DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Geneva Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wrp Investments, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bp Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Portfolio Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nfp Advisor Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- White Oaks Wealth Advisors Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aljian Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Legacy Partners Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Resilience Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- One Capital Management, Lllp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hughes Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Great Lakes Wealth Management And Advisory Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Discerene Value Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Real Estate Research Corp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Welton Investment Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gcw Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kondo Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Glass Retirement Strategies, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Varden Pacific Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Washington Growth Strategies Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Investment Analyst Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Janice Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Altimeter Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Foundation Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Eminence Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Investec Management North America, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Raub Brock Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sageview Private Client Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vasquez & Co. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Emerson Investment Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Coxe Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brigade Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Boussard & Gavaudan Investment Management Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gw & Wade, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fiduciary Financial Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The 401 (K) Concierge reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trutina Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prophecy Asset Management, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lansdowne Partners (Uk) Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bluecrest Capital Management Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Commonwealth Group, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ativo Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sterling Wealth Management Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rutherford Asset Planning, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Blackrock Private Equity Partners Ag reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Crow Point Investment Management Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Global Index Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Advance Investment Managers Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Envestnet Retirement Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moray Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ridgeworth Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vector Capital Management, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Napier Park Global Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chloe Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Guidestone Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Metis, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Summit Financial Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Michael A. Schreiber & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- One Market Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)