DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,809 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lexaurum Advisors CRD 283653 | Overland Park, KS | independent RIA | $1.3B | 98% | 35 | $36.2M | 23 | 0 |
| Managed Asset Portfolios, LLC CRD 109574 | Rochester, MI | independent RIA | $1.3B | 72% | 18 | $70.4M | 0 | 0 |
| Wealthshield Partners, LLC CRD 169584 | Cary, NC | independent RIA | $1.3B | 97% | 0 | Not computed | 9 | 0 |
| T•••••••• W••••• CRD 142205 | Salt Lake City, UT | independent RIA | $1.3B | 84% | 11 | $115M | 4 | 0 |
| C•••••••• W••••• M••••••••• L•• CRD 316069 | New York, NY | independent RIA | $1.3B | 100% | 7 | $181M | 1 | 0 |
| A••••• A••••••• CRD 151762 | Logan, UT | independent RIA | $1.3B | 77% | 10 | $126M | 2 | 0 |
| A••••• W••••• M••••••••• L•• CRD 304642 | Chapel Hill, NC | independent RIA | $1.3B | 96% | 8 | $158M | 2 | 0 |
| M••••• F••••••••• L•• CRD 163986 | Waltham, MA | independent RIA | $1.3B | 100% | 17 | $74.1M | 6 | 0 |
| P••••••••• A••••••• S••••••• I•• CRD 105397 | Vero Beach, FL | independent RIA | $1.3B | 96% | 9 | $140M | 0 | 0 |
| H•••••• W••••• M••••••••• L•• CRD 300140 | Seattle, WA | independent RIA | $1.3B | 90% | 13 | $96.6M | 2 | 2 |
| U•••••• W••••• P••••••• CRD 316697 | Jacksonville Beach, FL | independent RIA | $1.3B | 100% | 8 | $157M | 1 | 0 |
| X••• S••••••• CRD 285967 | Bozeman, MT | independent RIA | $1.3B | 75% | 64 | $19.6M | 39 | 0 |
| J••• B•••• • C•••••• CRD 140452 | Melville, NY | independent RIA | $1.3B | 97% | 7 | $179M | 0 | 0 |
| O•• W••••• A•••••••• L•• CRD 170910 | San Francisco, CA | independent RIA | $1.3B | 96% | 11 | $114M | 2 | 0 |
| B•••••••• I••••••••• G•••• CRD 316544 | Phoenix, AZ | independent RIA | $1.3B | 100% | 69 | $18.2M | 5 | 0 |
| J•• A• F••••••• L•• CRD 105609 | Troy, MI | independent RIA | $1.3B | 87% | 4 | $313M | 1 | 0 |
| A•••••• P••••••• CRD 156290 | New York, NY | mixed wealth | $1.3B | 34% | 0 | Not computed | 0 | 6 |
| O•••••• G••••• I••• CRD 315389 | Bethlehem, PA | independent RIA | $1.2B | 100% | 9 | $139M | 2 | 0 |
| T• C•••••• M••••••••• L•• CRD 106125 | Memphis, TN | independent RIA | $1.2B | 99% | 8 | $156M | 0 | 0 |
| G••••• H••• A•••• M••••••••• L•• CRD 143970 | New Canaan, CT | independent RIA | $1.2B | 61% | 5 | $249M | 0 | 0 |
| N•••••••• F•••••••• A••••••• L•• CRD 166769 | Herndon, VA | independent RIA | $1.2B | 97% | 21 | $59.2M | 11 | 0 |
| M••••• T•••• A•••• M••••••••• CRD 147381 | Matawan, NJ | independent RIA | $1.2B | 100% | 1 | $1.2B | 2 | 0 |
| P••••••••• W••••• M••••••••• S•• CRD 332503 | Monaco, | independent RIA | $1.2B | 87% | 0 | Not computed | 0 | 0 |
| K•• A••••••• S••••••• L•• CRD 289507 | Louisville, KY | independent RIA | $1.2B | 100% | 27 | $46.0M | 13 | 0 |
| H••••• C•••••• M••••••••• I•• CRD 110080 | Dallas, TX | mixed wealth | $1.2B | 37% | 10 | $124M | 0 | 0 |
| L••• I••••••••• M••••••••• CRD 174119 | Dallas, TX | mixed wealth | $1.2B | 32% | 2 | $620M | 1 | 0 |
| S•••• C•••••• P•••••••• L•• CRD 170413 | Mill Valley, CA | independent RIA | $1.2B | 100% | 2 | $619M | 0 | 1 |
| O••• W••••• A•••••••• L•• CRD 289759 | Jericho, NY | independent RIA | $1.2B | 86% | 10 | $124M | 0 | 0 |
| A•••••••• F•••••••• A•••••••• L•• CRD 283288 | Santa Barbara, CA | independent RIA | $1.2B | 94% | 8 | $155M | 0 | 0 |
| W••••• D••••••••• G••••• L••• CRD 107618 | Cincinnati, OH | independent RIA | $1.2B | 89% | 9 | $137M | 0 | 0 |
| G•••• W••••• F•••••••• CRD 308215 | Shoreview, MN | independent RIA | $1.2B | 100% | 25 | $49.4M | 3 | 0 |
| K•• W••••• CRD 300921 | Redlands, CA | independent RIA | $1.2B | 97% | 10 | $123M | 1 | 0 |
| M• F•••••••• A•••• M••••••••• I••• CRD 136694 | Portland, OR | independent RIA | $1.2B | 95% | 3 | $412M | 1 | 0 |
| M•••••••• • C•••••• I••• CRD 104549 | Boston, MA | independent RIA | $1.2B | 86% | 7 | $176M | 0 | 0 |
| A••••• C•••••• A••••••• L•• CRD 298366 | Seattle, WA | independent RIA | $1.2B | 82% | 13 | $94.9M | 5 | 0 |
| G••••• L•••• L•••••• CRD 298283 | Harrisonburg, VA | independent RIA | $1.2B | 84% | 8 | $154M | 1 | 0 |
| T•••• S•••••• W••••• CRD 326517 | Salt Lake City, UT | independent RIA | $1.2B | 99% | 7 | $176M | 0 | 0 |
| K••• W••••• A••••••• CRD 170293 | Overland Park, KS | independent RIA | $1.2B | 99% | 22 | $56.1M | 0 | 0 |
| H•••• H• A•••••••• A••••••••• I••• CRD 105510 | Pittsburgh, PA | independent RIA | $1.2B | 99% | 3 | $410M | 0 | 0 |
| S••• W••••• CRD 120666 | Hunt Valley, MD | independent RIA | $1.2B | 99% | 19 | $64.8M | 2 | 0 |
| H•• W••••• A••••••• CRD 107700 | Cincinnati, OH | independent RIA | $1.2B | 91% | 9 | $137M | 1 | 0 |
| S••••• A•••••••• L•• CRD 338664 | New York, NY | independent RIA | $1.2B | 100% | 0 | Not computed | 0 | 0 |
| P••••••• T••••••••• P••••••• CRD 305602 | Locust Valley, NY | independent RIA | $1.2B | 97% | 10 | $123M | 1 | 6 |
| L••••• E••• A••••••• CRD 328064 | Syosset, NY | independent RIA | $1.2B | 100% | 19 | $64.7M | 5 | 0 |
| P•••••• M••••••••• A••••••••• CRD 16691 | Philadelphia, PA | independent RIA | $1.2B | 82% | 5 | $246M | 0 | 0 |
| V••••• C•••••• M••••••••• I•• CRD 107793 | Portland, OR | independent RIA | $1.2B | 89% | 9 | $137M | 0 | 0 |
| B•••••••• M•••• M••••••••• I••• CRD 124873 | Dalton, MA | independent RIA | $1.2B | 96% | 10 | $123M | 2 | 0 |
| D••••••••• F••••••••• L•• CRD 296988 | Mesa, AZ | mixed wealth | $1.2B | 49% | 13 | $94.2M | 2 | 0 |
| I•••••• W••••• S••••••••• L•• CRD 293644 | San Ramon, CA | independent RIA | $1.2B | 100% | 9 | $136M | 1 | 0 |
| P•••••• P••• W••••• P•••••••• L•• CRD 325300 | Madison, NJ | independent RIA | $1.2B | 98% | 6 | $204M | 0 | 1 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.