DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Rm Private Wealth Management CRD 300082 | Miami, FL | independent RIA | $341M | 100% | 1 | $341M | 0 | 0 |
| Premia Global Advisors, LLC CRD 282426 | Coral Gables, FL | independent RIA | $341M | 66% | 3 | $114M | 0 | 0 |
| Melodeon Capital Partners, LP CRD 300896 | Miami, FL | asset manager | $341M | 0.0% | 0 | Not computed | 1 | 5 |
| W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• CRD 206518 | Tampa, FL | independent RIA | $339M | 100% | 14 | $24.2M | 0 | 0 |
| F••••• C•••••• CRD 162601 | Miami, FL | asset manager | $339M | 0.0% | 0 | Not computed | 1 | 5 |
| A•••••• W••••• M••••••••• L•• CRD 322265 | Lakeland, FL | independent RIA | $339M | 99% | 17 | $19.9M | 17 | 0 |
| C••••• C•••••• I••••••••• A•••••••• L•• CRD 175506 | Boca Raton, FL | other | $336M | 0.0% | 0 | Not computed | 2 | 4 |
| P••••••• F•••••••• P••••••• I•• CRD 109327 | Coral Springs, FL | independent RIA | $335M | 96% | 2 | $168M | 1 | 0 |
| E••••••• O••••••••• F••• M••••••••• L• CRD 285575 | Miami, FL | asset manager | $334M | 0.0% | 0 | Not computed | 0 | 2 |
| V•••• W••••• M••••••••• L•• CRD 167498 | Miami Beach, FL | independent RIA | $333M | 100% | 1 | $333M | 0 | 0 |
| B•••••••• F•••••••• A••••••• G••••• L•• CRD 291380 | The Villages, FL | independent RIA | $333M | 100% | 6 | $55.5M | 1 | 0 |
| S••••••••• F•••••••• P••••••• G••••• L•• CRD 154616 | Orlando, FL | independent RIA | $330M | 99% | 5 | $65.9M | 0 | 0 |
| P•••• F•••••••• P•••••••• L•• CRD 324253 | Tampa, FL | mixed wealth | $329M | 27% | 4 | $82.3M | 0 | 0 |
| M•• W••••• M••••••••• CRD 305308 | Tampa, FL | asset manager | $329M | 0.0% | 7 | $47.0M | 1 | 0 |
| G•••• C•••••• CRD 288592 | Miami, FL | asset manager | $328M | 0.0% | 2 | $164M | 1 | 2 |
| O••••• W••••• G••••• L•• CRD 319561 | Orlando, FL | independent RIA | $328M | 100% | 7 | $46.8M | 9 | 0 |
| G•••••••• F••••• A••••••• L•• CRD 304820 | Miami, FL | independent RIA | $327M | 96% | 3 | $109M | 0 | 0 |
| P• C•••••• A•••••••• L•• CRD 162083 | Naples, FL | asset manager | $327M | 0.0% | 0 | Not computed | 0 | 7 |
| B••• W••••• M••••••••• CRD 321991 | Lakewood Ranch, FL | independent RIA | $326M | 100% | 7 | $46.6M | 2 | 0 |
| H••••••••• I••••••••• P••••••• CRD 163421 | Tampa, FL | asset manager | $326M | 0.0% | 0 | Not computed | 2 | 5 |
| O•••••• C•••••• M••••••••• CRD 301565 | Tampa, FL | asset manager | $322M | 0.0% | 0 | Not computed | 0 | 3 |
| S••••••••• A••••••• G••••• L•• CRD 165710 | Clermont, FL | independent RIA | $322M | 96% | 4 | $80.5M | 0 | 0 |
| A••••••• I••••••••• M••••••••• L•• CRD 138537 | Palmetto Bay, FL | independent RIA | $320M | 96% | 5 | $64.0M | 2 | 0 |
| R••••••• C•••••• P••••••• CRD 340302 | West Palm Beach, FL | other | $319M | 0.0% | 0 | Not computed | 0 | 0 |
| C••• L•• CRD 144946 | Longboat Key, FL | mixed wealth | $318M | 27% | 1 | $318M | 0 | 0 |
| M•••• W••••• CRD 108648 | Coral Gables, FL | independent RIA | $318M | 96% | 5 | $63.6M | 2 | 0 |
| W••••• P•• A•••••••• I••• CRD 169266 | Sarasota, FL | independent RIA | $317M | 100% | 2 | $159M | 0 | 0 |
| C•••••• W••••• A••••••• G•••• CRD 113784 | Fleming Island, FL | independent RIA | $315M | 78% | 11 | $28.7M | 2 | 0 |
| J••••• G••••• A•••• M••••••••• L•• CRD 169571 | Miami, FL | asset manager | $313M | 0.0% | 0 | Not computed | 0 | 4 |
| H•••••• C•••••• M••••••••• L•• CRD 157316 | Miami Beach, FL | asset manager | $313M | 0.0% | 0 | Not computed | 0 | 1 |
| S•••••• M•••••• L•• CRD 330704 | West Palm Beach, FL | asset manager | $312M | 0.0% | 0 | Not computed | 0 | 0 |
| L•••• V••••••• M••••••••• L•• CRD 323733 | Sunny Isles Beach, FL | asset manager | $311M | 0.0% | 0 | Not computed | 1 | 11 |
| S•••• G•••• CRD 324212 | West Palm Beach, FL | asset manager | $310M | 0.0% | 0 | Not computed | 2 | 4 |
| H•••••• A••••••• S•••••••• I••• CRD 136302 | Ormond Beach, FL | independent RIA | $308M | 100% | 11 | $28.0M | 0 | 0 |
| D••• P•••••••• C•••••• M••••••••• L•• CRD 321046 | Miami, FL | asset manager | $308M | 0.0% | 0 | Not computed | 1 | 0 |
| S•••••• I••••••••• M••••••••• L•• CRD 288145 | Stuart, FL | independent RIA | $307M | 87% | 2 | $153M | 1 | 0 |
| E••••• W••••• A••••••• L•• CRD 282031 | Coconut Grove, FL | mixed wealth | $307M | 25% | 2 | $153M | 0 | 0 |
| G•• S•••••••• CRD 331977 | Orlando, FL | independent RIA | $307M | 100% | 7 | $43.8M | 0 | 0 |
| B••••••••• A•••••••• L•• CRD 169806 | Tampa, FL | independent RIA | $304M | 97% | 2 | $152M | 0 | 0 |
| C••••••• C•••••• M••••••••• I•• CRD 106130 | Miami, FL | independent RIA | $303M | 100% | 1 | $303M | 0 | 0 |
| P•• C•••••• L• CRD 331201 | Sunny Isles Beach, FL | asset manager | $301M | 0.0% | 0 | Not computed | 0 | 0 |
| L••••••••• W••••• M••••••••• L•• CRD 146966 | Miami, FL | independent RIA | $301M | 100% | 8 | $37.6M | 0 | 0 |
| D••••••• C••••••• L•• CRD 314673 | Orlando, FL | asset manager | $300M | 0.0% | 0 | Not computed | 0 | 8 |
| A•••••• W••••• A••••••• CRD 145919 | Coral Gables, FL | independent RIA | $300M | 98% | 5 | $60.0M | 0 | 0 |
| K••••• F•••••••• CRD 301130 | Sarasota, FL | independent RIA | $300M | 100% | 1 | $300M | 0 | 0 |
| C••• L•• CRD 311969 | Marco Island, FL | institutional | $300M | 0.0% | 0 | Not computed | 0 | 0 |
| U••••• A•••• M••••••••• L•• CRD 288249 | Aventura, FL | asset manager | $298M | 1.4% | 0 | Not computed | 0 | 1 |
| O••••••• CRD 168344 | Tampa, FL | independent RIA | $297M | 79% | 4 | $74.3M | 0 | 0 |
| M•••••• C•••••• L•• CRD 333776 | Coral Gables, FL | independent RIA | $297M | 100% | 2 | $148M | 0 | 0 |
| C•••••• I••••••••• M••••••••• C• CRD 108642 | Miami, FL | mixed wealth | $296M | 20% | 2 | $148M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.