DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
865 events match
- Next Generation Wealth Management, Inc.'s advisors moved to Beacon Pointe Advisors, LLC (Milwaukee, WI): 4 of 4 registered, on the same dayMar 7, 2022Firm absorbed (people side)derivedNEXT GENERATION WEALTH MANAGEMENT, INC.RAUM $459MandBEACON POINTE ADVISORS, LLC
- Fiducia Group, LLC's advisors moved to Global Retirement Partners LLC (Pittsburgh, PA): 3 of 3 registered, on the same dayMar 4, 2022Firm absorbed (people side)derivedFIDUCIA GROUP, LLCRAUM $1.9BandGLOBAL RETIREMENT PARTNERS LLC
- Wealth Management Advisors, LLC's advisors moved to Sachetta, LLC (Tewksbury, MA): 3 of 3 registered, on the same dayMar 1, 2022Firm absorbed (people side)derivedWEALTH MANAGEMENT ADVISORS, LLCRAUM $322MandSACHETTA, LLC
- Singer Wealth Advisors Inc.'s advisors moved to Singer Wealth Advisors LLC (Boca Raton, FL): 5 of 6 registered, on the same dayMar 1, 2022Firm absorbed (people side)derivedSINGER WEALTH ADVISORS INC.RAUM $207MandSINGER WEALTH ADVISORS LLC
- 6 Meridian LLC's advisors moved to Hightower 6M Holding, LLC (Wichita, KS): 17 of 18 registered, on the same day
- TC Wealth Partners, LLC's advisors moved to Hightower Advisors, LLC (Downers Grove, IL): 7 of 8 registered, on the same dayFeb 24, 2022Firm absorbed (people side)derivedTC WEALTH PARTNERS, LLCRAUM $1.1BandHIGHTOWER ADVISORS, LLC
- Altavista Wealth Management, Inc.'s advisors moved to Beacon Pointe Advisors, LLC (Asheville, NC): 8 of 8 registered, within 4 daysFeb 24, 2022Firm absorbed (people side)derivedALTAVISTA WEALTH MANAGEMENT, INC.RAUM $602MandBEACON POINTE ADVISORS, LLC
- Stonebridge Advisors, LLC's advisors moved to Navigate Wealth Management, LLC (Birmingham, AL): 3 of 3 registered, on the same day
- Investec Wealth Strategies's advisors moved to Cerity Partners LLC (Houston, TX): 4 of 5 registered, on the same dayJan 28, 2022Firm absorbed (people side)derivedINVESTEC WEALTH STRATEGIESRAUM $701MandCERITY PARTNERS LLC
- Cascadia Advisory Services, LLC's advisors moved to Mariner (Portland, OR): 9 of 9 registered, on the same day
- Savant Investment Group, LLC's advisors moved to Mariner (Emeryville, CA): 3 of 3 registered, on the same day
- Granite Investment Advisors, LLC's advisors moved to Mariner (Concord, NH): 7 of 7 registered, on the same day
- Whitegate Investment Counselors, Inc.'s advisors moved to Mariner (New London, NH): 3 of 6 registered, on the same dayJan 19, 2022Firm absorbed (people side)derivedWHITEGATE INVESTMENT COUNSELORS, INC.RAUM $545MandMARINER
- Thompson Wealth Management, LTD.'s advisors moved to Hightower Advisors, LLC (Concord, MA): 3 of 3 registered, on the same dayJan 17, 2022Firm absorbed (people side)derivedTHOMPSON WEALTH MANAGEMENT, LTD.RAUM $310MandHIGHTOWER ADVISORS, LLC
- Vivid Financial Management, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Orcutt, CA): 4 of 4 registered, within 3 daysJan 7, 2022Firm absorbed (people side)derivedVIVID FINANCIAL MANAGEMENT, INC.RAUM $574MandWEALTH ENHANCEMENT ADVISORY SERVICES, LLC
- Daintree Advisors LLC's advisors moved to Cerity Partners LLC (Boston, MA): 8 of 11 registered, on the same day
- Cassaday & CO Inc's advisors moved to Cassaday & Company, Inc. (Mclean, VA): 14 of 14 registered, on the same day
- Reilly Financial Advisors's advisors moved to Creative Planning (LA Mesa, CA): 13 of 17 registered, on the same dayJan 3, 2022Firm absorbed (people side)derivedREILLY FINANCIAL ADVISORSRAUM $2.2BandCREATIVE PLANNING
- Brouwer & Janachowski, LLC's advisors moved to Cerity Partners LLC (Mill Valley, CA): 7 of 7 registered, on the same dayJan 3, 2022Firm absorbed (people side)derivedBROUWER & JANACHOWSKI, LLCRAUM $2.3BandCERITY PARTNERS LLC
- Alley Company, LLC's advisors moved to Alley Company (Lake Forest, IL): 3 of 3 registered, on the same day
- Ullmann Wealth Partners's advisors moved to Ullmann Wealth Partners (Jacksonville Beach, FL): 4 of 5 registered, on the same dayJan 3, 2022Firm absorbed (people side)derivedULLMANN WEALTH PARTNERSRAUM $582MandULLMANN WEALTH PARTNERS
- Bft Financial Group, LLC's advisors moved to Leo Wealth, LLC (Hurst, TX): 5 of 7 registered, on the same day
- Financial Partners, LLC's advisors moved to Altamira Financial Group, LLC (Santa FE, NM): 3 of 5 registered, on the same dayJan 3, 2022Firm absorbed (people side)derivedFINANCIAL PARTNERS, LLCRAUM $182MandALTAMIRA FINANCIAL GROUP, LLC
- Mosaic Family Wealth, LLC's advisors moved to Mosaic Wealth (ST Louis, MO): 11 of 11 registered, a day apart
- Hatton Consulting, Inc.'s advisors moved to Creative Planning (Phoenix, AZ): 3 of 4 registered, on the same day
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