DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Horace Mann Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaytie Anne Cunningham SalzmanHorace Mann Investors, Inc. no RAUMBcg Securities, Inc. independent RIAOtherJul 1, 2026Feb 17, 2026
Jennifer Lee MusilleHorace Mann Investors, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherApr 14, 2026May 9, 2026
Dylan Thomas ThorsonHorace Mann Investors, Inc. no RAUMRetirement Capital Advisors state registeredOtherMar 5, 2026Jul 17, 2026 (134 d)
Tyler Jay SmithHorace Mann Investors, Inc. no RAUMEdward Jones national BDOtherDec 23, 2025Jan 6, 2026
Scott Ivan McdowellHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherMay 9, 2025May 12, 2025
Lionel PerkinsHorace Mann Investors, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2024Sep 30, 2024
John Baron CragerHorace Mann Investors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2024Jun 3, 2025 (294 d)
Anthony CappelluzziHorace Mann Investors, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 2, 2024May 13, 2024
Phillip Nathaniel SheffieldHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherMar 12, 2024Mar 27, 2024
John Christian FinkHorace Mann Investors, Inc. no RAUMOsaic Fa, Inc. BD affiliatedOtherNov 30, 2023Nov 28, 2023
Kasey PetrilliHorace Mann Investors, Inc. no RAUMBcg Securities, Inc. independent RIAOtherOct 13, 2023Jul 28, 2023
Stacy M AndersonHorace Mann Investors, Inc. no RAUMAvantax Advisory Services BD affiliatedOtherAug 9, 2023Aug 4, 2023
Sarah Flanders SoriaHorace Mann Investors, Inc. no RAUMProsperity Capital Advisors independent RIAOtherJul 5, 2023Jun 30, 2023
Salvador Huizar Flores-ChatfieldHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJul 5, 2023Jul 5, 2023
Mitchell Elton ChatfieldHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJul 5, 2023Jul 5, 2023
Michael MurrayHorace Mann Investors, Inc. no RAUMTd Private Client Wealth LLC BD affiliatedOtherJun 16, 2023Jun 19, 2023
Reginald James WheelerHorace Mann Investors, Inc. no RAUMAdvice And Planning Services BD affiliatedOtherApr 11, 2023Apr 20, 2023
William Anderson HarigHorace Mann Investors, Inc. no RAUMAdvice And Planning Services BD affiliatedOtherJan 19, 2023May 3, 2024 (470 d)
Chase Phillip PollyHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherDec 22, 2022Dec 22, 2022
Joel Austin CravenHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherAug 15, 2022Aug 15, 2022
Annirose Koci WomackHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherAug 15, 2022Aug 15, 2022
Daniel Cameron PottsHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherJul 26, 2022Jul 12, 2022
Gary Anthony CucchiHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Ron DefreitasHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Michael C SmithHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Michael Christopher CrokerHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherJun 13, 2022Jun 13, 2022
Dale Alan MingledorffHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 7, 2022Sep 15, 2022 (100 d)
Christopher P ColonHorace Mann Investors, Inc. no RAUMLPL Financial LLC independent RIAOtherFeb 16, 2022Sep 12, 2022 (208 d)
Emily C KnoxHorace Mann Investors, Inc. no RAUMMorgan Stanley wirehouseOtherAug 5, 2021Dec 16, 2021 (133 d)
Matthew Richard SteinerHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherJul 7, 2021Jul 12, 2021
George R FeidHorace Mann Investors, Inc. no RAUMHub Investment Partners, LLC otherOtherJun 14, 2021Mar 15, 2022 (274 d)
Kevin B. MccarthyHorace Mann Investors, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherMay 4, 2021Sep 29, 2021 (148 d)
Gretchen Michelle RehmHorace Mann Investors, Inc. no RAUMLincoln Investment BD affiliatedOtherFeb 22, 2021Feb 12, 2021
Miguel Anthony HerreraHorace Mann Investors, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherDec 31, 2020Apr 27, 2021 (117 d)
Peter Davidson GaneyHorace Mann Investors, Inc. no RAUMMissionsquare Retirement institutionalOtherDec 18, 2020Mar 5, 2021 (77 d)
Sean Joseph ObrienHorace Mann Investors, Inc. no RAUMLPL Financial LLC BD affiliatedOtherOct 6, 2020Oct 13, 2020
Joey GoodspeedHorace Mann Investors, Inc. no RAUMSheridan Road Advisors, LLC, A Hub International Company institutionalOtherOct 6, 2020Jul 6, 2022 (638 d)
James CastellanoHorace Mann Investors, Inc. no RAUMState Farm Investment Management Corp. asset managerOtherOct 2, 2020Feb 21, 2022 (507 d)
Maynard L MillerHorace Mann Investors, Inc. no RAUMPark Avenue Securities LLC BD affiliatedOtherAug 25, 2020Oct 23, 2020 (59 d)
Stephen A LungoHorace Mann Investors, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJun 29, 2020Aug 12, 2020 (44 d)
Gregory T SankeyHorace Mann Investors, Inc. no RAUMLincoln Investment BD affiliatedOtherJun 8, 2020Jun 5, 2020
Sean StephensHorace Mann Investors, Inc. no RAUMPruco Securities, LLC BD affiliatedOtherFeb 3, 2020Dec 16, 2020 (317 d)
Elizabeth Ann ReillyHorace Mann Investors, Inc. no RAUMPruco Securities, LLC BD affiliatedOtherDec 31, 2019Sep 8, 2020 (252 d)
Patricia DaileyHorace Mann Investors, Inc. no RAUMPrimerica Advisors national BDOtherOct 28, 2019Nov 8, 2019
Robert John FurlongHorace Mann Investors, Inc. no RAUMLPL Financial LLC independent RIAOtherJul 10, 2019Jul 1, 2019
Ricardo De La TorreHorace Mann Investors, Inc. no RAUMHilltop Securities Inc. BD affiliatedOtherJun 17, 2019Dec 12, 2019 (178 d)
Allison J ZechHorace Mann Investors, Inc. no RAUMCuna Brokerage Services, Inc. BD affiliatedOtherApr 30, 2019May 2, 2019
Kyle Rodney MartinHorace Mann Investors, Inc. no RAUMMutual Advisors, LLC BD affiliatedOtherApr 9, 2019May 31, 2019 (52 d)
Elizabeth LottHorace Mann Investors, Inc. no RAUMLPL Financial LLC independent RIAOtherApr 1, 2019Apr 10, 2019
Jill Adaire FreyHorace Mann Investors, Inc. no RAUMState Farm Investment Management Corp. asset managerOtherJan 31, 2019Apr 4, 2019 (63 d)
Millard Philmore Coleman IIHorace Mann Investors, Inc. no RAUMValic Financial Advisors, Inc. BD affiliatedOtherSep 9, 2018Sep 11, 2018
Arthur A WexlerHorace Mann Investors, Inc. no RAUMEdward Jones national BDOtherAug 17, 2018May 28, 2019 (284 d)
Timothy William SackettHorace Mann Investors, Inc. no RAUMOppenheimer & Co. Inc. BD affiliatedOtherJun 30, 2018Jul 5, 2018
Jennifer SackettHorace Mann Investors, Inc. no RAUMOppenheimer & Co. Inc. BD affiliatedOtherJun 30, 2018Jul 3, 2018
Bruce CorcoranHorace Mann Investors, Inc. no RAUMMissionsquare Retirement asset managerOtherMay 29, 2018Jun 20, 2018
Leigh Ann HarrisHorace Mann Investors, Inc. no RAUMEdward Jones national BDOtherMay 3, 2018Jul 16, 2018 (74 d)
Robert Arthur NeedhamHorace Mann Investors, Inc. no RAUMBb&T Securities, LLC BD affiliatedOtherApr 30, 2018Nov 16, 2018 (200 d)
Christine Sionia NeilsonHorace Mann Investors, Inc. no RAUMMML Investors Services, LLC BD affiliatedOtherApr 20, 2018May 31, 2018 (41 d)
Philip Robert D'UngerHorace Mann Investors, Inc. no RAUMCaptrust otherOtherMar 9, 2018Mar 6, 2018
Kevin Andrew HuntHorace Mann Investors, Inc. no RAUMOsaic Fs, Inc. otherOtherFeb 14, 2018Feb 2, 2018
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67 moves match.