DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aegis Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alec Edmond MuehlemeyerIntegrity Alliance, LLC BD affiliatedAegis Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2026Mar 9, 2026
Sean Michael BurkeRetirement Capital Advisors state registeredAegis Wealth Management, Inc. independent RIAOtherFeb 19, 2026Mar 2, 2026
Hilary ZaragozaSimplicity Wealth mixed wealthAegis Wealth Management, Inc. independent RIARIA to RIAJan 30, 2026Feb 18, 2026
Randy Steven FarishSimple Financial, LLC state registeredAegis Wealth Management, Inc. independent RIAOtherMar 28, 2024Mar 27, 2024
Theresa BondSimple Financial, LLC state registeredAegis Wealth Management, Inc. independent RIAOtherMar 28, 2024Feb 5, 2024
Michael J LehrhauptFoundations Investment Advisors LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAFeb 27, 2024Jan 16, 2024
Anthony PisaniWells Fargo Advisors wirehouseAegis Wealth Management, Inc. independent RIAWirehouse to independent RIANov 21, 2023Jan 31, 2024 (71 d)
Rusty Lee MillerTrek Financial independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAAug 7, 2023Aug 22, 2023
Michael John BlanchardFoundations Investment Advisors LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAMay 8, 2023May 15, 2023
Sean David FarroBrookstone Wealth Advisors, LLC no RAUMAegis Wealth Management, Inc. independent RIAOtherMay 4, 2023May 8, 2023
James Joseph Ross WheelerMaripau Wealth Management LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAMay 4, 2023May 8, 2023
Jonathan Nathaniel DurrBrookstone Capital Management LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAApr 27, 2023Apr 24, 2023
Ryan K AndersonGradient Advisors, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIADec 31, 2022Apr 3, 2023 (93 d)
Frank Paul AndrescavageGradient Advisors, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIADec 2, 2022Nov 30, 2022
Rodney Charles PetersEstate Planning Professionals otherAegis Wealth Management, Inc. independent RIAOtherAug 27, 2021Sep 2, 2021
Shane Allan MccannCreativeone Wealth, LLC independent RIAAegis Wealth Management, Inc. no RAUMOtherAug 4, 2021Jan 10, 2020
Kevin Lee HockerSound Income Strategies, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAJul 2, 2021Oct 4, 2021 (94 d)
Jimmy FishEagle Strategies LLC BD affiliatedAegis Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2021Jun 7, 2021
Daniel Matthew StewartCuna Brokerage Services, Inc. BD affiliatedAegis Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2021Jun 1, 2023 (764 d)
Ron Michael KorenEquitable Advisors, LLC national BDAegis Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2021Jan 4, 2021
Richard Scott ShelleyPackerland Brokerage Services, Inc. independent RIAAegis Wealth Management, Inc. independent RIARIA to RIADec 31, 2020Jan 29, 2021
Mindie Nicole MolinaAe Wealth Management, LLC independent RIAAegis Wealth Management, Inc. no RAUMOtherNov 16, 2020Feb 18, 2020
Christopher Michael WilkinsonOnedigital institutionalAegis Wealth Management, Inc. independent RIAOtherOct 2, 2020Oct 30, 2020
Richard Bedford SpencerVirtue Capital Management, LLC independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAApr 30, 2020May 5, 2020
Derek Jay ColtonRetirementadvice | Jka independent RIAAegis Wealth Management, Inc. no RAUMRIA to a newly registered adviserMar 20, 2020Nov 13, 2019
Suzanne Kay PorskeAllstate Financial Advisors, LLC BD affiliatedAegis Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2020Apr 29, 2020 (58 d)
Waldemar Mark DziedzicWinthrop Bentley Capital, LLC unclassifiedAegis Wealth Management, Inc. independent RIAOtherDec 13, 2019Nov 29, 2021 (717 d)
Gordon Spencer CampbellLifemark Securities Corp. BD affiliatedAegis Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 2, 2019Nov 22, 2019
Charles Stewart CannonSpecialized Advisors independent RIAAegis Wealth Management, Inc. no RAUMRIA to a newly registered adviserOct 12, 2019Dec 10, 2019 (59 d)
Mark Duane TroyerFoundations Investment Advisors LLC otherAegis Wealth Management, Inc. no RAUMOtherNov 13, 2017Feb 5, 2020 (814 d)
Haryanto Prawirana SastroTransamerica Investment Management, LLC unclassifiedAegis Wealth Management, Inc. independent RIAOtherOct 29, 2010Apr 8, 2020 (3449 d)
Rodney Au YeungStrategic Advisors Alliance, LLC unclassifiedAegis Wealth Management, Inc. independent RIAOtherSep 17, 2010Sep 23, 2020 (3659 d)
Chad Matthew KopserMorgan Stanley Dw Inc. unclassifiedAegis Wealth Management, Inc. independent RIAOtherMar 4, 2003Jan 7, 2021 (6519 d)
Page 1 of 1
33 moves match.