| Ryleigh Williams | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. other | Other | Aug 29, 2026 | Sep 9, 2026 |
| Aaron John Schulz | Equitable Advisors, LLC national BD | Alliancebernstein L.P. other | Other | Aug 3, 2026 | Sep 15, 2026 (43 d) |
| Connor Matthew Gage | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Jul 20, 2026 | Aug 7, 2026 |
| Camille Aman Tambunting | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Jul 6, 2026 | Aug 3, 2026 |
| Tatiana S Cluver | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | Jun 3, 2026 | Jun 24, 2026 |
| Keaton Jack Wright | Robert W. Baird & Co. Incorporated mixed wealth | Alliancebernstein L.P. other | Other | May 19, 2026 | Jun 15, 2026 |
| Carey M Fortnam | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. other | Other | May 15, 2026 | May 26, 2026 |
| William D. Bishop | Strategic Advisers LLC national BD | Alliancebernstein L.P. other | Other | May 12, 2026 | May 5, 2026 |
| Marco Philip Yeppez | Wells Fargo Advisors wirehouse | Alliancebernstein L.P. other | Other | May 11, 2026 | May 26, 2026 |
| Connor Edward Van Skike | Mwa Financial Services, Inc. BD affiliated | Alliancebernstein L.P. other | Other | May 11, 2026 | May 27, 2026 |
| James Cameron Holmes | Truist Advisory Services, Inc. BD affiliated | Alliancebernstein L.P. other | Other | May 6, 2026 | May 20, 2026 |
| Joshua Ford Murray | Rockefeller Capital Management BD affiliated | Alliancebernstein L.P. other | Other | May 5, 2026 | May 11, 2026 |
| Jaden Elsinger | Strategic Advisers LLC national BD | Alliancebernstein L.P. other | Other | May 5, 2026 | May 12, 2026 |
| Liam Leo Keefe | Florida Financial Advisors, LLC BD affiliated | Alliancebernstein L.P. other | Other | Apr 27, 2026 | Jun 22, 2026 (56 d) |
| Karyll S Hyacinthe | Morgan Stanley wirehouse | Alliancebernstein L.P. other | Other | Apr 20, 2026 | Apr 23, 2026 |
| Olivia Song | Lord, Abbett & Co. LLC asset manager | Alliancebernstein L.P. other | Other | Apr 13, 2026 | Apr 14, 2026 |
| Matthew A Bell | LPL Financial LLC BD affiliated | Alliancebernstein L.P. other | Other | Apr 1, 2026 | Mar 30, 2026 |
| Jeremiah Orlando James | Lido independent RIA | Alliancebernstein L.P. asset manager | Other | Feb 13, 2026 | Feb 17, 2026 |
| Nathan Michael Martin | Thrivent Investment Management Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Feb 4, 2026 | Feb 6, 2026 |
| Katherine Jacobson | Principal Securities, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Jan 15, 2026 | Jan 21, 2026 |
| Patrick Robert Conley | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | Jan 2, 2026 | Jan 22, 2026 |
| Katharine Wingfield Flory | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. asset manager | Other | Jan 2, 2026 | Jan 15, 2026 |
| Tucker Thomas Hastings | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Dec 22, 2025 | Jul 31, 2026 (221 d) |
| Gregory Anthony Kopp | Savant Wealth Management independent RIA | Alliancebernstein L.P. other | Other | Dec 20, 2025 | Apr 2, 2026 (103 d) |
| David Alexander Morris | The Mather Group, LLC independent RIA | Alliancebernstein L.P. asset manager | Other | Dec 16, 2025 | Nov 11, 2025 |
| Janine Shieh | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. other | Other | Dec 3, 2025 | Apr 30, 2026 (148 d) |
| Zainab Rizvi | Park Avenue Securities LLC BD affiliated | Alliancebernstein L.P. asset manager | Other | Oct 31, 2025 | Nov 5, 2025 |
| Meehir Patel | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | Sep 30, 2025 | Jan 13, 2026 (105 d) |
| Jack Patrick Spooner | Voya Financial Advisors, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Sep 26, 2025 | Oct 6, 2025 |
| Isheka Agarwal | Altar Rock independent RIA | Alliancebernstein L.P. other | Other | Jul 9, 2025 | Jul 20, 2026 (376 d) |
| Owen Robert Freese | 49 Financial independent RIA | Alliancebernstein L.P. other | Other | Jul 8, 2025 | Jun 3, 2026 (330 d) |
| Lawrence N/A Lamonica | Sol Capital Management Co mixed wealth | Alliancebernstein L.P. other | Other | Jul 2, 2025 | Jul 22, 2026 (385 d) |
| Gregory Robert Kadet | UBS Financial Services Inc. wirehouse | Alliancebernstein L.P. asset manager | Other | Jul 1, 2025 | Jul 1, 2025 |
| Harry James Seymour | Columbia Management Investment Advisers, LLC asset manager | Alliancebernstein L.P. asset manager | Other | Jun 27, 2025 | Jun 5, 2025 |
| Thomas Perkins | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | May 29, 2025 | May 29, 2025 |
| Michael James Ferraro | Envestnet Pmc independent RIA | Alliancebernstein L.P. asset manager | Other | Apr 22, 2025 | Apr 25, 2025 |
| Emily Nicole Wiser | Corient independent RIA | Alliancebernstein L.P. asset manager | Other | Apr 8, 2025 | Apr 2, 2025 |
| Dalton Jace Harris | Edward Jones national BD | Alliancebernstein L.P. asset manager | Other | Apr 1, 2025 | Apr 11, 2025 |
| Brooke N Vannoy | Nuveen Asset Management, LLC mixed wealth | Alliancebernstein L.P. asset manager | Other | Mar 19, 2025 | Apr 14, 2025 |
| Cameron Lane | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. asset manager | Other | Mar 5, 2025 | Jun 3, 2025 (90 d) |
| Halle Rawlings Regan | T. Rowe Price Associates, Inc. asset manager | Alliancebernstein L.P. asset manager | Other | Mar 4, 2025 | Mar 20, 2025 |
| Paige E Deasy | Morgan Stanley wirehouse | Alliancebernstein L.P. asset manager | Other | Feb 25, 2025 | Mar 5, 2025 |
| Jared Hare | Russell Investments other | Alliancebernstein L.P. asset manager | Other | Jan 21, 2025 | Jan 9, 2025 |
| Christine Williams Millen | Enza Financial, LLC independent RIA | Alliancebernstein L.P. asset manager | Other | Dec 24, 2024 | Jan 14, 2025 |
| Addison Marguerite Valle | UBS Financial Services Inc. wirehouse | Alliancebernstein L.P. asset manager | Other | Dec 17, 2024 | Jan 3, 2025 |
| Keegan C O'Shea | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. asset manager | Other | Nov 25, 2024 | Jan 13, 2025 (49 d) |
| Ruben Alexander Ferrer | Morgan Stanley wirehouse | Alliancebernstein L.P. asset manager | Other | Oct 4, 2024 | Oct 30, 2024 |
| Lauren Ann Ricca | Wells Fargo Advisors wirehouse | Alliancebernstein L.P. asset manager | Other | Oct 3, 2024 | Sep 12, 2024 |
| Emma Catherine Thomas | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | Aug 30, 2024 | Sep 17, 2024 |
| Jackson Ryan Rau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. asset manager | Other | Aug 23, 2024 | Sep 6, 2024 |
| Caleb Jeffrey Hanie | RBC Capital Markets, LLC national BD | Alliancebernstein L.P. asset manager | Other | Aug 21, 2024 | Sep 5, 2024 |
| John Flores | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | Aug 15, 2024 | Sep 4, 2024 |
| Hongyu Liu | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. asset manager | Other | Aug 9, 2024 | Mar 13, 2025 (216 d) |
| Zakery Evan Prosmushkin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alliancebernstein L.P. asset manager | Other | Jul 15, 2024 | Aug 15, 2024 (31 d) |
| Matthew Barker Cornfield | Cary Street Partners BD affiliated | Alliancebernstein L.P. asset manager | Other | Jun 28, 2024 | Jul 8, 2024 |
| Drew Thomas Gibbons | Corient independent RIA | Alliancebernstein L.P. asset manager | Other | Jun 18, 2024 | Sep 13, 2024 (87 d) |
| Emiliano Deriquer | Pruco Securities, LLC BD affiliated | Alliancebernstein L.P. asset manager | Other | Jun 17, 2024 | Jun 28, 2024 |
| Jeffrey A Lewis | Fisher Investments independent RIA | Alliancebernstein L.P. asset manager | Other | Jun 13, 2024 | Sep 13, 2024 (92 d) |
| Jacob Philip Motz | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. asset manager | Other | Jun 5, 2024 | May 28, 2024 |
| Gina Cohen | Principled Planning & Wealth Management unclassified | Alliancebernstein L.P. asset manager | Other | May 14, 2024 | May 31, 2024 |