DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pathstone

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grace Erica MoleskiPathstone independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJul 2, 2026Jun 24, 2026
Katherine Patricia BakerPathstone independent RIAShp Wealth Management, LLC independent RIARIA to RIAJul 1, 2026May 28, 2026
Connor O'BrienPathstone independent RIABallentine Partners independent RIARIA to RIAJul 1, 2026Jul 9, 2026
Daniel William BartonPathstone independent RIASachem Hill LLC independent RIARIA to RIAApr 14, 2026Mar 4, 2026
John Samuel HarrisPathstone independent RIAZimmerman Wealth Management, LLC independent RIARIA to RIAOct 1, 2025May 27, 2026 (238 d)
Pascal Ambrose Lyon BrasseyPathstone independent RIABlackrock Investment Management, LLC otherOtherOct 1, 2025Aug 21, 2025
Nicholas ComellaPathstone independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 18, 2025Jan 5, 2026 (201 d)
Daniel ReubenPathstone independent RIAParcion Private Wealth LLC independent RIARIA to RIAMar 31, 2025May 13, 2025 (43 d)
Cassidy SteckPathstone independent RIAPeak Asset Management, LLC independent RIARIA to RIAFeb 20, 2025Aug 20, 2025 (181 d)
Daniel Andres RotheryPathstone independent RIAEdelman Financial Engines independent RIARIA to RIAFeb 20, 2025Jan 14, 2026 (328 d)
Lynnae Elizabeth BrownPathstone independent RIARedeem Wealth Management independent RIARIA to RIAJul 2, 2024Apr 18, 2025 (290 d)
Robert Andrew BurrowPathstone independent RIAPonta Wealth Partners, LLC no RAUMRIA to a newly registered adviserJun 18, 2024Jun 27, 2024
John Coleman DewittPathstone independent RIALakeshore Advisors state registeredRIA to a state-registered adviserJan 22, 2024Feb 6, 2024
Patrick Francis McnamaraPathstone independent RIAGlassman Wealth Services, LLC independent RIARIA to RIAJan 18, 2024Feb 6, 2024
Mariah Marie MainesPathstone independent RIAFinancial Navigators Inc. independent RIARIA to RIAOct 10, 2023Dec 6, 2023 (57 d)
Sean Francis LynchPathstone independent RIANatixis Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2023Apr 25, 2023 (112 d)
Bradley R LacorePathstone independent RIACogent Private Wealth independent RIARIA to RIASep 20, 2022Oct 8, 2025 (1114 d)
Brendan HughesPathstone independent RIARegentatlantic independent RIARIA to RIAMay 17, 2022May 16, 2022
Ryan Arnez MonroePathstone independent RIAAdasina Social Capital independent RIARIA to RIAJan 27, 2022Jan 23, 2022
Kevin Lewis PennerPathstone independent RIAParcion Private Wealth LLC independent RIARIA to RIANov 15, 2021Dec 24, 2021 (39 d)
Michael David Kjell RainePathstone independent RIAFreestone Capital Management, LLC independent RIARIA to RIANov 15, 2021Nov 10, 2021
Lars HenriksonPathstone independent RIAParcion Private Wealth LLC independent RIARIA to RIASep 21, 2021Jan 13, 2022 (114 d)
Brian Scott HegstadPathstone independent RIAScs independent RIARIA to RIASep 2, 2021Jul 20, 2022 (321 d)
Cole Albert Sigurd WaltonPathstone independent RIAFreestone Capital Management, LLC independent RIARIA to RIAAug 27, 2021Aug 30, 2021
Ian Brooks CurtissPathstone independent RIAColdstream Wealth Management independent RIARIA to RIAApr 23, 2021May 27, 2021 (34 d)
Renee Michelle HawkesPathstone independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseApr 1, 2021May 14, 2021 (43 d)
Lucas Anthony VeldhuisPathstone independent RIAThe Mather Group, LLC independent RIARIA to RIAMar 29, 2021Apr 9, 2021
Michael David MartinPathstone independent RIAThe Clarius Group, LLC independent RIARIA to RIAJan 25, 2021Jan 31, 2021
James Lawrence MoorePathstone independent RIAParcion Private Wealth LLC independent RIARIA to RIADec 3, 2020Mar 10, 2021 (97 d)
Sheila Denise StinsonPathstone independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 5, 2019Oct 23, 2019 (79 d)
Charles Michael Anthony WinnPathstone independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 2, 2019Sep 29, 2023 (1731 d)
Francois Maximilian SchramekPathstone independent RIAManhattan West Asset Management, LLC independent RIARIA to RIASep 24, 2018Sep 5, 2021 (1077 d)
Erik Paul GulsrudPathstone otherAdviceperiod, LLC independent RIAOtherJan 2, 2018Jan 10, 2018
Thomas Matthew JusterPathstone otherMartha'S Vineyard Investment Advisors, LLC otherOtherAug 15, 2016Jun 12, 2019 (1031 d)
Tamara Lynn SurrattPathstone otherLegacy Family Office, LLC otherOtherDec 11, 2013Sep 24, 2020 (2479 d)
Martin Erik LundgrenPathstone otherNorthern Lights Advisors, Inc. independent RIAOtherMar 4, 2013Aug 15, 2013 (164 d)
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36 moves match.