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8,320 anomalies

INDEPENDENT FINANCIAL PARTNERSBD affiliatedRAUM $16Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 90.0% to 71.0% between the annual amendments of 2025-03-24 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
VANTAGE INFRASTRUCTURE (USA) INC.asset managerRAUM $1.5Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 28.0% to 7.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
C.M. CAPITAL ADVISORS, LLCasset managerRAUM $2.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
M••••••• F•••••••• R••• M••••••••• L••asset managerRAUM $40Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 80.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $20B and over (512)confidence 0.85
T•••••••• P•••••••• L••independent RIARAUM $569Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 6.0% to 28.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
G•••••• I•••••••••independent RIARAUM $177Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 75.0% to 100.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M•••••• A••••• S••••••••• L••BD affiliatedRAUM $2.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 58.0% to 79.0% between the annual amendments of 2025-04-15 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
I•••••• A•••••••independent RIARAUM $444Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 44.0% to 63.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
F•• W••••• M••••••••• L••independent RIARAUM $113Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-04-23 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••• F•••••••• S••••••• C•••••• M••••••••• L••asset managerRAUM $7.3Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 66.0% between the annual amendments of 2025-04-29 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $5B to $20B (685)confidence 0.85
N•• I••••• C••••••independent RIARAUM $459Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
F••• L••mixed wealthRAUM $138Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 79.0% to 100.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••• I••••••••• A••••••• L••••••otherRAUM $2.8Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
P••••••• P•••••••• L•••asset managerRAUM $773Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 65.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
A••• M••••••• L••asset managerRAUM $4.7Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 68.0% to 84.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
C••••• C•••••• A••••••• S••••••• L••otherRAUM $375Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 49.0% to 71.0% between the annual amendments of 2025-03-20 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
I•• H•••••••• L••otherRAUM $136Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 22.0% to 47.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
Y••••••• M••••••••• L••otherRAUM $1.1Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 29.0% to 46.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
P•••••••independent RIARAUM $5.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-02-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
D•• R••• E••••• C•••••• P•••••••• L••asset managerRAUM $673Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 8.0 (-47.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (393)1.5% percentile3.8 robust deviationsconfidence 0.85
A••• C•••••• M••••••••• L••independent RIARAUM $1.6Bemployee count dropChange between filings
employees (Item 5.A) moved from 28.0 to 19.0 (-32.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)1.2% percentile3.6 robust deviationsconfidence 0.85
F•• I••••••••• A••••••• ••• L•••asset managerRAUM $3.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
F•••••••• M••••••••• S••••••••• I•••independent RIARAUM $714Memployee count dropChange between filings
employees (Item 5.A) moved from 34.0 to 23.0 (-32.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (593 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (593)1.2% percentile2.8 robust deviationsconfidence 0.85
T•••••• C•••••• A••••••• L•asset managerRAUM $4.9Bemployee count dropChange between filings
employees (Item 5.A) moved from 93.0 to 47.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)0.9% percentile4.3 robust deviationsconfidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Bemployee count dropChange between filings
employees (Item 5.A) moved from 38.0 to 21.0 (-45.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (152)2.6% percentile3.8 robust deviationsconfidence 0.85
T••• T••• M••••••••• L•asset managerRAUM $1.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
B••••••••• R•••••• S••••••• • C••• M••••••••• L•••asset managerRAUM $119Memployee count dropChange between filings
employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.6% percentile2.9 robust deviationsconfidence 0.85
R••••••• C•••••• F••••asset managerRAUM $1.8Bemployee count dropChange between filings
employees (Item 5.A) moved from 90.0 to 49.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.0% percentile4.0 robust deviationsconfidence 0.85
K••••• A••••••• L•••asset managerRAUM $57.8Memployee count dropChange between filings
employees (Item 5.A) moved from 16.0 to 9.0 (-44.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was -4.0% (51 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, under $100M (51)6.0% percentile2.9 robust deviationsconfidence 0.85
C••••• C•••••• M••••••••• L••no RAUMemployee count dropChange between filings
employees (Item 5.A) moved from 94.0 to 60.0 (-36.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (103 comparable advisers, 8.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, under $100M (103)7.8% percentile2.7 robust deviationsconfidence 0.85
N••••••••• C•••••• M••••••••• U•• L••asset managerRAUM $103Memployee count dropChange between filings
employees (Item 5.A) moved from 13.0 to 9.0 (-31.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 7.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)6.7% percentile2.5 robust deviationsconfidence 0.85
Q•••• I••••••••• L••otherRAUM $1.2Bemployee count dropChange between filings
employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (152)3.3% percentile3.1 robust deviationsconfidence 0.85
A••••• E••••• M••••••••• L••otherRAUM $851Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 10.0 (-33.0%) between the annual amendments of 2025-04-09 and 2026-03-31; the peer median change was -6.0% (27 comparable advisers, 8.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $500M to $1B (27)7.7% percentile1.5 robust deviationsconfidence 0.85
M••••• C•••••• H••••••• L••asset managerRAUM $157Memployee count dropChange between filings
employees (Item 5.A) moved from 19.0 to 10.0 (-47.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)3.1% percentile3.8 robust deviationsconfidence 0.85
Q••• C•••••• G•••• H•••••••• L••asset managerRAUM $7.8Bemployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 9.0 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (596 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (596)0.2% percentile4.5 robust deviationsconfidence 0.85
B••• C•••••• P••••••••• S••••••••• L•asset managerRAUM $1.7Bemployee count dropChange between filings
employees (Item 5.A) moved from 31.0 to 17.0 (-45.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.1% percentile4.0 robust deviationsconfidence 0.85
T•••• C•••••• B••• P•••••• W••••• A•••••••independent RIARAUM $4.2Bemployee count dropChange between filings
employees (Item 5.A) moved from 101.0 to 64.0 (-37.0%) between the annual amendments of 2025-04-17 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)1.1% percentile4.1 robust deviationsconfidence 0.85
R••••••• I••••••••• R•••••••asset managerRAUM $203Memployee count dropChange between filings
employees (Item 5.A) moved from 34.0 to 21.0 (-38.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 5.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.1% percentile3.1 robust deviationsconfidence 0.85
A•••• A••••••••• L••asset managerRAUM $1.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 82.0 to 57.0 (-30.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)2.4% percentile2.7 robust deviationsconfidence 0.85
A•••• M••••••••• L••asset managerRAUM $194Memployee count dropChange between filings
employees (Item 5.A) moved from 31.0 to 20.0 (-35.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.9% percentile2.9 robust deviationsconfidence 0.85
G•••••• S•••• • C•• L••wirehouseRAUM $134Bemployee count dropChange between filings
employees (Item 5.A) moved from 3,704.0 to 2,268.0 (-39.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +1.0% (17 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: wirehouses and national broker-dealer RIAs (17)0.0% percentile6.6 robust deviationsconfidence 0.85
Z•••••• W••••• P•••••••independent RIARAUM $158MHNW share shiftChange between filings
HNW share of RAUM moved from 62.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
P••••••• F•••••••• A•••••••• I•••independent RIARAUM $1.0BHNW share shiftChange between filings
HNW share of RAUM moved from 63.0% to 82.0% between the annual amendments of 2025-03-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
O•••••• C•••••••••independent RIARAUM $2.2BHNW share shiftChange between filings
HNW share of RAUM moved from 51.0% to 67.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
K•••••• F•••••••• G••••independent RIARAUM $1.2BHNW share shiftChange between filings
HNW share of RAUM moved from 47.0% to 64.0% between the annual amendments of 2025-03-19 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7BHNW share shiftChange between filings
HNW share of RAUM moved from 25.0% to 7.0% between the annual amendments of 2025-04-25 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
W••••• F•••••••• P•••••••independent RIARAUM $166MHNW share shiftChange between filings
HNW share of RAUM moved from 66.0% to 84.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M•••• W••••• L••independent RIARAUM $560MHNW share shiftChange between filings
HNW share of RAUM moved from 19.0% to 42.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C••• I••••••••• A•••••••• I•••independent RIARAUM $474MHNW share shiftChange between filings
HNW share of RAUM moved from 40.0% to 59.0% between the annual amendments of 2025-03-19 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
V•••• C•••••• P•••••••• L••independent RIARAUM $2.3BHNW share shiftChange between filings
HNW share of RAUM moved from 67.0% to 45.0% between the annual amendments of 2025-04-23 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
M••• C•••••• A•••••••independent RIARAUM $290MHNW share shiftChange between filings
HNW share of RAUM moved from 71.0% to 89.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H•••••••• M••••••••• L•••independent RIARAUM $254MHNW share shiftChange between filings
HNW share of RAUM moved from 46.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A•••••••• C•••••• M•••••••••independent RIARAUM $2.5BHNW share shiftChange between filings
HNW share of RAUM moved from 16.0% to 32.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
C•••••• A•••••••BD affiliatedRAUM $4.0BHNW share shiftChange between filings
HNW share of RAUM moved from 39.0% to 54.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
A•••••• W••••• M••••••••• L••independent RIARAUM $8.9BHNW share shiftChange between filings
HNW share of RAUM moved from 49.0% to 67.0% between the annual amendments of 2025-04-21 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
B•• S••••••••• I•••mixed wealthRAUM $402MHNW share shiftChange between filings
HNW share of RAUM moved from 33.0% to 14.0% between the annual amendments of 2025-03-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
I•• W••••• M••••••••• L••BD affiliatedRAUM $9.8BHNW share shiftChange between filings
HNW share of RAUM moved from 80.0% to 59.0% between the annual amendments of 2025-04-10 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
W••••• W•••• A•••••••• I••independent RIARAUM $612MHNW share shiftChange between filings
HNW share of RAUM moved from 12.0% to 27.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S•••••• M••••• L••independent RIARAUM $576MHNW share shiftChange between filings
HNW share of RAUM moved from 76.0% to 96.0% between the annual amendments of 2025-03-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
O•••• W•••••• I•••BD affiliatedRAUM $235BHNW share shiftChange between filings
HNW share of RAUM moved from 33.0% to 48.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $20B and over (50)confidence 0.85

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