DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Baldwin & Clarke Advisory Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Renaissance Venture Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Milliman reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alvarez & Marsal Asset Management Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Caspian Private Equity, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ardsley Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Freedom Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The H Group Washington, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mfa Wealth Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tcg Investment Advisory, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Skyoak Wealth reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Boston Financial Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aon Securities Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Girard Partners Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Price Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Socha Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Meeder Investment Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kensington Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fiduciary First reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zeno An Solutions reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Selective Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mark Asset Management Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stone Eagle Investments Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sirius Wealth Management Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sage Tree Wealth reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Boulevard Family Wealth reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newstar Financial, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lagoda Investment Management, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Silver Lake Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tcg Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Piedmont Investment Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Independent Financial Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Levine Leichtman Capital Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Thurston Springer Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Incline Equity Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Pacific Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gradient Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gradient Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gradient Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gradient Financial Direct, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Yost Capital Management, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Skyoak Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Argo Infrastructure Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dakota Wealth, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Teal Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aetos Alternatives Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Benchmark Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Wealth Group Registered Investment Advisor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthfront reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sfm, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pinnacle Asset Management Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arbour Lane Capital Management Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Focus Financial Advisors, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aprio Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Emerald Advisers Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Insight Investment reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Juncture Wealth Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Resources Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chicago Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)