DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Copper Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sami Edward FaragIndependent Financial Partners BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2026Aug 7, 2026
Joshua David PackmanLPL Financial LLC BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2025Aug 6, 2025
Albert Maurice JudsonCetera Investment Advisers LLC BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2025Jul 28, 2025
Suzanne E WallaceBoulder Investment Group independent RIACopper Financial independent RIARIA to RIAMay 30, 2025May 29, 2025
Kevin David HarperStrategic Advisers LLC national BDCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2025Oct 20, 2025 (171 d)
Brooks Jameson CaselCreative Planning independent RIACopper Financial independent RIARIA to RIAOct 14, 2024Oct 16, 2024
Lainie Pasquini HenrichAmerican Century Investments Private Client Group, Inc. BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2024Apr 17, 2024
Salvatore Charles ArnoneAmerican Century Investments Private Client Group, Inc. BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2024Mar 18, 2024
Tyler FieldsAmeriprise Financial Services, LLC national BDCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2024Jan 18, 2024
Kelly Dawn LambertNorthwestern Mutual Investment Services,LLC no RAUMCopper Financial independent RIAOtherJan 11, 2024Apr 16, 2025 (461 d)
Matthew Philip FitzgeraldTortoiseecofin Investments Partners, LLC no RAUMCopper Financial independent RIAOtherDec 13, 2023Apr 30, 2025 (504 d)
Siobhan RudacilleFirst Command Advisory Services BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2023Dec 5, 2023
John Douglas JamesEdward Jones national BDCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 29, 2023Sep 28, 2023
Lucy A ViadoEdward Jones national BDCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2023Apr 25, 2023
Rina R MehtaMorgan Stanley wirehouseCopper Financial independent RIAWirehouse to independent RIAApr 4, 2023Mar 8, 2023
Cameron PageCetera Investment Advisers LLC BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2023Apr 21, 2023
Nicholas MarloAmerican Century Investments Private Client Group, Inc. BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2022Dec 8, 2022
Ian Stuart ColeUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAOct 13, 2022Mar 2, 2022
Andre Maurice YoskowitzUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAOct 13, 2022Feb 28, 2022
Jake Christopher WuUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAOct 13, 2022Mar 1, 2022
Seth Izak HofstetterUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAOct 13, 2022Feb 28, 2022
Machoura AkmalkhodjaevaUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAOct 13, 2022Mar 1, 2022
Lalitkumar K DhandeUnfcu Advisors LLC independent RIACopper Financial independent RIARIA to RIAApr 7, 2022Jan 3, 2023 (271 d)
Rachel Marie FeldkampWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2021Sep 29, 2021 (37 d)
Joan Elizabeth BellowsWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2021May 13, 2021
Jeffery WagnerWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2020Oct 13, 2020
Shannon CheahWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2020Jul 13, 2021 (330 d)
Alfonso DurazoCuso Financial Services, L.P. BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2020Jul 1, 2020
David Lawrence TuyoCuso Financial Services, L.P. BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2020Jul 7, 2020
Tysyn HartmanMML Investors Services, LLC BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2019Jan 11, 2020 (31 d)
Michael FoyTd Ameritrade, Inc. no RAUMCopper Financial independent RIAOtherSep 11, 2019Nov 18, 2019 (68 d)
Cale Edward HillCharles Schwab & Co., Inc. national BDCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2019Oct 9, 2019 (42 d)
Michael William PersellAmerican Century Investments Private Client Group, Inc. independent RIACopper Financial independent RIARIA to RIAJul 8, 2019Jun 26, 2019
Kathryn M AlexanderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCopper Financial independent RIAWirehouse to independent RIADec 14, 2018Jan 3, 2019
Shane W TonerWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2018Oct 31, 2018
Taylor Brianne AhernAmerican Century Investments Private Client Group, Inc. independent RIACopper Financial independent RIARIA to RIAJun 1, 2018Jun 5, 2018
Bradley Justin MaudererWaddell & Reed BD affiliatedCopper Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Apr 5, 2018
Bradford Preston MecklenburgStepp & Rothwell Inc otherCopper Financial otherOtherJul 27, 2016Aug 4, 2016
Christopher Alan WolffCreative Planning otherCopper Financial otherOtherNov 2, 2015Dec 4, 2015 (32 d)
Brett RogersNorthwestern Mutual Investment Services,LLC otherCopper Financial otherOtherJun 11, 2015Jun 19, 2015
Jeffrey Stuart VineyardWells Fargo Advisors wirehouseCopper Financial independent RIAWirehouse to independent RIAMay 27, 2014Jan 8, 2021 (2418 d)
Arthur Wright DavisCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014May 28, 2014
Scott Christopher AdamsCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014May 21, 2014
Heath Tyler BurchCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014May 21, 2014
Ronald Lee YountCuso Financial Services, L.P. otherCopper Financial independent RIAOtherMay 20, 2014Jan 3, 2023 (3150 d)
Michael Andrew KeetonCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014May 21, 2014
Rance Jay CarlsonCuso Financial Services, L.P. otherCopper Financial independent RIAOtherMay 20, 2014Jan 7, 2021 (2424 d)
Scott Lee PfeiferCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014Jul 8, 2014 (49 d)
Todd Christopher SalzmanCuso Financial Services, L.P. otherCopper Financial otherOtherMay 20, 2014May 21, 2014
Michael Patrick HaggertyCuso Financial Services, L.P. otherCopper Financial otherOtherMay 19, 2014Apr 29, 2014
Jason Lee TuckerAmerican Century Advisory Services, Inc. no RAUMCopper Financial independent RIAOtherDec 31, 2012May 16, 2019 (2327 d)
Ryan SmarrVoya Financial Advisors, Inc. otherCopper Financial otherOtherFeb 16, 2012Feb 17, 2017 (1828 d)
Jason Eric SeehusenWaddell & Reed otherCopper Financial otherOtherNov 13, 2007Jan 8, 2018 (3709 d)
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53 moves match.