| Shannon Michael Willems | Alliancebernstein L.P. other | New Edge Wealth BD affiliated | Other | Aug 28, 2026 | Aug 17, 2026 |
| Jeffrey William Thompson | Alliancebernstein L.P. other | Sanford C. Bernstein & Co., LLC no RAUM | Other | Aug 28, 2026 | Feb 26, 2013 |
| Sara Dejay Willis | Alliancebernstein L.P. other | New Edge Wealth BD affiliated | Other | Aug 28, 2026 | Aug 17, 2026 |
| Horacio John Woolcott | Alliancebernstein L.P. other | Westminster Financial Advisory Corp independent RIA | Other | Aug 7, 2026 | Jul 27, 2026 |
| Jeremy Levinson | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Jul 8, 2026 | Jul 22, 2026 |
| David Pierce Muller | Alliancebernstein L.P. other | Nerdwallet Wealth Partners, LLC independent RIA | Other | Jul 6, 2026 | Jul 15, 2026 |
| Dalton Jace Harris | Alliancebernstein L.P. other | R.D. Smothers Wealth Management state registered | Other | Jun 4, 2026 | Jun 3, 2026 |
| Brian Farzin Haloossim | Alliancebernstein L.P. other | Sanford C. Bernstein & Co., LLC no RAUM | Other | May 21, 2026 | Feb 26, 2013 |
| Hershil Shah | Alliancebernstein L.P. other | Iconiq Capital, LLC asset manager | Other | May 21, 2026 | Jun 1, 2026 |
| Adam Ehab Innab | Alliancebernstein L.P. other | Goldman Sachs Wealth Services, L.P. BD affiliated | Other | May 21, 2026 | Jun 5, 2026 |
| Jorge Haddad Mestre | Alliancebernstein L.P. other | Tlwm Financial independent RIA | Other | May 11, 2026 | Sep 11, 2026 (123 d) |
| Theodore William Nielsen | Alliancebernstein L.P. other | Arrow Alliance state registered | Other | Apr 2, 2026 | Apr 20, 2026 |
| James Dugan | Alliancebernstein L.P. asset manager | United Capital Financial Advisors independent RIA | Other | Mar 13, 2026 | Apr 8, 2026 |
| Lauren Ann Ricca | Alliancebernstein L.P. asset manager | LPL Financial LLC BD affiliated | Other | Feb 25, 2026 | Feb 6, 2026 |
| Carson Pope | Alliancebernstein L.P. asset manager | Assetbuilder, Inc. independent RIA | Other | Feb 25, 2026 | Dec 22, 2025 |
| Tyler Michael Joern | Alliancebernstein L.P. asset manager | Moneta Group Investment Advisors, LLC independent RIA | Other | Feb 25, 2026 | May 20, 2026 (84 d) |
| Brooke N Vannoy | Alliancebernstein L.P. asset manager | Morgan Stanley wirehouse | Other | Feb 25, 2026 | Jun 2, 2026 (97 d) |
| Willie James Thomas | Alliancebernstein L.P. asset manager | Captrust institutional | Other | Feb 3, 2026 | Sep 16, 2026 (225 d) |
| Derek Blair | Alliancebernstein L.P. asset manager | LPL Financial LLC BD affiliated | Other | Feb 3, 2026 | Feb 5, 2026 |
| Zachary Alan Schiller | Alliancebernstein L.P. asset manager | Mercer Global Advisors Inc. independent RIA | Other | Jan 30, 2026 | Jan 14, 2026 |
| Andrew Llewellyn | Alliancebernstein L.P. asset manager | Hightower Advisors, LLC BD affiliated | Other | Jan 22, 2026 | Jan 21, 2026 |
| Michael Underwood Ellington | Alliancebernstein L.P. asset manager | Cresset Asset Management, LLC independent RIA | Other | Dec 15, 2025 | Dec 2, 2025 |
| Eric Hayes | Alliancebernstein L.P. asset manager | J.P. Morgan Securities LLC wirehouse | Other | Dec 15, 2025 | Dec 11, 2025 |
| Zachary Lincoln Gardner | Alliancebernstein L.P. asset manager | Cresset Asset Management, LLC independent RIA | Other | Nov 7, 2025 | Oct 28, 2025 |
| Danique E Van Der Velden | Alliancebernstein L.P. asset manager | Cresset Asset Management, LLC independent RIA | Other | Nov 7, 2025 | Nov 19, 2025 |
| Amanda Grace Beebe | Alliancebernstein L.P. asset manager | UBS Financial Services Inc. wirehouse | Other | Oct 29, 2025 | Dec 22, 2025 (54 d) |
| Paige Weiss | Alliancebernstein L.P. asset manager | UBS Financial Services Inc. wirehouse | Other | Oct 29, 2025 | Nov 28, 2025 |
| Hongyu Liu | Alliancebernstein L.P. asset manager | Beacon Pointe Advisors, LLC independent RIA | Other | Oct 29, 2025 | Mar 23, 2026 (145 d) |
| John Henry O'Brien | Alliancebernstein L.P. asset manager | J.P. Morgan Securities LLC wirehouse | Other | Oct 2, 2025 | Sep 29, 2025 |
| Jennifer Elizabeth Colby-Oliver | Alliancebernstein L.P. asset manager | Neuberger Berman Bd LLC no RAUM | Other | Sep 17, 2025 | Apr 29, 2026 (224 d) |
| Jordan Christina Jewell | Alliancebernstein L.P. asset manager | Cresset Asset Management, LLC independent RIA | Other | Sep 17, 2025 | Sep 19, 2025 |
| William Seyfarth | Alliancebernstein L.P. asset manager | Vistamark Investments independent RIA | Other | Sep 17, 2025 | Oct 23, 2025 (36 d) |
| Amanda Rachelle Castellano | Alliancebernstein L.P. asset manager | Moors & Cabot, Inc BD affiliated | Other | Sep 16, 2025 | Oct 30, 2025 (44 d) |
| Craig Steven Selimotic Danforth | Alliancebernstein L.P. asset manager | Cetera Investment Advisers LLC BD affiliated | Other | Aug 21, 2025 | Jul 24, 2026 (337 d) |
| Hannah Metcalf | Alliancebernstein L.P. asset manager | Raymond James & Associates, Inc. national BD | Other | Aug 21, 2025 | Sep 10, 2025 |
| Michael Beau Letzter | Alliancebernstein L.P. asset manager | Nerdwallet Wealth Partners, LLC independent RIA | Other | Aug 21, 2025 | Aug 12, 2025 |
| Eli Nathaniel Watts | Alliancebernstein L.P. asset manager | Sagespring Wealth Partners independent RIA | Other | Aug 21, 2025 | Aug 21, 2025 |
| Conner Wilson Ascher | Alliancebernstein L.P. asset manager | Gentrust independent RIA | Other | Jul 23, 2025 | Jul 22, 2025 |
| Kevin Joseph Rochford | Alliancebernstein L.P. asset manager | Clearwater Capital Partners independent RIA | Other | Jul 1, 2025 | Jan 16, 2026 (199 d) |
| Robert Pope Dibenedetto | Alliancebernstein L.P. asset manager | Hb Wealth independent RIA | Other | Jul 1, 2025 | Jul 10, 2025 |
| Clayton J Caggiano | Alliancebernstein L.P. asset manager | Morgan Stanley wirehouse | Other | Jun 30, 2025 | Nov 18, 2025 (141 d) |
| Christine Jane Han | Alliancebernstein L.P. asset manager | Syon Capital LLC independent RIA | Other | Jun 30, 2025 | Aug 18, 2025 (49 d) |
| Paige E Deasy | Alliancebernstein L.P. asset manager | Concentus Wealth Advisors independent RIA | Other | Jun 30, 2025 | Aug 13, 2025 (44 d) |
| Fabienne Tremblay-Parent | Alliancebernstein L.P. asset manager | Jfg Family Office independent RIA | Other | Jun 6, 2025 | Jun 6, 2025 |
| Matthew Barker Cornfield | Alliancebernstein L.P. asset manager | Bbr Partners, LLC independent RIA | Other | Jun 6, 2025 | Feb 13, 2026 (252 d) |
| Tara Thompson Popernik | Alliancebernstein L.P. asset manager | LPL Financial LLC BD affiliated | Other | Jun 4, 2025 | May 21, 2025 |
| Elizabeth A Landsinger | Alliancebernstein L.P. asset manager | Nilsine Partners, LLC independent RIA | Other | Apr 7, 2025 | Apr 23, 2025 |
| Stephan Basil Bazianos | Alliancebernstein L.P. asset manager | Morgan Stanley wirehouse | Other | Apr 7, 2025 | Apr 21, 2025 |
| Joseph James Proscia | Alliancebernstein L.P. asset manager | LPL Financial LLC BD affiliated | Other | Mar 21, 2025 | Mar 31, 2025 |
| Francisco Baixauli | Alliancebernstein L.P. asset manager | J.P. Morgan Securities LLC wirehouse | Other | Mar 21, 2025 | Mar 19, 2025 |
| Megan E. Tracy | Alliancebernstein L.P. asset manager | Strategic Advisers LLC national BD | Other | Feb 12, 2025 | Jul 3, 2025 (141 d) |
| Jason Teich | Alliancebernstein L.P. asset manager | Lido independent RIA | Other | Feb 12, 2025 | Feb 7, 2025 |
| Eric Daniel Higger | Alliancebernstein L.P. asset manager | Neuberger Berman Bd LLC no RAUM | Other | Jan 23, 2025 | Jan 15, 2025 |
| Melissa D. Cardenas | Alliancebernstein L.P. asset manager | J.P. Morgan Securities LLC wirehouse | Other | Dec 19, 2024 | Jan 2, 2025 |
| Cameron D Cole | Alliancebernstein L.P. asset manager | Solidarity Wealth, LLC independent RIA | Other | Dec 13, 2024 | Dec 5, 2024 |
| Jonathan Brad Underkofler | Alliancebernstein L.P. asset manager | Wedbush Securities Inc. BD affiliated | Other | Nov 25, 2024 | Nov 25, 2024 |
| Mark R Baker | Alliancebernstein L.P. asset manager | First Trust Advisors LP asset manager | Other | Nov 25, 2024 | Dec 9, 2024 |
| Winston Frederick Justice | Alliancebernstein L.P. asset manager | Sagespring Wealth Partners independent RIA | Other | Nov 22, 2024 | Dec 1, 2024 |
| Jared Clark Van Moorlehem | Alliancebernstein L.P. asset manager | Fisher Investments independent RIA | Other | Nov 1, 2024 | Nov 5, 2024 |
| Emiliano Deriquer | Alliancebernstein L.P. asset manager | J.P. Morgan Securities LLC wirehouse | Other | Nov 1, 2024 | Feb 25, 2025 (116 d) |