DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Axxcess Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Owen BormanLoc Investment Advisers independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIADec 22, 2025Dec 17, 2025
Wyatt Forrest GibbsLPL Enterprise, LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2025Aug 28, 2025
Alexandra Marie GillLPL Financial LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2025Jan 2, 2026 (260 d)
Mitchell J DunnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAApr 14, 2025Apr 11, 2025
Luke Andrew McclureLPL Financial LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 20, 2025May 8, 2025 (77 d)
Dorsey Webster TyndallForvis Mazars Wealth Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAJan 30, 2025Jan 29, 2025
Jason Andrew LunsfordForvis Mazars Wealth Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAJan 30, 2025Feb 3, 2025
John Davis FlemingForvis Mazars Wealth Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAJan 30, 2025Jan 29, 2025
Benjamin Lancelot AmbrosiniPrime Capital Financial mixed wealthAxxcess Wealth Management, LLC independent RIARIA to RIAJan 23, 2025Dec 9, 2024
Steven Delmon ClementBridge Advisory LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAOct 31, 2024Nov 13, 2023
Alicia CarinalliB.O.S.S. Retirement Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAOct 14, 2024Oct 10, 2024
Peter Eric WeitzWeitz Financial Group LLC unclassifiedAxxcess Wealth Management, LLC independent RIAOtherAug 30, 2024Mar 5, 2024
Michelle Cari BlouinWeitz Financial Group LLC unclassifiedAxxcess Wealth Management, LLC independent RIAOtherAug 30, 2024May 6, 2024
Jonathan Yuri FreemanCentura Wealth Advisory independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAMay 2, 2024Apr 29, 2024
Deron T MccoySignature Intelligent Portfolios, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAApr 17, 2024Mar 10, 2025 (327 d)
Jonathan Daniel BrackmannArete Wealth Advisors, LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2023Jan 24, 2022
Richard Alexander LeuBridge Advisory LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIADec 1, 2023Aug 9, 2023
Michael Loren SeidArete Wealth Advisors, LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2023Jan 4, 2022
Monica Kristina SzakosArete Wealth Advisors, LLC BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2023Jan 4, 2022
Michael Dean CavendishWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAOct 5, 2023Jun 30, 2023
Todd Eric LunsfordLegacy Pcg, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAAug 15, 2023Jul 14, 2023
Caleb Joe CastoFifth Third Securities, Inc. BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2023Aug 4, 2023
Albert Christopher NassarAshton Thomas Private Wealth independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAApr 5, 2023Feb 7, 2024 (308 d)
Kathryn M LesterRobert W. Baird & Co. Incorporated mixed wealthAxxcess Wealth Management, LLC independent RIARIA to RIAMar 1, 2023Apr 5, 2023 (35 d)
Jeffrey Douglas AndersonPresidio Capital Management, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAFeb 21, 2023Feb 29, 2024 (373 d)
Timothy Taylor RickeyNorthwestern Mutual Investment Services,LLC no RAUMAxxcess Wealth Management, LLC independent RIAOtherJan 9, 2023Sep 22, 2025 (987 d)
M Tom PetersonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIASep 28, 2022Sep 23, 2022
Todd Donaldson QuinnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIASep 28, 2022Sep 23, 2022
Benjamin Samuel-Wayne RogersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIASep 28, 2022Sep 23, 2022
Alan Derek GrismoreJ.P. Morgan Securities LLC wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIASep 3, 2022Sep 2, 2022
Mark Allen SewalsonWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAApr 13, 2022Mar 31, 2022
James Anthony MilazzoWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAApr 13, 2022Mar 30, 2022
Daniel (Nmn) GuillenSentry Pacific Financial Group, LLC unclassifiedAxxcess Wealth Management, LLC otherOtherJan 26, 2022May 1, 2015
David Nathan Robert MorganOnyx Bridge Wealth Group LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIANov 30, 2021Sep 27, 2023 (666 d)
Joshua J KhokharJ.P. Morgan Securities LLC wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAOct 30, 2021Oct 29, 2021
Scott Edward HeinilaRetirement Investment Advisors Inc. state registeredAxxcess Wealth Management, LLC independent RIAOtherSep 29, 2021Jul 18, 2022 (292 d)
Joseph Richard WilliamsonWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 25, 2021Aug 18, 2021
Jeanette Leann MccormickWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 23, 2021Aug 26, 2021
Donald Matthew PhelanWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 23, 2021Aug 26, 2021
Benjamin Charles HechtWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 23, 2021Aug 26, 2021
Lois Ann CrichtonWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 6, 2021Jul 20, 2021
John Michael JonesWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 6, 2021Jul 20, 2021
Ian Scott McilvaineWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAAug 6, 2021Jul 20, 2021
Richard Marion BlosserWedbush Securities Inc. BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2021Jan 5, 2022 (197 d)
Meris Arel CollierArbor Point Advisors BD affiliatedAxxcess Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2021Apr 29, 2021
Anne TahimCapstone Wealth Management, Inc state registeredAxxcess Wealth Management, LLC otherOtherDec 31, 2020Apr 1, 2016
Adam CoonsDaniel Investment Associates, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIADec 21, 2020Apr 13, 2020
Timothy Victor FigueroaDaniel Investment Associates, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIADec 21, 2020Apr 17, 2020
Bart Adrian ZandbergenOptivest, Inc. independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAOct 7, 2020Oct 6, 2020
Letitia Steiner BerbaumOptivest, Inc. independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAOct 7, 2020Oct 6, 2020
Eric Allen SamsMillennial Advisers, LLC. independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAApr 30, 2020May 1, 2020
Lauren Marie VanveelenDaniel Investment Associates, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAApr 23, 2020Apr 21, 2020
Andrew Fowler ThomasArete Wealth Advisors, LLC BD affiliatedAxxcess Wealth Management, LLC otherOtherMar 6, 2020Sep 16, 2015
Richard Marion BlosserWells Fargo Advisors wirehouseAxxcess Wealth Management, LLC independent RIAWirehouse to independent RIAOct 17, 2019Oct 8, 2019
Adrienne RivettRedhawk Wealth Advisors, Inc. mixed wealthAxxcess Wealth Management, LLC independent RIARIA to RIAJun 6, 2019Jul 30, 2019 (54 d)
Randall Scott KarlTcfg Investment Advisors, LLC independent RIAAxxcess Wealth Management, LLC independent RIARIA to RIAMay 18, 2018May 7, 2018
Cory PerssonPacific Capital independent RIAAxxcess Wealth Management, LLC otherOtherApr 3, 2018Mar 29, 2018
Zaira EspinozaThrivent Investment Management Inc. otherAxxcess Wealth Management, LLC independent RIAOtherJan 30, 2017Jun 11, 2018 (497 d)
Dee HouseSecurities America Advisors, Inc. otherAxxcess Wealth Management, LLC independent RIAOtherDec 2, 2016Oct 19, 2023 (2512 d)
Michael William BestSecurities America Advisors, Inc. otherAxxcess Wealth Management, LLC independent RIAOtherDec 2, 2016Oct 6, 2023 (2499 d)
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71 moves match.