DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,731 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Edward Jones national BD | LPL Financial LLC independent RIA | Riverside, Mo +1 | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2019 over 1 d |
| 3 | Wells Fargo Advisors wirehouse | LPL Financial LLC independent RIA | Frisco, Tx +1 | Wirehouse to independent RIA | Jul 8, 2019 |
| 2 | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Beavercreek, Oh | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Hattiesburg, Ms | Wirehouse to independent RIA | Jul 8, 2019 |
| 2 | A••••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Greensboro, Ga | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 over 6 d |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Greenville, Sc +2 | Wirehouse to independent RIA | Jul 2, 2019 over 7 d |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Dallas, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 |
| 5 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Spokane Valley, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2019 over 5 d |
| 2 | U•••••• W••••• M••••••••• L•• independent RIA | L•• F•••••••• L•• independent RIA | Davenport, Ia | RIA to RIA | Jun 25, 2019 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Woodland Hills, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2019 over 1 d |
| 2 | S•• BD affiliated | L•• F•••••••• L•• independent RIA | Midland, Mi | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2019 |
| 2 | F•••••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | San Jose, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | North Haven, Ct | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 over 8 d |
| 2 | E•••••••• A•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Fort Worth, Tx | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 over 1 d |
| 2 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Colorado Springs, Co | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2019 over 1 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | North Haven, Ct | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 |
| 6 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Crystal Lake, Il +1 | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 over 3 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Baltimore, Md | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Sun City Center, Fl +1 | Affiliated broker-dealer or bank to independent RIA | May 28, 2019 over 2 d |
| 3 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Seattle, Wa | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 |
| 2 | F•••••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Monrovia, Ca +1 | Affiliated broker-dealer or bank to independent RIA | May 21, 2019 over 8 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Lake Elmo, Mn | Affiliated broker-dealer or bank to independent RIA | May 16, 2019 |
| 2 | C••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Walnut Creek, Ca +1 | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 |
| 2 | F•• S••••••••• C••••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Bloomfield Hills, Mi | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Philadelphia, Pa | Affiliated broker-dealer or bank to independent RIA | May 10, 2019 over 5 d |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Chula Vista, Ca +2 | Wirehouse to independent RIA | May 6, 2019 over 4 d |
| 2 | F•• S••••••••• C••••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Sarasota, Fl +1 | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 over 3 d |
| 2 | P•••••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | El Paso, Tx | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 |
| 2 | N••• F•••••••• G••••• I••• independent RIA | L•• F•••••••• L•• independent RIA | Hoover, Al | RIA to RIA | May 1, 2019 |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Raleigh, Nc | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Dubuque, Ia | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 |
| 4 | I••••••••• F•••••••• P••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Ft Lauderdale, Fl +2 | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 over 14 d |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• independent RIA | Lufkin, Tx +1 | Wirehouse to independent RIA | Apr 17, 2019 over 5 d |
| 5 | U••• B•••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Lajolla, Ca +4 | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 over 11 d |
| 5 | F•••••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Beaverton, Or | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Winstonsalem, Nc +1 | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2019 |
| 2 | U••• I••••••••• S••••••• C•••••• BD affiliated | L•• F•••••••• L•• independent RIA | San Antonio, Tx | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2019 |
| 2 | S•••••• F•••• I••••••••• G••••• I••• independent RIA | L•• F•••••••• L•• independent RIA | Jackson, Tn +1 | RIA to RIA | Mar 25, 2019 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• independent RIA | Bloomington, Il | Wirehouse to independent RIA | Mar 22, 2019 |
| 2 | D••• D••••••• • C•• independent RIA | L•• F•••••••• L•• independent RIA | Eugene, Or | RIA to RIA | Mar 21, 2019 over 1 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Honolulu, Hi | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• independent RIA | St Louis, Mo | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 over 6 d |
| 3 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Chico, Ca | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 over 1 d |
| 2 | I•• A•••••••• L•• independent RIA | L•• F•••••••• L•• independent RIA | Atlanta, Ga | RIA to RIA | Feb 25, 2019 |
| 3 | F•••• H•••••• A•••••••• I•• mixed wealth | L•• F•••••••• L•• independent RIA | Knoxville, Tn | RIA to RIA | Feb 22, 2019 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Glastonbury, Ct | Wirehouse to independent RIA | Feb 20, 2019 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | North Fort Myers, Fl +1 | Wirehouse to independent RIA | Feb 20, 2019 |
| 12 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Wall Township, Nj +5 | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2019 over 29 d |
| 2 | M••••• R••••••••• A••••••• independent RIA | L•• F•••••••• L•• independent RIA | Manhattan Beach, Ca | RIA to RIA | Feb 4, 2019 |
| 2 | W•••••• • R••• BD affiliated | L•• F•••••••• L•• independent RIA | Las Vegas, Nv | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2019 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Houston, Tx | Wirehouse to independent RIA | Jan 22, 2019 |
| 5 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Florham Park, Nj | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Charleston, Sc | Wirehouse to independent RIA | Jan 14, 2019 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• independent RIA | Philadelphia, Pa | Wirehouse to independent RIA | Jan 3, 2019 over 7 d |
| 7 | 1•• G••••• A••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Sparta, Nj +1 | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Pawleys Island, Sc | Wirehouse to independent RIA | Dec 26, 2018 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Chelmsford, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2018 over 11 d |
| 2 | O• I••••••••• M••••••••• C• BD affiliated | L•• F•••••••• L•• independent RIA | Cincinnati, Oh | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Hauppauge, Ny | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 |
| 2 | 1•• G••••• A••••••• I•• BD affiliated | L•• F•••••••• L•• independent RIA | Rockville, Md | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2018 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.