DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Burling Wealth Partners CRD 332198 | Chicago, IL | independent RIA | $1.0B | 99% | 6 | $167M | 1 | 0 |
| Bluesky Wealth Advisors, LLC CRD 116760 | New Bern, NC | independent RIA | $1.0B | 100% | 10 | $100M | 4 | 0 |
| Quantum Capital Management, LLC CRD 111083 | Northfield, NJ | mixed wealth | $1.0B | 27% | 1 | $1.0B | 0 | 0 |
| H••••• C•••••• G•••• CRD 149255 | Williamsport, PA | independent RIA | $1.0B | 96% | 9 | $111M | 0 | 0 |
| E•••••• F•••••••• G•••• CRD 137260 | Minneapolis, MN | independent RIA | $1.0B | 100% | 12 | $83.5M | 4 | 0 |
| O••••• L•••• A••••• L•• CRD 169588 | Gladstone, NJ | independent RIA | $1.0B | 92% | 5 | $200M | 1 | 3 |
| W•••• E••••• G••••• I••• CRD 29087 | Schaumburg, IL | BD affiliated | $1.0B | 100% | 57 | $17.6M | 37 | 0 |
| C••••••• W••••• M••••••••• CRD 132517 | Dothan, AL | mixed wealth | $1.0B | 44% | 11 | $91.0M | 4 | 0 |
| S•••• CRD 308909 | New York, NY | independent RIA | $1.0B | 100% | 3 | $334M | 0 | 0 |
| S•••••••• L•• CRD 145713 | Lynnfield, MA | independent RIA | $1.0B | 100% | 11 | $90.9M | 1 | 0 |
| C•••• C•••••• M••••••••• I•• CRD 107903 | Corte Madera, CA | independent RIA | $1.0B | 71% | 1 | $1.0B | 0 | 0 |
| H••••••••• N•••• W••••• A•••••••• I••• CRD 141201 | Belmont, MI | independent RIA | $998M | 94% | 10 | $99.8M | 0 | 0 |
| T•••••• C•••••• P••••••• CRD 241788 | New York, NY | mixed wealth | $998M | 44% | 0 | Not computed | 0 | 4 |
| P•••••• C•••••• M••••••••• L•• CRD 142870 | Syracuse, NY | independent RIA | $997M | 83% | 9 | $111M | 2 | 0 |
| C••••••••• F•••••••• S••••••• CRD 324930 | Vienna, WV | independent RIA | $995M | 98% | 17 | $58.5M | 4 | 0 |
| O•••• F••••• W•••••• L•• CRD 170909 | Aventura, FL | independent RIA | $995M | 81% | 5 | $199M | 1 | 2 |
| L•••• F•••••••• L•• CRD 297573 | Naperville, IL | independent RIA | $994M | 100% | 7 | $142M | 1 | 0 |
| M••••• A•••• M••••••••• C•••• CRD 108067 | Tysons, VA | independent RIA | $994M | 92% | 17 | $58.5M | 4 | 0 |
| S••••••••• L•• CRD 330200 | San Francisco, CA | independent RIA | $993M | 100% | 9 | $110M | 0 | 0 |
| A••••••• R••••••• I•• CRD 108254 | Chicago, IL | mixed wealth | $991M | 38% | 7 | $142M | 0 | 2 |
| B•••• • M••••• W••••• M••••••••• L•• CRD 305742 | Mclean, VA | independent RIA | $991M | 96% | 11 | $90.1M | 0 | 0 |
| R•••••••• R•••••••• L•• CRD 162318 | Independence, OH | mixed wealth | $991M | 29% | 1 | $991M | 0 | 0 |
| M••••• • W•••• W••••• M••••••••• CRD 162411 | Charlottesville, VA | independent RIA | $988M | 95% | 0 | Not computed | 0 | 0 |
| T••••• • C•••••• CRD 110422 | Saint Louis, MO | independent RIA | $988M | 90% | 5 | $198M | 2 | 0 |
| B•• W••••• M••••••••• L•• CRD 115489 | Johnson City, TN | independent RIA | $987M | 89% | 8 | $123M | 0 | 0 |
| F•••••••• E••••••••• G•••• CRD 159017 | Anderson, IN | independent RIA | $987M | 97% | 27 | $36.6M | 5 | 0 |
| E•••• I••••••••• P•••••••• L•• CRD 157669 | Berwyn, PA | independent RIA | $987M | 90% | 18 | $54.8M | 1 | 0 |
| C••••••••• W••••• M••••••••• CRD 167151 | San Jose, CA | independent RIA | $987M | 90% | 5 | $197M | 2 | 0 |
| A••••••• I••••••••• S••••••••• G••••• L•• CRD 135288 | Eagle, ID | independent RIA | $986M | 98% | 47 | $21.0M | 36 | 0 |
| P•••••• S••• P•••••••• L•• CRD 315663 | Edmonds, WA | independent RIA | $986M | 96% | 4 | $247M | 0 | 0 |
| B•••••• W••••• G•••• CRD 330145 | Taunton, MA | independent RIA | $986M | 80% | 6 | $164M | 1 | 0 |
| T•• R••• P••••••••• L•• CRD 135701 | Honolulu, HI | independent RIA | $985M | 88% | 9 | $109M | 3 | 0 |
| E•••••••• M••• A•••• M••••••••• L•• CRD 322382 | Danville, CA | independent RIA | $985M | 100% | 85 | $11.6M | 14 | 2 |
| B••••• I••••••••• M••••••••• L•• CRD 141084 | W. Conshohocken, PA | independent RIA | $985M | 99% | 6 | $164M | 1 | 0 |
| A•••• W••••• CRD 134242 | The Woodlands, TX | independent RIA | $985M | 100% | 12 | $82.0M | 0 | 0 |
| W••••• K••••• W••••• M••••••••• CRD 104838 | South Bend, IN | independent RIA | $983M | 64% | 6 | $164M | 0 | 0 |
| A•••• O•• W••••• M••••••••• L•• CRD 336350 | Bellevue, WA | independent RIA | $983M | 96% | 18 | $54.6M | 8 | 0 |
| S••••• A••••••• I••••••••• G•••• L•• CRD 108153 | Highlands Ranch, CO | independent RIA | $982M | 72% | 2 | $491M | 1 | 1 |
| A•••••• F•••••••• G••••• L•• CRD 292008 | independent RIA | $982M | 100% | 1 | $982M | 1 | 0 | |
| W••••• A••••••• A••••••• G••••• L•• CRD 290329 | Wichita, KS | independent RIA | $979M | 77% | 6 | $163M | 0 | 0 |
| S••••• W••••• A•• R••••••••• P••••••• CRD 285972 | Eagle, ID | independent RIA | $978M | 99% | 7 | $140M | 4 | 0 |
| P••••• W••••• A••••••• CRD 120533 | mixed wealth | $977M | 30% | 1 | $977M | 0 | 2 | |
| M•• W••••• M••••••••• L•• CRD 165516 | Tomah, WI | independent RIA | $977M | 76% | 13 | $75.2M | 7 | 0 |
| L•••• F•••••••• A•••••••• I••• CRD 110641 | East Amherst, NY | independent RIA | $975M | 100% | 8 | $122M | 5 | 0 |
| S••••••• A•••• M••••••••• L•• CRD 143519 | New York, NY | independent RIA | $975M | 96% | 5 | $195M | 0 | 0 |
| M••• W••••• CRD 292817 | Denver, CO | independent RIA | $973M | 99% | 42 | $23.2M | 8 | 0 |
| L•••••••• G••••• A•••••••• L•• CRD 283303 | Hauppauge, NY | independent RIA | $972M | 89% | 26 | $37.4M | 10 | 0 |
| A••••• A••••••••• I•• CRD 104622 | Sewickley, PA | independent RIA | $972M | 99% | 3 | $324M | 0 | 0 |
| I•••••••• P••••••• CRD 326896 | Chicago, IL | independent RIA | $971M | 98% | 0 | Not computed | 0 | 2 |
| V•••• C••••••• L•• CRD 298465 | West Chester, PA | mixed wealth | $971M | 41% | 7 | $139M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.