DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oxford Financial Group, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ashlee Danette WaltonGoldstone Financial Group, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAMar 13, 2026Apr 16, 2026 (34 d)
Neal Gregg DavisFort Washington Investment Advisors Inc institutionalOxford Financial Group, Ltd independent RIAOtherDec 11, 2025Dec 17, 2025
Russell George DeliberoGoldman Sachs Wealth Services, L.P. BD affiliatedOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2025Oct 31, 2025
Austin CareyJ.P. Morgan Securities LLC wirehouseOxford Financial Group, Ltd independent RIAWirehouse to independent RIAJul 6, 2024Aug 1, 2024
John Robert DengerWinthrop Capital Management institutionalOxford Financial Group, Ltd independent RIAOtherMay 1, 2024May 21, 2024
Jarret D. BlumJ.P. Morgan Securities LLC wirehouseOxford Financial Group, Ltd independent RIAWirehouse to independent RIAMar 30, 2024May 1, 2024 (32 d)
Andrew Donald FilauroSteel Grove Capital Advisors, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAFeb 14, 2024Feb 26, 2024
Jameson K StadyFacet independent RIAOxford Financial Group, Ltd independent RIARIA to RIAOct 3, 2023Jun 24, 2024 (265 d)
Michael Everett LarsonSpectrum Wealth Management independent RIAOxford Financial Group, Ltd independent RIARIA to RIADec 12, 2022Jan 6, 2023
Timothy Joseph LuxKingsview Wealth Management, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIASep 12, 2022Sep 6, 2022
Sally Ann SheltonCompass Wealth Management, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAAug 1, 2022Feb 23, 2023 (206 d)
Natalie Marie BennettRobert W. Baird & Co. Incorporated mixed wealthOxford Financial Group, Ltd independent RIARIA to RIAJul 11, 2022Jan 1, 2025 (905 d)
David Matthew BrennanAmeriprise Financial Services, LLC national BDOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2022Aug 24, 2022 (44 d)
Christopher E McgrawAdaptation Financial Advisors Inc. independent RIAOxford Financial Group, Ltd independent RIARIA to RIAJun 22, 2022Sep 6, 2022 (76 d)
Adam Caleb WardHuntington Financial Advisors BD affiliatedOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2022Jul 29, 2022 (53 d)
Joseph Parker MitchellCresset Asset Management, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAMay 13, 2022May 22, 2023 (374 d)
Terilyn SchwartzNorthwestern Mutual Investment Services,LLC no RAUMOxford Financial Group, Ltd independent RIAOtherMay 3, 2022May 19, 2022
Nathan LukeThe Mather Group, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAApr 21, 2022Aug 29, 2022 (130 d)
Jacqueline Kay ArmstrongMorgan Stanley wirehouseOxford Financial Group, Ltd independent RIAWirehouse to independent RIANov 15, 2021Dec 14, 2021
Emily O PatteeNorthwestern Mutual Investment Services,LLC no RAUMOxford Financial Group, Ltd independent RIAOtherSep 28, 2021Nov 16, 2021 (49 d)
Melia Breeze KrummSanctuary Advisors, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIASep 3, 2021Jan 15, 2025 (1230 d)
Kyle Robert ThomasThrivent Investment Management Inc. BD affiliatedOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2021Sep 28, 2021 (34 d)
Scott Andrew SandeeCapital Group Private Client Services, Inc. no RAUMOxford Financial Group, Ltd independent RIAOtherJul 20, 2021Jul 28, 2021
Matthew Alfred BellFort Washington Investment Advisors Inc institutionalOxford Financial Group, Ltd independent RIAOtherJul 7, 2021Jul 21, 2021
Hannah Jill CashCharles Schwab & Co., Inc. national BDOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2020Jan 19, 2021 (54 d)
Dustin Anthony BrownEquitable Advisors, LLC national BDOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2020Dec 3, 2020
Christian Graham NallenwegSchwab Wealth Advisory, Inc. BD affiliatedOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2020Jul 10, 2024 (1567 d)
Catherine Elizabeth FarleyObs Financial mixed wealthOxford Financial Group, Ltd independent RIARIA to RIAMar 18, 2020Nov 12, 2020 (239 d)
Kristen Paige KirklandForvis Mazars Wealth Advisors, LLC independent RIAOxford Financial Group, Ltd independent RIARIA to RIAOct 17, 2019Nov 7, 2019
Grayson Elizabeth MillerUBS Financial Services Inc. wirehouseOxford Financial Group, Ltd independent RIAWirehouse to independent RIAOct 1, 2019Aug 7, 2023 (1406 d)
Stephen Bowden WilkinsSoundriver Advisors, LLC unclassifiedOxford Financial Group, Ltd independent RIAOtherJul 11, 2016Apr 22, 2024 (2842 d)
Scott K RyanSchwab Wealth Advisory, Inc. otherOxford Financial Group, Ltd independent RIAOtherSep 4, 2015Sep 1, 2026 (4015 d)
Matthew Frank MohlmanAstor Investment Management LLC otherOxford Financial Group, Ltd otherOtherJun 30, 2015Aug 15, 2016 (412 d)
Donna Sturgeon SterwerfMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOxford Financial Group, Ltd otherOtherFeb 20, 2015Feb 19, 2015
John Paul SimmonsCharles Schwab & Co., Inc. national BDOxford Financial Group, Ltd otherOtherDec 5, 2014Jul 5, 2016 (578 d)
James Russell WrightHufford Advisors, LLC otherOxford Financial Group, Ltd otherOtherSep 11, 2014Jan 14, 2015 (125 d)
Millicent Maureen HolmesCrowe Wealth Management, LLC unclassifiedOxford Financial Group, Ltd otherOtherJan 19, 2011Jan 20, 2011
Jason Robert BrinksCrowe Wealth Management, LLC unclassifiedOxford Financial Group, Ltd otherOtherJan 19, 2011Jan 20, 2011
Jared Andrew NishidaKsm Capital Advisors, LLC unclassifiedOxford Financial Group, Ltd otherOtherApr 30, 2010Sep 13, 2016 (2328 d)
Peter Nielsen ReistKsm Capital Advisors, LLC unclassifiedOxford Financial Group, Ltd otherOtherApr 5, 2010Apr 6, 2010
Barton Craig FrancisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOxford Financial Group, Ltd independent RIAWirehouse to independent RIAMar 16, 2010May 11, 2023 (4804 d)
Robert Mead TwitchellJ.P. Morgan Investment Management Inc. otherOxford Financial Group, Ltd otherOtherMay 12, 2009Nov 19, 2009 (191 d)
Richard V. HallNatcity Investments, Inc. unclassifiedOxford Financial Group, Ltd otherOtherJul 7, 2005Jan 6, 2015 (3470 d)
Matthew Joseph SimpsonErnst & Young Investment Advisers Llp no RAUMOxford Financial Group, Ltd otherOtherSep 20, 2004Dec 14, 2004 (85 d)
Ivan Douglas HoffmanImc Advisors, LLC otherOxford Financial Group, Ltd otherOtherJun 1, 2004Jun 21, 2004
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45 moves match.