DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cerity Partners Ocio LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Lee BittmanPerella Weinberg Partners Capital Management LP asset managerCerity Partners Ocio LLC institutionalOtherJul 11, 2024Jun 28, 2024
Kent Edward MuckelPerella Weinberg Partners Capital Management LP asset managerCerity Partners Ocio LLC institutionalOtherJul 11, 2024Jun 28, 2024
Laurie Beth BairdDmlo Wealth Planning, LLC no RAUMCerity Partners Ocio LLC independent RIAOtherJun 15, 2023Apr 5, 2023
Benjamin M HoutFifth Third Securities, Inc. BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Sep 27, 2022
Derek Marcus RogersPrivate Client Services, LLC BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2022Sep 26, 2022
Eric TowellEmpire Financial Management Company, LLC independent RIACerity Partners Ocio LLC independent RIARIA to RIAAug 30, 2022Aug 15, 2022
Andrew J ZimmermanEdward Jones national BDCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2022Jun 20, 2022
Andrew Michael MachenheimerTransamerica Financial Advisors, LLC BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2021Apr 4, 2022 (118 d)
Ashley Powell HembreeG J Kohler Investment Advisors, LLC unclassifiedCerity Partners Ocio LLC independent RIAOtherSep 17, 2021Sep 13, 2021
Adam HardyFidelity Personal And Workplace Advisors BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2021Nov 10, 2022 (422 d)
Ronald Alan RhoadesScholar Financial unclassifiedCerity Partners Ocio LLC independent RIAOtherJun 9, 2021Mar 9, 2021
Leslie Shockley BallantineStegner Investment Associates Inc mixed wealthCerity Partners Ocio LLC independent RIARIA to RIAMay 7, 2021Aug 9, 2021 (94 d)
Ellie Danae SnyderKalos Management BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Apr 26, 2021
David Gregory StittPark Avenue Securities LLC BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2021Jan 8, 2021
Brian O. WrightValeo Financial Advisors, LLC independent RIACerity Partners Ocio LLC independent RIARIA to RIAJan 2, 2021Jan 18, 2021
Steven Joshua HrubyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCerity Partners Ocio LLC independent RIAWirehouse to independent RIANov 19, 2020Jun 1, 2021 (194 d)
Jeff William PartinAdvice And Planning Services BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 13, 2021 (61 d)
Scott Dana FaulknerAdvice And Planning Services BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 5, 2021 (53 d)
Julio V DriggsFifth Third Securities, Inc. BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Jan 8, 2021 (65 d)
Joseph Robert ZarzyckiBb&T Institutional Investment Advisers, Inc. institutionalCerity Partners Ocio LLC independent RIAOtherOct 30, 2020Mar 15, 2021 (136 d)
Zachary Bannon WoodwardKalos Management BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2020Oct 20, 2020
Stephen Carl KlinglerTd Ameritrade, Inc. no RAUMCerity Partners Ocio LLC independent RIAOtherApr 24, 2020May 19, 2020
Andrew Joseph VerdeyenTd Ameritrade Investment Management, LLC independent RIACerity Partners Ocio LLC independent RIARIA to RIAJan 31, 2020Jan 14, 2020
Marc E. SanbornLPL Financial LLC independent RIACerity Partners Ocio LLC independent RIARIA to RIAApr 16, 2019Mar 28, 2019
Mark Henry JosefczykTd Ameritrade, Inc. no RAUMCerity Partners Ocio LLC independent RIAOtherJan 4, 2019Jan 8, 2019
Kyle Anthony KursimStrategic Advisers LLC national BDCerity Partners Ocio LLC otherOtherOct 19, 2017Jan 22, 2018 (95 d)
Colin Thomas WheelerOn Investment Management Co otherCerity Partners Ocio LLC otherOtherJun 8, 2016Jun 20, 2016
Raymond Erwin LlewellynRBC Rochdale, LLC otherCerity Partners Ocio LLC otherOtherFeb 8, 2016Feb 22, 2016
Sharon Kay HooperCfg Registered Investment Advisors otherCerity Partners Ocio LLC otherOtherDec 31, 2014Jul 1, 2014
Katie Elizabeth PfeiferJ.J.B. Hilliard, W.L. Lyons, LLC otherCerity Partners Ocio LLC otherOtherOct 8, 2014Nov 14, 2014 (37 d)
Christopher Nathan HendryxSagepoint Financial, Inc. otherCerity Partners Ocio LLC otherOtherJul 25, 2014Sep 15, 2014 (52 d)
Kristin V DunlevyKd Fiduciary Asset Management, Inc. unclassifiedCerity Partners Ocio LLC otherOtherJul 17, 2014Apr 16, 2013
Patrick Joseph ReevesNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherMay 31, 2013Jan 8, 2010
Michael Leon WaldridgeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherMay 31, 2013Jan 27, 2010
Jason Kyle BrangersNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherMay 31, 2013Jan 27, 2010
Joseph Horace TichenorNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherMay 31, 2013Jan 27, 2010
Neil Lawrence QuinlanNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherMay 31, 2013Jan 27, 2010
Gavin Wade KoenigNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherJan 31, 2013Aug 18, 2010
Indudeep S ChhachhiNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherOct 8, 2012Jan 27, 2010
Jason Andrew WatersNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherAug 27, 2012Jan 27, 2010
Jeanne Johnson SuttonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherJul 20, 2012Jan 27, 2010
William Benjamin HardiggAmeritas Advisory Services otherCerity Partners Ocio LLC otherOtherMay 29, 2012Jun 29, 2012 (31 d)
Dennis Eugene PascarellaSecurities America Advisors, Inc. otherCerity Partners Ocio LLC otherOtherMay 17, 2012May 17, 2012
Peter Daniel WalkeyMeridian Investment Advisors, Inc. otherCerity Partners Ocio LLC otherOtherMay 1, 2012Apr 24, 2012
Robert Michael CurryMeridian Investment Advisors, Inc. otherCerity Partners Ocio LLC otherOtherMay 1, 2012Apr 24, 2012
Michael T MooreSandlapper Wealth Management, LLC otherCerity Partners Ocio LLC otherOtherJan 10, 2012Jan 11, 2012
Richard Jay FontenotNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCerity Partners Ocio LLC otherOtherJun 8, 2010Jan 27, 2010
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47 moves match.