• asset manager | $270M | +20% | 1 | $270M | 7.4% | 67% | 2 | ||
| F•••••••• F•••••• independent RIA | $270M | +24% | 3 | $90.2M | 97% | 83% | 68 | 1 | |
| C•••• C•••••• A•••••••• L•• independent RIA | $270M | +83% | 3 | $90.1M | 100% | 100% | 1 | 2 | |
| C••••• F•••• C••••••• L•• independent RIA | $270M | +14% | 1 | $270M | 100% | 99% | 73 | 1 | |
| H•••• F•••••••• G•••• independent RIA | $270M | +6.0% | 2 | $135M | 88% | 25% | 276 | 1 | |
| W•••••• A••••••• G••••• L•• independent RIA | $269M | +7.8% | 1 | $269M | 100% | 59% | 87 | 1 | |
| H•••• • H•••• C• L•• independent RIA | $269M | +7.0% | 2 | $135M | 89% | 63% | 122 | 1 | |
| B••• F•••••••• S•••••••• L•• independent RIA | $269M | +14% | 2 | $135M | 99% | 82% | 127 | 1 | |
| D••••••••• R••••••••• L•• independent RIA | $269M | +15% | 1 | $269M | 98% | 60% | 640 | 1 | |
| D••••• W••••• M••••••••• L•• independent RIA | $269M | +67% | 2 | $134M | 72% | 79% | 34 | 1 | |
| S••••• I••••••••• A•••••••• L•• independent RIA | $269M | +14% | 3 | $89.6M | 84% | 97% | 26 | 1 | 1 |
| P••• F•••••••• A••••••• independent RIA | $269M | +6.7% | 2 | $134M | 98% | 92% | 60 | 1 | |
| S••••••••• C•••••• M••••••••• I•• independent RIA | $269M | -14% | 1 | $269M | 96% | 94% | 209 | 1 | |
| J•• • A••••••••• L•• independent RIA | $268M | -22% | 1 | $268M | 99% | 54% | 1,453 | 1 | |
| V•••••••• C•••••• M••••••••• independent RIA | $268M | +17% | 1 | $268M | 100% | 95% | 125 | 1 | |
| R••••••••• C•••••• M••••••••• I•• independent RIA | $267M | +13% | 3 | $89.1M | 87% | 79% | 52 | 1 | |
| A•••••• C•••••• A••••••• L•• independent RIA | $267M | 2 | $134M | 100% | 100% | 1 | |||
| W••••••• W••••• M••••••••• independent RIA | $267M | +18% | 2 | $133M | 100% | 97% | 55 | 1 | |
| L••• O•• I••••••••• P••••••• independent RIA | $266M | +19% | 3 | $88.8M | 91% | 68% | 107 | 1 | |
| D•••••• W••••• G•••• asset manager | $266M | +92% | 1 | $266M | 0.0% | 5 | |||
| H•••••• W••••• M••••••••• G••••• I••• independent RIA | $266M | +39% | 3 | $88.7M | 84% | 89% | 41 | 1 | |
| W••••••••• W••••• M••••••••• independent RIA | $266M | +12% | 2 | $133M | 100% | 68% | 137 | 1 | |
| G•••••• A•••••••• L•• other | $266M | +5.6% | 1 | $266M | 3.3% | 93% | 3 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.