DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC asset manager | $6.7B | +20% | 2 | $3.4B | 0.0% | 1 | 4 | ||
| BIVIUM CAPITAL PARTNERS, LLC institutional | $6.7B | +32% | 0.0% | 2 | |||||
| SHAMROCK CAPITAL ADVISORS, LLC asset manager | $6.7B | +1.6% | 0.0% | 1 | 25 | ||||
| T•• B•••••• G•••• L•• independent RIA | $6.7B | -0.8% | 1 | $6.7B | 79% | 100% | 1 | 91 | |
| C••••••••• I••••••••• M••••••••• L•• independent RIA | $6.7B | -7.3% | 8 | $840M | 92% | 29% | 1,811 | 4 | |
| T•• M••••••••• L• asset manager | $6.7B | +3.0% | 0.0% | 10 | 27 | ||||
| T•••••• C•••••• M••••••••• L•• asset manager | $6.7B | -30% | 0.0% | 2 | 1 | ||||
| L•••• E••••• P••••••• asset manager | $6.7B | +1.9% | 0.0% | 3 | 27 | ||||
| M••••• C•••••• B•• A•••••••• L•• asset manager | $6.7B | +40% | 0.0% | 7 | |||||
| R••••••••• C•••••• P••••••• asset manager | $6.7B | +40% | 0.0% | 1 | 27 | ||||
| N•••• O• S•••• C•••••• L•• asset manager | $6.7B | +72% | 0.0% | 2 | 1 | ||||
| B• P••••••• A••••••• L••• asset manager | $6.7B | +21% | 0.0% | 1 | 9 | ||||
| L•••••••• T••••••• A•••• M••••••••• I•• other | $6.7B | +19% | 22 | $303M | 18% | 52% | 133 | 2 | |
| A•••• G•••• C••••••• L•• independent RIA | $6.7B | +15% | 9 | $741M | 100% | 2 | |||
| V•••••• A•••••••• L•• independent RIA | $6.7B | +92% | 58 | $115M | 100% | 51% | 393 | 17 | |
| A••••• H••••••••• P••••••• asset manager | $6.7B | +34% | 0.0% | 1 | 18 | ||||
| Q••••••• T••••••••• L• asset manager | $6.7B | +38% | 0.0% | 6 | 2 | ||||
| N•• C•••••• I••••••••• A•••••••• L•• asset manager | $6.6B | -6.3% | 4 | $1.7B | 0.0% | 5 | 16 | ||
| D••••• C•••••• M••••••••• L• asset manager | $6.6B | -6.1% | 0.0% | 1 | |||||
| P••••••• C•••••• M••••••••• L••• asset manager | $6.6B | -8.2% | 0.0% | 3 | |||||
| M••••••• I••••••••• C•••••• M••••••••• L•• asset manager | $6.6B | -3.4% | 0.0% | 3 | 2 | ||||
| C••••• G•••• M••••••••• S•••••••• L•• asset manager | $6.6B | -3.2% | 0.0% | 1 | 12 | ||||
| S••••••••• C•••••• A••••••• L• asset manager | $6.6B | +1.4% | 0.0% | 1 | 1 | ||||
| Q••• C••••••• A•••• M••••••••• A• other | $6.6B | +11% | 0.0% | 1 | |||||
| G•••••••• • C••• I••• independent RIA | $6.6B | +20% | 1 | $6.6B | 70% | 100% | 36 | 4 | |
| G• S•••••• E••••• M••••••••• L• asset manager | $6.6B | +74% | 0.0% | 4 | 16 | ||||
| T••••••••• M••••••••• L••• asset manager | $6.6B | +36% | 0.0% | 1 | 20 | ||||
| C••••••••• I••••••••• M••••••••• I••••••••• •••• L•• asset manager | $6.6B | +42% | 0.0% | 1 | |||||
| B••••••• C•••••• P••••••• M••••••••• L• asset manager | $6.6B | +36% | 0.0% | 3 | 23 | ||||
| T• R••• P•••• •••••••• I••• asset manager | $6.6B | +15% | 0.0% | 2 | |||||
| L•••• F••• A••••••• S••••••• BD affiliated | $6.5B | +23% | 145 | $45.1M | 73% | 67% | 103 | 71 | |
| K••••• M••••••••• C••• L••••• asset manager | $6.5B | -31% | 0.0% | 2 | |||||
| S•••••• C•••••• M••••••••• mixed wealth | $6.5B | +26% | 15 | $435M | 20% | 61% | 95 | 4 | |
| S•••••• W••••• M••••••••• L•• independent RIA | $6.5B | +12% | 21 | $310M | 56% | 99% | 16 | 3 | |
| O•••••• G•••• L•• institutional | $6.5B | +2.0% | 4 | $1.6B | 0.0% | 3 | |||
| F••••••• A•••• M••••••••• L• asset manager | $6.5B | +13% | 0.0% | 2 | 3 | ||||
| O•••• I••••••••• I••• BD affiliated | $6.5B | +61% | 543 | $12.0M | 75% | 8.0% | 29 | 622 | |
| K•••••••• C•••••• M••••••••• I••• mixed wealth | $6.5B | +13% | 10 | $649M | 46% | 96% | 189 | 1 | |
| H•••••••• P•••••• C•••••• M••••••••• L•• asset manager | $6.5B | +13% | 0.0% | 1 | 40 | ||||
| J••••• I••••••••• M••••••••• I••• asset manager | $6.5B | -42% | 4 | $1.6B | 8.6% | 96% | 93 | 1 | |
| G••••••••• A•••••••• L•• independent RIA | $6.5B | +71% | 46 | $141M | 67% | 94% | 37 | 4 | |
| A•••• W••••• M••••••••• L•• independent RIA | $6.5B | +27% | 70 | $92.3M | 87% | 88% | 68 | 14 | |
| L•••• E••••• asset manager | $6.5B | +22% | 0.0% | 2 | 18 | ||||
| D••••••• W••••••• A••••••• L•• independent RIA | $6.5B | +11% | 10 | $646M | 91% | 94% | 125 | 3 | |
| A•••••• L•• mixed wealth | $6.4B | +23% | 2 | $3.2B | 31% | 99% | 37 | 3 | 8 |
| N••••• G••••• C••••• L•• asset manager | $6.4B | -20% | 0.0% | 2 | 24 | ||||
| N•• A••••••• S••••••• I•• independent RIA | $6.4B | +68% | 108 | $59.5M | 100% | 11% | 106 | 39 | |
| S••••• M••••••••• C••••••• L•• other | $6.4B | +2.4% | 0.0% | 1 | 1 | ||||
| C••••••• M••••••••• L•• asset manager | $6.4B | +3.0% | 0.0% | 1 | 14 | ||||
| T••••••• P••••••• L••• asset manager | $6.4B | -32% | 0.0% | 3 | 26 | ||||
| T••••••••• I••• independent RIA | $6.4B | +19% | 40 | $160M | 93% | 96% | 47 | 4 | |
| O•• P•••••••• M••••••••• L•• institutional | $6.4B | +7.8% | 6.2% | 100% | 5 | 5 | |||
| G••••••• C•••••• M••••••••• L•• asset manager | $6.4B | +34% | 0.0% | 2 | |||||
| T••• A•••••••• L•• asset manager | $6.4B | +30% | 3 | $2.1B | 0.0% | 5 | 10 | ||
| A•••••• C•••••• P••••••• O• A•••••• L•• institutional | $6.4B | +23% | 0.0% | 1 | 1 | ||||
| A••••••• independent RIA | $6.3B | +4.4% | 22 | $289M | 59% | 99% | 25 | 7 | |
| G••••• A•••• C•••••• M••••••••• L••• other | $6.3B | +5.2% | 0.0% | 2 | 1 | ||||
| M•••• R••• C•••••• P••••••• I••• asset manager | $6.3B | +82% | 0.0% | 2 | 1 | ||||
| E•••• C•••••• L• asset manager | $6.3B | +106% | 0.0% | 1 | 5 | ||||
| M••••••••• R••••••••• BD affiliated | $6.3B | +5.9% | 131 | $48.2M | 91% | 9.8% | 309 | 12 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.