DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Ttp Investments, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aliier Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Legacy Financial Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Madison Capital Funding Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Etf Managers Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Municipal Cash Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Wealth Advisors Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hatteras Funds, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Letko Brosseau Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Carnick & Kubik, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Odilia Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Waddell & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Edgbaston Investment Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Western Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Wealth Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bow River Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rlc Business Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Quest Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Patten Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moody, Lynn & Lieberson, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tactical Global Management (Uk) Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tcw Investment Management Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tcw Asset Management Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Milestone Financial Planning, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sfw Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nuveen Investments Advisers Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lee Financial Corp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Johnston Asset Management Corp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mercer Investment Consulting, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Royce & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Seven Eight Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ccmp Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newport Capital Advisers Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sycamore Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Decisions Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Morningstar Investment Services Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sbsb reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Wealth Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rj20, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Banyan Global Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Miller Value Partners, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Roundangle Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Two Sigma Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Two Sigma Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tamarack Advisers, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Illumination Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ross, Sinclaire & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Radnor Financial Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sir Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Meridian Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nexphase Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lcn Capital Partners, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rathbone Warwick Investment Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Banyan Global Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Comprehensive Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lawley Retirement Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wjm Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fitzroy Investment Advisors Us Sarl reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Inverlochy Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mmc Securities Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)