DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Lawrence DarpelIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 25, 2026Nov 4, 2025
Benjamin Paul McelweeIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2026Aug 4, 2026
John Sherrill SloopIndependent Advisor Alliance, LLC independent RIALPL Financial LLC independent RIARIA to RIAAug 12, 2026Mar 7, 2019
John Alexander BlackIndependent Advisor Alliance, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2026Aug 12, 2026
Allison F GrierIndependent Advisor Alliance, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2026Aug 12, 2026
Morgan Elizabeth HinchenIndependent Advisor Alliance, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2026Aug 12, 2026
Derek Edwin WoodsIndependent Advisor Alliance, LLC independent RIAFacet independent RIARIA to RIAJul 6, 2026Jul 9, 2026
Michael Jon ForneyIndependent Advisor Alliance, LLC independent RIALifeworks Advisors, LLC independent RIARIA to RIAApr 15, 2026Apr 29, 2026
Jonathan Phillip BednarIndependent Advisor Alliance, LLC otherCorevision Financial Group independent RIAOtherMar 4, 2026Mar 4, 2026
Todd Gibson BirdwellIndependent Advisor Alliance, LLC otherCorevision Financial Group independent RIAOtherMar 4, 2026Mar 4, 2026
Jonathan Phillip BednarIndependent Advisor Alliance, LLC otherCorevision Financial Group independent RIAOtherMar 4, 2026Mar 4, 2026
Timothy Stephen FullerIndependent Advisor Alliance, LLC otherCorevision Financial Group independent RIAOtherMar 4, 2026Aug 13, 2026 (162 d)
Jeffery Wilson MastersIndependent Advisor Alliance, LLC otherGateway Wealth Partners, LLC independent RIAOtherFeb 24, 2026Feb 26, 2026
Thomas Edwin PerryIndependent Advisor Alliance, LLC otherOsaic Wealth, Inc. BD affiliatedOtherFeb 20, 2026Jan 28, 2026
Jeffrey Michael WaltersIndependent Advisor Alliance, LLC otherLPL Financial LLC BD affiliatedOtherJan 22, 2026Jun 3, 2025
Nicholas Arthur NielsenIndependent Advisor Alliance, LLC otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 22, 2026Jan 22, 2026
William Richard MillerIndependent Advisor Alliance, LLC otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 22, 2026Jan 22, 2026
Andres Mauricio RomeroIndependent Advisor Alliance, LLC otherE2e Financial state registeredOtherDec 16, 2025Dec 17, 2025
Christopher Michael HagenIndependent Advisor Alliance, LLC otherGateway Wealth Partners, LLC independent RIAOtherAug 21, 2025Aug 26, 2025
Cory Justin WrightIndependent Advisor Alliance, LLC otherGateway Wealth Partners, LLC independent RIAOtherAug 21, 2025Nov 26, 2025 (97 d)
Andy Dewayne GarciaIndependent Advisor Alliance, LLC otherLPL Financial LLC BD affiliatedOtherJun 16, 2025Jun 16, 2025
Mary Kathryn ClarkIndependent Advisor Alliance, LLC otherLPL Financial LLC BD affiliatedOtherMay 23, 2025Feb 22, 2021
Erin M MccartyIndependent Advisor Alliance, LLC otherCypress Capital no RAUMOtherMay 23, 2025May 23, 2025
Nathaniel Thomas BlancoIndependent Advisor Alliance, LLC otherCypress Capital no RAUMOtherMay 23, 2025Jun 2, 2025
Danielle Marie DefeyterIndependent Advisor Alliance, LLC independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMar 3, 2025Jun 5, 2024
Jeffrey Wayne ThorsenIndependent Advisor Alliance, LLC independent RIAGateway Wealth Partners, LLC independent RIARIA to RIAJan 27, 2025Jan 24, 2025
Abigail WilsonIndependent Advisor Alliance, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 12, 2024Dec 12, 2024
Christopher William ZaccarelliIndependent Advisor Alliance, LLC independent RIABeacon Capital Advisory Group no RAUMRIA to a newly registered adviserOct 25, 2024Oct 28, 2024
David Frank RotatoriIndependent Advisor Alliance, LLC independent RIABeacon Capital Advisory Group no RAUMRIA to a newly registered adviserOct 21, 2024Oct 21, 2024
Vern Clarence HaydenIndependent Advisor Alliance, LLC independent RIAMoneco Advisors independent RIARIA to RIAOct 3, 2024Oct 1, 2024
Byrke Joseph SestokIndependent Advisor Alliance, LLC independent RIAMoneco Advisors independent RIARIA to RIAOct 3, 2024Oct 1, 2024
William Nicholas BrancaccioIndependent Advisor Alliance, LLC independent RIAMoneco Advisors independent RIARIA to RIAOct 3, 2024Oct 1, 2024
Allen H HodysIndependent Advisor Alliance, LLC independent RIAMoneco Advisors independent RIARIA to RIAOct 3, 2024Oct 1, 2024
Christ MavrakosIndependent Advisor Alliance, LLC independent RIAMfp Financial Services, LLC no RAUMRIA to a newly registered adviserAug 2, 2024Aug 1, 2024
Taylor Rae MavrakosIndependent Advisor Alliance, LLC independent RIAMfp Financial Services, LLC no RAUMRIA to a newly registered adviserAug 2, 2024Aug 2, 2024
Jordan Eva MavrakosIndependent Advisor Alliance, LLC independent RIAMfp Financial Services, LLC no RAUMRIA to a newly registered adviserAug 2, 2024Aug 1, 2024
Steven GenslerIndependent Advisor Alliance, LLC independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 22, 2024Jul 28, 2025 (371 d)
Matthew Philip SnipesIndependent Advisor Alliance, LLC independent RIATopsail Wealth Management LLC no RAUMRIA to a newly registered adviserJul 1, 2024Jul 1, 2024
Sara Ruth WarntzIndependent Advisor Alliance, LLC independent RIATopsail Wealth Management LLC no RAUMRIA to a newly registered adviserJul 1, 2024Jul 12, 2024
Jeffrey John MccueIndependent Advisor Alliance, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2024Jun 2, 2024
David Bradley NifongIndependent Advisor Alliance, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2024May 3, 2024
Anna Alicia NifongIndependent Advisor Alliance, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2024May 3, 2024
Katie KepplerIndependent Advisor Alliance, LLC independent RIAWealth Management Advisors, LLC independent RIARIA to RIAApr 24, 2024May 3, 2024
Nathan Edward WhiteIndependent Advisor Alliance, LLC independent RIAWildes Financial Strategies, Inc independent RIARIA to RIAApr 16, 2024Apr 17, 2024
Kathryn KavehradIndependent Advisor Alliance, LLC independent RIARoot Financial Partners independent RIARIA to RIAApr 2, 2024May 8, 2024 (36 d)
James Michael MertensIndependent Advisor Alliance, LLC independent RIAFounders Financial Alliance, LLC independent RIARIA to RIAMar 15, 2024Mar 16, 2024
Kerry Carlton GoodmanIndependent Advisor Alliance, LLC independent RIAFounders Financial Alliance, LLC independent RIARIA to RIAMar 15, 2024Mar 15, 2024
Garrett Steven RailsbackIndependent Advisor Alliance, LLC independent RIAFounders Financial Alliance, LLC independent RIARIA to RIAMar 15, 2024Mar 15, 2024
Rene Frank OrnelasIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2024Feb 26, 2024
Jeffrey Scott PanikIndependent Advisor Alliance, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 7, 2023Aug 31, 2023
Marco Antonio OsorioIndependent Advisor Alliance, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 25, 2023Apr 1, 2024 (220 d)
Jordan T BraunIndependent Advisor Alliance, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2023Aug 29, 2023
George Walton JamesonIndependent Advisor Alliance, LLC independent RIACapital Wealth Group LLC state registeredRIA to a state-registered adviserJun 5, 2023Jan 9, 2024 (218 d)
Roland Markel CastleIndependent Advisor Alliance, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2023Jun 2, 2023
Justin Charles BradfordIndependent Advisor Alliance, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2023Aug 1, 2023 (62 d)
Sage Walker DemullIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2023Apr 19, 2023 (44 d)
Christian Paul Von AllmenIndependent Advisor Alliance, LLC independent RIAVirtue Capital Management, LLC independent RIARIA to RIAMar 1, 2023Jun 13, 2024 (470 d)
Ginger YoungIndependent Advisor Alliance, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2023May 9, 2023 (71 d)
Lori Fleischhacker CopelandIndependent Advisor Alliance, LLC independent RIASparta Wealth Partners independent RIARIA to RIAFeb 6, 2023Mar 8, 2023
Steven Michael SegristIndependent Advisor Alliance, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankDec 5, 2022Jul 18, 2022
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121 moves match.