DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Copper Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Christopher SalzmanCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankAug 18, 2026Aug 14, 2026
Lucy A ViadoCopper Financial independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankApr 29, 2026Apr 24, 2026
Colter Robert HeckmanCopper Financial independent RIAModern Wealth Management, LLC independent RIARIA to RIAApr 9, 2026Jun 10, 2026 (62 d)
Chase Cantrell DaltonCopper Financial independent RIAChase Wealth Management state registeredRIA to a state-registered adviserMar 19, 2026Apr 6, 2026
Jackson Kerschen ShepardCopper Financial independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 19, 2026Apr 22, 2026 (34 d)
Tyler FieldsCopper Financial independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankFeb 13, 2026May 4, 2026 (80 d)
Logan Nicholas ShearerCopper Financial independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 29, 2025Sep 19, 2025 (52 d)
Brooks Jameson CaselCopper Financial independent RIAButtonwood Financial Group, LLC independent RIARIA to RIAMay 13, 2025May 30, 2025
David Lawrence TuyoCopper Financial independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2025Jun 2, 2026 (411 d)
Lainie Pasquini HenrichCopper Financial independent RIAAmerican Century Investments Private Client Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2025Aug 22, 2025 (127 d)
Shannon CheahCopper Financial independent RIAAe Wealth Management, LLC independent RIARIA to RIAFeb 28, 2025Mar 3, 2025
Daniel Thomas WilkesCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankSep 23, 2024Sep 6, 2024
Siobhan RudacilleCopper Financial independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 23, 2024Sep 9, 2024
Rina R MehtaCopper Financial independent RIAArvest Wealth Management independent RIARIA to RIAMar 21, 2024May 15, 2024 (55 d)
Trent BriningCopper Financial independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 5, 2024Jan 15, 2024
Cameron PageCopper Financial independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJan 17, 2024Apr 12, 2024 (86 d)
Bradley Dean ScottCopper Financial independent RIAPostrock Partners LLC no RAUMRIA to a newly registered adviserAug 28, 2023Dec 11, 2023 (105 d)
Brett RogersCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankAug 28, 2023Aug 18, 2023
Nicholas MarloCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 12, 2023Jul 21, 2023
Stephanie Marie SmithCopper Financial independent RIATwo West Capital Advisors LLC institutionalOtherSep 26, 2022Sep 29, 2022
Alfonso DurazoCopper Financial independent RIALPL Financial LLC independent RIARIA to RIASep 9, 2022Dec 21, 2022 (103 d)
Robert Alexander BorgardtsCopper Financial independent RIANext Bloom Wealth state registeredRIA to a state-registered adviserJul 22, 2022Aug 29, 2022 (38 d)
Ashley DicksonCopper Financial independent RIANext Bloom Wealth state registeredRIA to a state-registered adviserJul 22, 2022Aug 29, 2022 (38 d)
Ryan David GressCopper Financial independent RIACreative Planning independent RIARIA to RIAJun 8, 2022Jul 1, 2022
Michael Andrew KeetonCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 8, 2021Nov 29, 2021
Jeffery WagnerCopper Financial independent RIAUmb Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 22, 2021Sep 13, 2022 (295 d)
Michael FoyCopper Financial independent RIATwo West Capital Advisors LLC institutionalOtherOct 1, 2021Oct 12, 2021
Scott Lee PfeiferCopper Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankAug 10, 2021Jul 16, 2021
Mark Andrew AudrainCopper Financial independent RIAOrion Portfolio Solutions, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 8, 2021Jun 9, 2023 (792 d)
Shane W TonerCopper Financial independent RIAUmb Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2021Dec 14, 2021 (285 d)
Jason Lee TuckerCopper Financial independent RIAEmpower Advisory Group, LLC institutionalOtherJul 9, 2020Jul 29, 2020
Cale Edward HillCopper Financial independent RIALockton Investment Advisors, LLC institutionalOtherOct 28, 2019Nov 16, 2020 (385 d)
Michael William PersellCopper Financial independent RIACreative Planning independent RIARIA to RIASep 24, 2019Oct 14, 2019
Ryan SmarrCopper Financial independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2019Oct 20, 2023 (1508 d)
Kathryn M AlexanderCopper Financial independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2019Jun 11, 2019
Bradford Preston MecklenburgCopper Financial independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2019Apr 15, 2019
Christopher Alan WolffCopper Financial otherTower Wealth Managers otherOtherDec 6, 2016Jan 16, 2018 (406 d)
Arthur Wright DavisCopper Financial otherInvest Financial Corporation otherOtherFeb 19, 2015Feb 20, 2015
Amanda Erin CampbellCopper Financial otherMontage Investments, LLC otherOtherNov 10, 2014Dec 5, 2014
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39 moves match.