DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Consolidated Portfolio Review Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremiah Ryan Greenleaf | Cetera Investment Advisers LLC BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2026 | Jun 11, 2026 |
| Kristin Sanguino | Personal Cfo Solutions LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jun 1, 2026 | May 1, 2026 |
| Steven Dominic Cacciutti | Alden Investment Group independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jun 1, 2026 | Jun 1, 2026 |
| Carli Sandra Piccolella | Personal Cfo Solutions LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jun 1, 2026 | May 1, 2026 |
| John Higgins Vii | Personal Cfo Solutions LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jun 1, 2026 | May 1, 2026 |
| Michael James Mcneely | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jun 2, 2026 |
| Bryan Anthony Richardson | Advisor Share Wealth Management, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Mar 25, 2026 | Mar 25, 2026 |
| Richard Thomas Hern | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 23, 2026 |
| Lionel James Edmonson | Essex Private Wealth Management LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Mar 20, 2026 | Mar 17, 2026 |
| Gang Lu | Transamerica Financial Advisors, LLC BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 3, 2026 |
| Howard Jeffrey Douglas | Osaic Wealth, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 30, 2026 |
| Cary Edward Urich | Vanderbilt Advisory Services BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | May 1, 2025 |
| Thomas Donald Bacon | Trust Advisory Group Ltd independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 21, 2025 | Dec 9, 2025 |
| Stanley Bernard Starr | Trust Advisory Group Ltd independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 19, 2025 | Nov 26, 2025 |
| Andrew Gentiluomo | Esi Financial Advisors independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 12, 2025 | Dec 23, 2025 (41 d) |
| Donald D Dalton | Spc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Sep 2, 2025 |
| Steven George Yazell | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jun 3, 2025 |
| Anthony D Mcmullen | Trust Advisory Group Ltd independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | May 28, 2025 | Jun 11, 2025 |
| Ian Joseph Tollefsen | Trust Advisory Group Ltd independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | May 19, 2025 | Jun 11, 2025 |
| Tyler Keegan | United Planners' Financial Services Of America A Limited Partner independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Mar 14, 2025 | Apr 24, 2025 (41 d) |
| Xiaoyong Wang | Spire Wealth Management, LLC BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Feb 3, 2025 |
| Megan Marie Palazzo | Lone Peak Advisers independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Dec 2, 2024 | Mar 7, 2025 (95 d) |
| Robert Carroll Jones | United Planners' Financial Services Of America A Limited Partner independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 25, 2024 | Nov 13, 2024 |
| Isabel Cristina Arbaiza | United Planners' Financial Services Of America A Limited Partner independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 25, 2024 | Nov 13, 2024 |
| Duane Anthony Johnson | Executive Wealth Management, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Nov 11, 2024 | Nov 8, 2024 |
| Gino Nick Chiappetta | Western International Securities BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Oct 4, 2024 |
| Karen Elizabeth Vaught | J. W. Cole Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Dec 9, 2024 (54 d) |
| Robert Wade Eldridge | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Consolidated Portfolio Review Corp independent RIA | Wirehouse to independent RIA | Oct 8, 2024 | Jan 10, 2025 (94 d) |
| Patricia Lynn Ramirez | Raymond James & Associates, Inc. national BD | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Sep 18, 2024 |
| Brett Rogers Henderson | Independent Financial Partners BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 28, 2024 |
| Kimberly A Mallas | Lone Peak Advisers independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jan 19, 2024 | Feb 21, 2024 (33 d) |
| Douglas P Geraghty | Vanderbilt Advisory Services BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Mar 21, 2022 |
| Samantha Jill Lompado | Osaic Wealth, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 22, 2023 |
| David Lau | Gladstone Wealth Partners BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Apr 28, 2023 |
| Kenneth Paul Hewitt | Western International Securities BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2023 | Feb 14, 2023 |
| Scott Richard Mrozek | Western International Securities BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2022 | Sep 9, 2022 |
| Stephen Douglas Vallender | Western International Securities BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2022 | Sep 9, 2022 |
| James Bernard Plummer | Ilg Private Wealth, Inc. state registered | Consolidated Portfolio Review Corp independent RIA | Other | Aug 17, 2022 | Aug 10, 2022 |
| Polly Marie Stoecklein | Independent Advisor Alliance, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 16, 2022 | Aug 15, 2022 |
| Jeffrey Alan Monfette | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 12, 2022 | May 18, 2023 (279 d) |
| Alfred Louis Boutiette | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 12, 2022 | Sep 13, 2022 (32 d) |
| Joshua John Hattig | Planmember Securities Corporation independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 4, 2022 | Aug 5, 2022 |
| Andrea Steiner | Western International Securities BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Aug 8, 2022 |
| Trevor R Randall | Planmember Securities Corporation independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 4, 2022 | Aug 4, 2022 |
| Stephen Moorman | Planmember Securities Corporation independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Aug 4, 2022 | Jan 4, 2023 (153 d) |
| Christopher Robert Sharry | The Patriot Financial Group, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jul 6, 2022 | Jul 7, 2022 |
| Ronald Chris Packard | Cg Advisory Services independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Apr 4, 2022 | Aug 22, 2022 (140 d) |
| Daniel James Packard | Cg Advisory Services independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Apr 4, 2022 | Apr 15, 2022 |
| Sandra Lee Hay Magdaleno | Cascadia Advisory Services, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jan 4, 2022 | Jan 11, 2022 |
| Ivory Jerome Johnson | Independent Financial Partners BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Aug 13, 2021 |
| Thomas Obrien Turner | Cg Advisory Services independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | May 3, 2021 | Apr 30, 2021 |
| Steven Matthew Howe | Vanderbilt Advisory Services BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Nov 3, 2021 (236 d) |
| Kenneth Neil Martinson | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Oct 30, 2020 |
| John Curtis Stoller | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Oct 30, 2020 |
| William Louis Fisher | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2020 | Oct 28, 2020 |
| Jason Tyler Greenwood | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2020 | Jan 8, 2026 (1898 d) |
| Michael William Radakovich | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 22, 2020 |
| Hillary E Brevig | Kms Financial Services, Inc BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 27, 2020 |
| Monroe M Diefendorf | Structured Capital Designs, Inc. unclassified | Consolidated Portfolio Review Corp other | Other | Jul 16, 2020 | Feb 16, 2017 |
| Thomas Charles Palumbo | 3d Wealth Ria, LLC independent RIA | Consolidated Portfolio Review Corp independent RIA | RIA to RIA | Jul 17, 2019 | Feb 5, 2021 (569 d) |
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71 moves match.