DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TAG ASSOCIATES LLC independent RIA | $7.1B | -1.0% | 1 | $7.1B | 97% | 100% | 80 | 2 | 10 |
| CHICAGO PACIFIC FOUNDERS asset manager | $7.1B | +45% | 0.0% | 2 | 32 | ||||
| PYRFORD INTERNATIONAL LTD other | $7.1B | -3.2% | 0.0% | 1 | |||||
| J••• W• B•••••• • C••• I••• independent RIA | $7.1B | +5.2% | 1 | $7.1B | 56% | 100% | 83 | 1 | 1 |
| A••• I••••••••• P••••••• L• asset manager | $7.1B | +13% | 7 | $1.0B | 0.0% | 1 | 14 | ||
| J••••••••• L••• asset manager | $7.1B | -1.4% | 0.0% | 6 | 21 | ||||
| F••• P•••• I••••••••• L•• asset manager | $7.1B | -16% | 1 | $7.1B | 0.0% | 1 | 12 | ||
| C•••• O•••• P••••••• M••••••••• L• asset manager | $7.0B | +28% | 0.0% | 1 | 18 | ||||
| G•• L•• asset manager | $7.0B | +21% | 0.0% | 5 | 4 | ||||
| U• I••••••••• T••••••••• C•••••• M••••••••• L•• asset manager | $7.0B | +65% | 0.0% | 2 | 7 | ||||
| C•••••• C••••••• L• asset manager | $7.0B | +15% | 0.0% | 1 | 10 | ||||
| O•• M•••••• G•••• L•• other | $7.0B | +22% | 0.0% | 2 | 4 | ||||
| C••••••• G••••• other | $7.0B | +13% | 0.0% | 1 | 3 | ||||
| W••••••• H••••• I••••••••• L•• asset manager | $7.0B | +90% | 0.0% | 1 | 12 | ||||
| C•••••••• C•••••• M••••••••• L•• other | $7.0B | +12% | 2 | $3.5B | 0.9% | 100% | 1 | ||
| C•••••• • S••••• L•• independent RIA | $7.0B | +11% | 23 | $304M | 91% | 98% | 104 | 2 | 2 |
| G•••••••• C•••••• S•••••••• L•• asset manager | $7.0B | +2.0% | 0.0% | 10 | 16 | ||||
| F•••••• L••• S••••••• M••••••••• L• asset manager | $7.0B | +61% | 0.0% | 2 | 8 | ||||
| T•••• A•••••••• I••• asset manager | $7.0B | +15% | 1 | $7.0B | 0.0% | 2 | 7 | ||
| M••••• P••••••• M••••••••• L•• asset manager | $7.0B | +2.9% | 0.0% | 1 | 16 | ||||
| H•••••• P••••••• L•• institutional | $7.0B | +27% | 0.0% | 1 | 1 | ||||
| O••••••••• P•••••••• L• asset manager | $6.9B | +55% | 0.0% | 1 | 27 | ||||
| B••• O•• T••••••••• C••••• A••••••• I• L•• asset manager | $6.9B | +1.9% | 0.0% | 9 | 1 | ||||
| A••••••• I••••••••• ••• I••• asset manager | $6.9B | +59% | 0.0% | 1 | |||||
| M•••••• F•••••••• P•••••• E••••• A•••••••• I••• asset manager | $6.9B | -5.3% | 6 | $1.2B | 0.0% | 1 | 18 | ||
| N•••••••• C•••••• M••••••••• L•• independent RIA | $6.9B | +19% | 8 | $868M | 100% | 100% | 4 | ||
| D••••• W•••••• L•• independent RIA | $6.9B | +9.6% | 61 | $114M | 95% | 71% | 61 | 22 | 1 |
| C•••••••• C•••••• A•••••••• L•• asset manager | $6.9B | -21% | 7 | $991M | 6.8% | 98% | 25 | 1 | |
| S•••• S••••••• W••••• other | $6.9B | -14% | 12 | $577M | 6.8% | 82% | 20 | 6 | |
| S•••••• C•••••• asset manager | $6.9B | +39% | 0.0% | 4 | 17 | ||||
| M••••••••• I••••••••• M••••••••• L• asset manager | $6.9B | +62% | 0.0% | 4 | 4 | ||||
| P••• C••••• H•••••• L•• independent RIA | $6.9B | +28% | 1 | $6.9B | 97% | 100% | 8,531 | 1 | |
| P••• D• S•••••••• asset manager | $6.9B | +455% | 2 | $3.4B | 0.0% | 1 | |||
| G•• C•••••• C•••• asset manager | $6.9B | +24% | 0.0% | 2 | 3 | ||||
| N••• C•••••• M••••••••• U• L•••••• asset manager | $6.9B | +22% | 0.0% | 1 | |||||
| A••••• C•••••• G•••• L•• asset manager | $6.9B | +22% | 0.0% | 3 | 6 | ||||
| H••••• I••••••••• A•••••••• L•• mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| P•••••• F•••••••• M••••••••• L•• independent RIA | $6.9B | -15% | 3 | $2.3B | 97% | 99% | 19 | 2 | |
| P•••••••• T•••• C•••••• independent RIA | $6.9B | +3.6% | 5 | $1.4B | 85% | 100% | 198 | 1 | |
| P•••• C••••••• L••• asset manager | $6.9B | +101% | 0.0% | 3 | 21 | ||||
| S•••••••• A•••• M••••••••• L•• asset manager | $6.9B | +86% | 9 | $761M | 0.0% | 1 | |||
| F••••••••• institutional | $6.8B | +25% | 69 | $99.2M | 0.0% | 2 | |||
| C••• O• L••••• I••••••••• M••••••••• C•••••• L•••••• asset manager | $6.8B | +8.3% | 0.0% | 2 | 16 | ||||
| I••••••• F••• A•••• M••••••••• L•• asset manager | $6.8B | -9.1% | 1 | $6.8B | 0.2% | 94% | 67 | 1 | |
| T••••• P••• C•••••• M••••••••• L• asset manager | $6.8B | +5.9% | 0.0% | 1 | 2 | ||||
| T••••••• A•••••• N••••••• L•• BD affiliated | $6.8B | +2.8% | 119 | $57.4M | 98% | 44% | 123 | 28 | |
| L••• I••••••••• L•• mixed wealth | $6.8B | +4.4% | 7 | $976M | 37% | 98% | 128 | 2 | 2 |
| S••••• R••• C•••••• P••••••• asset manager | $6.8B | 0.0% | 1 | 18 | |||||
| A••• I•••••••• L• asset manager | $6.8B | +107% | 2.8% | 100% | 2 | 2 | |||
| F•••• S•••••• I•••••••• asset manager | $6.8B | -14% | 0.0% | 4 | 2 | ||||
| F•••• F•••••••• independent RIA | $6.8B | +9.0% | 121 | $56.4M | 98% | 58% | 112 | 37 | |
| A•••• C•••••• L•••••• asset manager | $6.8B | -11% | 0.0% | 1 | |||||
| G••••• C••••••• L••• asset manager | $6.8B | +67% | 0.0% | 2 | 2 | ||||
| A•••••• M••••••••• L••• asset manager | $6.8B | -6.6% | 0.0% | 2 | 2 | ||||
| A•• P••••••• asset manager | $6.8B | +10.0% | 2 | $3.4B | 0.0% | 4 | 41 | ||
| L••• E••• C•••••• M••••••••• L•• asset manager | $6.8B | +7.5% | 0.0% | 3 | 14 | ||||
| L•••••• C•••••• M••••••••• L• asset manager | $6.8B | -27% | 0.0% | 1 | 3 | ||||
| S•••••••• I••••••••• A•••••••• L•• independent RIA | $6.8B | +18% | 13 | $520M | 98% | 41% | 573 | 2 | |
| S••••••• C•••••• P••••••• L•••••• asset manager | $6.7B | +4.3% | 2 | $3.4B | 0.0% | 5 | 6 | ||
| D•••••••• C•••••• M••••••••• L•• asset manager | $6.7B | +57% | 0.0% | 1 | 15 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.