DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Truist Advisory Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Richmond, Va	Affiliated broker-dealer or bank to another	Jan 24, 2023
2	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Bluefield, Va	Affiliated broker-dealer or bank to independent RIA	Jan 23, 2023
3	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC independent RIA	Palm Beach, Fl +2	Affiliated broker-dealer or bank to independent RIA	Jan 4, 2023 over 14 d
3	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Melbourne, Fl +2	Affiliated broker-dealer or bank to wirehouse	Jan 2, 2023 over 3 d
4	Truist Advisory Services, Inc. BD affiliated	Janney Montgomery Scott LLC BD affiliated	Greensboro, Nc	Affiliated broker-dealer or bank to another	Dec 6, 2022 over 7 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Alexandria, Va +1	Affiliated broker-dealer or bank to wirehouse	Dec 2, 2022 over 11 d
3	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Winstonsalem, Nc +1	Affiliated broker-dealer or bank to independent RIA	Dec 1, 2022
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Oct 26, 2022 over 12 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mclean, Va +1	Affiliated broker-dealer or bank to wirehouse	Oct 21, 2022 over 14 d
4	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Mc Cormick, Sc +3	Affiliated broker-dealer or bank to independent RIA	Oct 19, 2022 over 5 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mt Juliet, Tn +1	Affiliated broker-dealer or bank to wirehouse	Sep 30, 2022 over 13 d
3	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC independent RIA	Greensboro, Nc	Affiliated broker-dealer or bank to independent RIA	Sep 22, 2022 over 1 d
2	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Blacksburg, Va	Affiliated broker-dealer or bank to independent RIA	Aug 10, 2022
3	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Easley, Sc +1	Affiliated broker-dealer or bank to wirehouse	Aug 2, 2022 over 1 d
2	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Lynchburg, Va	Affiliated broker-dealer or bank to independent RIA	Jul 14, 2022 over 4 d
4	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Myrtle Beach, Sc	Affiliated broker-dealer or bank to wirehouse	Jun 6, 2022 over 1 d
2	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Charlotte, Nc +1	Affiliated broker-dealer or bank to wirehouse	May 4, 2022
2	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC independent RIA	Vinton, Va +1	Affiliated broker-dealer or bank to independent RIA	Mar 28, 2022
4	Truist Advisory Services, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Richmond, Va	Affiliated broker-dealer or bank to another	Jan 31, 2022
2	Truist Advisory Services, Inc. BD affiliated	Janney Montgomery Scott LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jan 27, 2022
10	Truist Advisory Services, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Palm Beach, Fl +4	Affiliated broker-dealer or bank to another	Jan 18, 2022 over 14 d
2	Truist Advisory Services, Inc. BD affiliated	Stifel, Nicolaus & Company, Incorporated national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jan 5, 2022
2	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Hunt Valley, Md	Affiliated broker-dealer or bank to wirehouse	Nov 19, 2021
2	Truist Advisory Services, Inc. BD affiliated	Newedge Advisors BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Nov 17, 2021 over 6 d
3	Truist Advisory Services, Inc. BD affiliated	Rockefeller Capital Management BD affiliated	Mclean, Va	Affiliated broker-dealer or bank to another	Nov 14, 2021
2	Truist Advisory Services, Inc. BD affiliated	Rockefeller Capital Management BD affiliated	Palm Beach, Fl	Affiliated broker-dealer or bank to another	Nov 14, 2021 over 1 d
3	Truist Advisory Services, Inc. BD affiliated	Edward Jones national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Oct 25, 2021 over 2 d
3	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Naples, Fl	Affiliated broker-dealer or bank to another	Oct 19, 2021
2	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Oct 14, 2021 over 5 d
2	Truist Advisory Services, Inc. BD affiliated	Davenport & Company LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Oct 5, 2021
2	Truist Advisory Services, Inc. BD affiliated	Janney Montgomery Scott LLC BD affiliated	Roanoke, Va	Affiliated broker-dealer or bank to another	Oct 1, 2021
3	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Sep 27, 2021 over 15 d
3	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Atlanta, Ga	Affiliated broker-dealer or bank to independent RIA	Sep 23, 2021 over 5 d
2	Truist Advisory Services, Inc. BD affiliated	Davenport & Company LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Aug 27, 2021
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Grafton, Va +1	Affiliated broker-dealer or bank to wirehouse	Aug 27, 2021 over 14 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Aug 4, 2021 over 7 d
4	Truist Advisory Services, Inc. BD affiliated	B Riley Wealth Management BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jul 27, 2021
6	Truist Advisory Services, Inc. BD affiliated	Janney Montgomery Scott LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jul 23, 2021 over 20 d
2	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Columbia, Sc	Affiliated broker-dealer or bank to another	Jul 22, 2021
3	Truist Advisory Services, Inc. BD affiliated	Davenport & Company LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jul 21, 2021 over 14 d
2	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jul 19, 2021
3	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jul 15, 2021 over 4 d
2	Truist Advisory Services, Inc. BD affiliated	Kestra Private Wealth Services, LLC BD affiliated	Norfolk, Va +1	Affiliated broker-dealer or bank to another	Jun 18, 2021 over 13 d
3	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Jun 15, 2021 over 22 d
3	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jun 4, 2021 over 5 d
4	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	May 20, 2021
2	Truist Advisory Services, Inc. BD affiliated	Morgan Stanley wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Apr 30, 2021 over 14 d
2	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Apr 27, 2021 over 2 d
5	Truist Advisory Services, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Apr 22, 2021 over 6 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Apr 21, 2021 over 6 d
3	Truist Advisory Services, Inc. BD affiliated	D.A. Davidson & Co. independent RIA	Harrisonburg, Va	Affiliated broker-dealer or bank to independent RIA	Apr 15, 2021
2	Truist Advisory Services, Inc. BD affiliated	LPL Financial LLC BD affiliated	Atlanta, Ga	Affiliated broker-dealer or bank to another	Mar 17, 2021 over 5 d
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Newport News, Va +1	Affiliated broker-dealer or bank to wirehouse	Jan 28, 2021
2	Truist Advisory Services, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Amelia Island, Fl +1	Affiliated broker-dealer or bank to wirehouse	Nov 11, 2020 over 5 d
5	Truist Advisory Services, Inc. BD affiliated	Sterling Capital Management LLC other	Jupiter, Fl	Other	Aug 5, 2020 over 2 d
4	Truist Advisory Services, Inc. BD affiliated	First Horizon Advisors, Inc mixed wealth	Advance, Nc +3	Affiliated broker-dealer or bank to independent RIA	Jul 29, 2020 over 12 d
2	Truist Advisory Services, Inc. BD affiliated	UBS Financial Services Inc. wirehouse	Nashville, Tn	Affiliated broker-dealer or bank to wirehouse	Jul 28, 2020
3	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Fort Lauderdale, Fl +2	Affiliated broker-dealer or bank to another	Oct 21, 2019
2	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Lakeland, Fl +1	Affiliated broker-dealer or bank to another	Oct 21, 2019
2	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Cumming, Ga	Affiliated broker-dealer or bank to another	Sep 24, 2019

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158 teams match.derived from registration dates