DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Horizon Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Easterling | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Jul 8, 2025 | Jul 7, 2025 |
| Michael Fernandez | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2025 | Jul 24, 2025 |
| Cade Mower | Strategic Advisers LLC national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 20, 2025 | Jun 5, 2025 |
| Robert Murry Young | Raymond James & Associates, Inc. national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Jun 26, 2025 (70 d) |
| Brandon Smith | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Feb 5, 2025 |
| Clarence Edward Mcclain | Fidelity Personal And Workplace Advisors BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2025 | Jan 7, 2025 |
| Blake Gregory Barnes | Wells Fargo Advisors wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Jan 9, 2025 | May 20, 2025 (131 d) |
| Jacob Timothy | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 3, 2025 |
| Eric Haar | Td Private Client Wealth LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | May 27, 2025 (190 d) |
| Ransom Garris Stokes | Wells Fargo Advisors wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Nov 13, 2024 | Dec 12, 2024 |
| Kenneth K. Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Nov 11, 2024 | Dec 20, 2024 (39 d) |
| Michael Mark Reeves | First Citizens Investor Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2024 | Nov 12, 2024 |
| William Brightman Walter | J.P. Morgan Securities LLC wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Nov 2, 2024 | Nov 7, 2024 |
| David Nathan Sterling | UBS Financial Services Inc. wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Oct 1, 2024 | Oct 8, 2024 |
| Jeffrey Alan Mariner | RBC Capital Markets, LLC national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 24, 2025 (311 d) |
| Travis Rene Lemonte | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 17, 2024 |
| John Eric Bergland | Wells Fargo Advisors wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Jan 25, 2024 | Jan 18, 2024 |
| Aaron Norris Chesser | Principal Securities, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Oct 20, 2023 |
| David Brian Vaikness | Wells Fargo Advisors wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Sep 22, 2023 | Apr 8, 2024 (199 d) |
| Jonathan Fredericks | LPL Financial LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Jan 24, 2024 (124 d) |
| Benjamin John Gleneck | Duncan Williams Asset Management, LLC mixed wealth | First Horizon Advisors, Inc mixed wealth | RIA to RIA | Apr 13, 2023 | May 4, 2023 |
| Christopher D Anderson | J.P. Morgan Securities LLC wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Mar 16, 2023 | Jan 19, 2024 (309 d) |
| Bard Chance Powell | Stonex Advisors Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Dec 12, 2022 |
| David Kenneth Baer | Woodbury Financial Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 7, 2022 |
| Joshua Edgardo Torres | Hancock Whitney Investment Services Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2022 | Aug 1, 2022 |
| Jared Michael Cox | U.S. Bancorp Investments, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Sep 23, 2022 (63 d) |
| Matthew Joseph Wells | Pruco Securities, LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 11, 2022 |
| Anna J Rojas | Morgan Stanley wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Mar 28, 2022 | Apr 26, 2022 |
| Jonathan James Miles | Hancock Whitney Investment Services Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Mar 8, 2022 |
| Bethany Dawn Noto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Feb 24, 2022 | Mar 21, 2022 |
| Dennis Francis Fingers | First Citizens Investor Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Feb 3, 2022 |
| Oui Seesawat Coulson | Morgan Stanley wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Nov 22, 2021 | Nov 3, 2021 |
| Charles Patrick Huguenard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Oct 5, 2021 | Oct 19, 2021 |
| Brian Smith | Wells Fargo Advisors wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Aug 23, 2021 | Sep 28, 2021 (36 d) |
| Robert Thomas Matheson | Raymond James & Associates, Inc. national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 2, 2021 |
| Alejandro Carrasquel | Pnc Managed Account Solutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 15, 2021 |
| Damian John Pardo | Morgan Stanley wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Jun 11, 2021 | Jun 10, 2021 |
| Haylee Dallas Edwards | Pnc Managed Account Solutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | Jun 12, 2024 (1132 d) |
| Keenen Darrell Leake | Cuna Brokerage Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | Apr 21, 2021 |
| Rose Joyce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Horizon Advisors, Inc mixed wealth | Wirehouse to independent RIA | Apr 14, 2021 | Apr 20, 2021 |
| Nathan Alan Green | Truist Advisory Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Aug 23, 2021 (140 d) |
| Lawrence Alexander Hatch | Truist Advisory Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Jun 16, 2021 (96 d) |
| Vance Albert Richard | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Silvano Roberto Vizoso | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 25, 2021 |
| David Foad | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | May 13, 2021 (111 d) |
| Jon Adam Bourgeois | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Joseph P Barreca | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Thomas Benton Webre | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Kendra Bradford Cain | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 23, 2021 |
| John Michael Texada | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 25, 2021 |
| Derrick David Lagarde | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Daniel Seghi | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 25, 2021 |
| Paul Gerard Miller | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Gregory Blake Richards | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Jeremiah James Burns | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Feb 22, 2021 (31 d) |
| Scott Andrew Fraser | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 22, 2021 |
| Michael William Reilly | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 23, 2021 |
| Gloria Yanet Roque-Gutierrez | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 23, 2021 |
| Hunter Bailey Mcclendon | Osaic Institutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 23, 2021 |
| Gary Neal Parris | Td Ameritrade, Inc. no RAUM | First Horizon Advisors, Inc mixed wealth | Other | Jan 11, 2021 | Jan 6, 2021 |
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218 moves match.