DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iconiq Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Alan Poelma | Ieq Capital, LLC independent RIA | Iconiq Capital, LLC asset manager | Other | Jun 9, 2026 | Apr 13, 2026 |
| Angus Wayte | Strategic Advisers LLC national BD | Iconiq Capital, LLC asset manager | Other | May 28, 2026 | Aug 4, 2026 (68 d) |
| William Jesse Carter | Bbr Partners, LLC independent RIA | Iconiq Capital, LLC asset manager | Other | May 27, 2026 | Jul 30, 2026 (64 d) |
| Hershil Shah | Alliancebernstein L.P. other | Iconiq Capital, LLC asset manager | Other | May 21, 2026 | Jun 1, 2026 |
| Jack Robert Curcio | Neuberger Berman Bd LLC no RAUM | Iconiq Capital, LLC asset manager | Other | Mar 27, 2026 | Jul 7, 2026 (102 d) |
| Tushar Dabral | Neuberger Berman Bd LLC no RAUM | Iconiq Capital, LLC asset manager | Other | Mar 12, 2026 | Aug 5, 2026 (146 d) |
| Owen David Rosebeck | Corient independent RIA | Iconiq Capital, LLC asset manager | Other | Mar 2, 2026 | Jul 7, 2026 (127 d) |
| Sean Mahoney | J.P. Morgan Securities LLC wirehouse | Iconiq Capital, LLC other | Other | Feb 15, 2026 | Mar 17, 2026 |
| Paige Renee Carmona | Empirical Wealth Management independent RIA | Iconiq Capital, LLC other | Other | Dec 3, 2025 | Jan 12, 2026 (40 d) |
| Ryan Andrew Murry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Iconiq Capital, LLC other | Other | Sep 2, 2025 | Oct 27, 2025 (55 d) |
| Indraa Batbayar | J.P. Morgan Securities LLC wirehouse | Iconiq Capital, LLC other | Other | Jul 23, 2025 | Sep 22, 2025 (61 d) |
| Kristina Marie Mcnamara | Corient independent RIA | Iconiq Capital, LLC other | Other | Jul 14, 2025 | Nov 11, 2025 (120 d) |
| Sean Robert Walpert | Corient independent RIA | Iconiq Capital, LLC other | Other | May 28, 2025 | Sep 2, 2025 (97 d) |
| Sanjay Challa | Goldman Sachs Wealth Services, L.P. BD affiliated | Iconiq Capital, LLC other | Other | May 20, 2025 | Jan 1, 2026 (226 d) |
| Grace Wigington | Mariner BD affiliated | Iconiq Capital, LLC other | Other | May 2, 2025 | Aug 5, 2025 (95 d) |
| Eric Mckenna | Bbr Partners, LLC independent RIA | Iconiq Capital, LLC other | Other | Jan 29, 2025 | Jun 17, 2025 (139 d) |
| Nicole A Lacour | Morgan Stanley wirehouse | Iconiq Capital, LLC other | Other | Jan 14, 2025 | Mar 27, 2025 (72 d) |
| Daniella K Jordan | Morgan Stanley wirehouse | Iconiq Capital, LLC other | Other | Dec 6, 2024 | Mar 10, 2025 (94 d) |
| Owen Hudson Ferra Hymel | Parcion Private Wealth LLC independent RIA | Iconiq Capital, LLC other | Other | Oct 18, 2024 | Feb 5, 2025 (110 d) |
| Andrea Isabel Romero | Morgan Stanley wirehouse | Iconiq Capital, LLC other | Other | Sep 30, 2024 | Nov 26, 2024 (57 d) |
| Megan Elizabeth Lundmark | UBS Financial Services Inc. wirehouse | Iconiq Capital, LLC other | Other | Jun 25, 2024 | Dec 18, 2024 (176 d) |
| Autumn Joy Anderson | Jordan Park Group LLC independent RIA | Iconiq Capital, LLC other | Other | Apr 1, 2024 | Jun 17, 2024 (77 d) |
| Olivier Louis Torchiana | Ieq Capital, LLC independent RIA | Iconiq Capital, LLC other | Other | Jan 8, 2024 | Feb 7, 2024 |
| Michael Hideyoshi Horio | Ieq Capital, LLC independent RIA | Iconiq Capital, LLC other | Other | Sep 22, 2023 | Nov 13, 2023 (52 d) |
| Daniel Kalman Netzer | Jsf Financial, LLC independent RIA | Iconiq Capital, LLC other | Other | Jul 5, 2023 | Mar 20, 2025 (624 d) |
| Adam Jay Battat | Cerity Partners LLC independent RIA | Iconiq Capital, LLC other | Other | Nov 7, 2022 | Mar 24, 2023 (137 d) |
| Campbell Gulbin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Iconiq Capital, LLC other | Other | Jul 15, 2022 | Jan 6, 2026 (1271 d) |
| Demetrius Marcelle Edwards | Dme Financial unclassified | Iconiq Capital, LLC other | Other | Dec 31, 2021 | Mar 9, 2023 (433 d) |
| Christopher Louis Somers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Iconiq Capital, LLC other | Other | Aug 3, 2021 | Oct 20, 2021 (78 d) |
| Michael Anthony Arteaga | Adviceperiod, LLC independent RIA | Iconiq Capital, LLC other | Other | Jul 19, 2021 | Aug 19, 2021 (31 d) |
| Michael Norris | Ballentine Partners independent RIA | Iconiq Capital, LLC other | Other | Jun 28, 2021 | Aug 19, 2021 (52 d) |
| Madeleine M Mcnell | Morgan Stanley wirehouse | Iconiq Capital, LLC other | Other | Oct 15, 2020 | Oct 1, 2025 (1812 d) |
| Andrew Mo | Svb Investment Services Inc. independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Sep 14, 2020 | Oct 23, 2020 (39 d) |
| Noel Marie Campbell | Lnw independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Aug 14, 2020 | Oct 13, 2020 (60 d) |
| Julian Beau Capen | Morgan Stanley wirehouse | Iconiq Capital, LLC mixed wealth | Wirehouse to independent RIA | Oct 14, 2019 | Dec 5, 2019 (52 d) |
| Micah Dworak | Blackrock Investment Management, LLC other | Iconiq Capital, LLC mixed wealth | Other | Jul 16, 2019 | Aug 6, 2019 |
| Adam Swenson Durfee | Brownson, Rehmus & Foxworth, Inc. independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Oct 5, 2018 | Dec 5, 2018 (61 d) |
| Laura W Neal | Curi Capital, LLC independent RIA | Iconiq Capital, LLC mixed wealth | RIA to RIA | Mar 29, 2018 | Aug 8, 2018 (132 d) |
| Lindsay Anne Moy | Alliancebernstein L.P. other | Iconiq Capital, LLC other | Other | Aug 16, 2017 | Jan 31, 2018 (168 d) |
| Monica Diane Hernandez | Goldman Sachs Wealth Services, L.P. other | Iconiq Capital, LLC other | Other | May 23, 2017 | Aug 17, 2017 (86 d) |
| William Nicholas Steiner | Lendingclub Asset Management, LLC other | Iconiq Capital, LLC other | Other | Apr 14, 2017 | Jan 1, 2026 (3184 d) |
| Rick S Withers | J.P. Morgan Private Wealth Advisors LLC other | Iconiq Capital, LLC other | Other | Jul 11, 2016 | Aug 5, 2016 |
| Alex P Wisnewski | Goldman Sachs Wealth Services, L.P. other | Iconiq Capital, LLC other | Other | Apr 25, 2016 | May 24, 2016 |
| Christopher Damon Moy | J.P. Morgan Securities LLC wirehouse | Iconiq Capital, LLC other | Other | Apr 29, 2014 | Apr 8, 2014 |
| Rakesh Tailap Mehta | Morgan Stanley wirehouse | Iconiq Capital, LLC other | Other | Mar 7, 2012 | Jan 6, 2026 (5053 d) |
| Lindzey L Dau | Morgan Stanley wirehouse | Iconiq Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 7, 2012 | Mar 27, 2012 |
| Patrick Alexander Weisman | Morgan Stanley wirehouse | Iconiq Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 10, 2012 | Mar 6, 2012 (56 d) |
| Michael Thomas Anders | Morgan Stanley wirehouse | Iconiq Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 3, 2012 | Dec 1, 2011 |
| Divesh Kanthylal Makan | Morgan Stanley wirehouse | Iconiq Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 21, 2011 | Dec 1, 2011 |
| Tom Min Ngo | Aura Asset Management, Inc. unclassified | Iconiq Capital, LLC other | Other | Oct 3, 2006 | May 1, 2015 (3132 d) |
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50 moves match.