DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FPL CAPITAL MANAGEMENT, LLC independent RIA | $1.1B | +22% | 3 | $361M | 78% | 98% | 89 | 1 | |
| TRINITY ALPS CAPITAL asset manager | $1.1B | -1.4% | 1 | $1.1B | 0.3% | 100% | 1 | 1 | 9 |
| ALMITAS CAPITAL LLC asset manager | $1.1B | +8.3% | 1 | $1.1B | 0.0% | 2 | 2 | ||
| MCGUIRE WEALTH MANAGEMENT independent RIA | $1.1B | +30% | 3 | $354M | 97% | 94% | 101 | 1 | |
| DGS CAPITAL MANAGEMENT independent RIA | $1.1B | +97% | 1 | $1.1B | 100% | 89% | 394 | 2 | |
| THREE BRIDGE WEALTH ADVISORS independent RIA | $1.0B | +28% | 2 | $523M | 100% | 99% | 36 | 1 | |
| RPG INVESTMENT ADVISORY, LLC independent RIA | $1.0B | +22% | 2 | $522M | 100% | 100% | 1 | ||
| BIGLARI CAPITAL CORP. asset manager | $1.0B | +12% | 1 | $1.0B | 0.0% | 1 | 2 | ||
| VIOLICH CAPITAL MANAGEMENT independent RIA | $1.0B | +14% | 1 | $1.0B | 89% | 100% | 105 | 1 | |
| PROSIGHT CAPITAL asset manager | $1.0B | +67% | 1 | $1.0B | 0.0% | 1 | 2 | ||
| BANYAN TREE ASSET MANAGEMENT, LLC independent RIA | $1.0B | +1.9% | 3 | $344M | 90% | 100% | 15 | 1 | |
| CARDINAL CAPITAL MANAGEMENT INC independent RIA | $1.0B | +15% | 3 | $342M | 75% | 88% | 96 | 1 | |
| STANLEY-LAMAN GROUP LTD. independent RIA | $1.0B | +4.5% | 1 | $1.0B | 72% | 100% | 225 | 1 | 1 |
| WEDBUSH FUND ADVISERS, LLC asset manager | $1.0B | 1 | $1.0B | 0.0% | 1 | ||||
| GREATMARK INVESTMENT PARTNERS, INC. independent RIA | $1.0B | +8.7% | 3 | $340M | 98% | 92% | 140 | 1 | |
| GFG CAPITAL mixed wealth | $1.0B | +14% | 1 | $1.0B | 36% | 99% | 211 | 1 | |
| NAVIGATION GROUP LLC independent RIA | $1.0B | +9.1% | 3 | $337M | 92% | 95% | 110 | 1 | |
| INVICTUS FIDUCIARY SERVICES, LLC other | $1.0B | +5.4% | 1 | $1.0B | 0.0% | 1 | |||
| LATHROP INVESTMENT MANAGEMENT COMPANY independent RIA | $1.0B | +7.8% | 3 | $337M | 63% | 93% | 76 | 1 | |
| ANDERSON GROWTH PARTNERS, LLC other | $1.0B | +9.7% | 1 | $1.0B | 17% | 100% | 2 | 37 | |
| GREAT HILL CAPITAL, LLC independent RIA | $1.0B | +59% | 1 | $1.0B | 100% | 100% | 76 | 1 | |
| QUANTUM CAPITAL MANAGEMENT, LLC mixed wealth | $1.0B | -2.9% | 1 | $1.0B | 27% | 86% | 132 | 1 | |
| SEEDS independent RIA | $1.0B | +106% | 3 | $334M | 100% | 1 | |||
| COHEN CAPITAL MANAGEMENT INC independent RIA | $1.0B | -0.7% | 1 | $1.0B | 71% | 99% | 57 | 1 | |
| RIVERVIEW RESEARCH, LLC mixed wealth | $991M | +14% | 1 | $991M | 29% | 100% | 1 | ||
| ONEASCENT INVESTMENT SOLUTIONS, LLC asset manager | $987M | +54% | 1 | $987M | 1.6% | 88% | 9 | 2 | |
| GOODWIN CAPITAL ADVISERS, INC. institutional | $987M | +13% | 1 | $987M | 0.0% | 1 | |||
| ALTIORA FINANCIAL GROUP, LLC independent RIA | $982M | +13% | 1 | $982M | 100% | 98% | 134 | 2 | |
| PATTON WEALTH ADVISORS mixed wealth | $977M | +46% | 1 | $977M | 30% | 93% | 129 | 1 | 2 |
| AUFMAN ASSOCIATES INC independent RIA | $972M | +13% | 3 | $324M | 99% | 96% | 82 | 1 | |
| ELK RIVER WEALTH MANAGEMENT LLC independent RIA | $971M | +7.3% | 1 | $971M | 92% | 94% | 251 | 3 | |
| SCOTT CAPITAL PARTNERS independent RIA | $971M | 1 | $971M | 99% | 100% | 85 | 1 | ||
| REVIVAL HEALTHCARE CAPITAL LLC asset manager | $964M | +52% | 1 | $964M | 0.0% | 1 | 6 | ||
| MILITIA CAPITAL MANAGEMENT, LLC asset manager | $959M | +299% | 1 | $959M | 0.0% | 5 | |||
| BUILDER INVESTMENT GROUP independent RIA | $953M | +14% | 3 | $318M | 95% | 87% | 58 | 1 | |
| MARTIN, JAVAN VON independent RIA | $952M | 1 | $952M | 99% | 100% | 33 | 1 | ||
| AMERICAN FINANCIAL ADVISORS, LLC. independent RIA | $950M | +6.1% | 2 | $475M | 98% | 78% | 408 | 1 | |
| PETROCAP, LLC asset manager | $949M | +18% | 1 | $949M | 0.0% | 1 | 7 | ||
| ASHFORD ADVISORS, LLC independent RIA | $943M | +14% | 2 | $471M | 86% | 100% | 1 | ||
| FAGAN ASSOCIATES INC independent RIA | $941M | +17% | 3 | $314M | 96% | 59% | 588 | 1 | |
| RUDNEY ASSOCIATES independent RIA | $940M | +8.2% | 1 | $940M | 96% | 88% | 450 | 1 | |
| MAC ALPHA CAPITAL MANAGEMENT, LP asset manager | $938M | +379% | 1 | $938M | 0.0% | 1 | 6 | ||
| PABRAI INVESTMENT FUNDS asset manager | $936M | -16% | 1 | $936M | 0.0% | 1 | 5 | ||
| HARTLINE INVESTMENT CORPORATION independent RIA | $935M | +9.9% | 3 | $312M | 76% | 95% | 83 | 1 | |
| CRANE & ASSOCIATES WEALTH MANAGEMENT independent RIA | $935M | +15% | 3 | $312M | 79% | 82% | 156 | 1 | |
| ESTABROOK CAPITAL MANAGEMENT LLC independent RIA | $933M | +6.9% | 1 | $933M | 81% | 80% | 697 | 2 | |
| OPTO INVESTMENT MANAGEMENT, LLC asset manager | $929M | +142% | 1 | $929M | 0.0% | 1 | 29 | ||
| TRIFECTA CAPITAL ADVISORS, LLC independent RIA | $927M | +30% | 3 | $309M | 100% | 98% | 50 | 1 | |
| SPRINKLE FINANCIAL CONSULTANTS LLC independent RIA | $926M | +6.5% | 3 | $309M | 99% | 97% | 81 | 1 | |
| CHARLES PRATT & COMPANY, L.L.C. independent RIA | $916M | 1 | $916M | 73% | 9.9% | 308 | 1 | 1 | |
| OLD WEST INVESTMENT MANAGEMENT, LLC mixed wealth | $916M | +92% | 1 | $916M | 37% | 97% | 788 | 1 | 3 |
| BRAEMONT CAPITAL asset manager | $913M | +37% | 1 | $913M | 0.0% | 2 | 7 | ||
| SOUTH STREET ADVISORS, LLC independent RIA | $906M | +9.9% | 2 | $453M | 85% | 1 | |||
| ASSET MANAGEMENT GROUP, INC. independent RIA | $898M | +12% | 2 | $449M | 97% | 92% | 127 | 1 | |
| WESBANCO INVESTMENT DEPARTMENT asset manager | $893M | +2.8% | 1 | $893M | 0.0% | 1 | |||
| AUTOPILOT independent RIA | $892M | +93% | 1 | $892M | 100% | 8.1% | 103,270 | 2 | |
| TRAN CAPITAL MANAGEMENT, L.P. independent RIA | $890M | -7.1% | 2 | $445M | 61% | 63% | 147 | 1 | |
| GRANDVIEW PROPERTY PARTNERS, LLC asset manager | $890M | -5.2% | 1 | $890M | 0.0% | 4 | 12 | ||
| GO INVEST LLC institutional | $889M | +111% | 1 | $889M | 7.2% | 0.0% | 980 | 1 | |
| ERGUZ, LLC independent RIA | $889M | +11% | 1 | $889M | 100% | 100% | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.