DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Safe Harbor Fiduciary, LLC CRD 169659 | Pensacola, FL | independent RIA | $130M | 100% | 3 | $43.3M | 2 | 0 |
| Pasqua Wealth Solutions CRD 139618 | Palm City, FL | mixed wealth | $130M | 39% | 0 | Not computed | 0 | 0 |
| Maclendon Wealth Management, LLC CRD 157819 | Delray Beach, FL | independent RIA | $130M | 100% | 2 | $64.8M | 1 | 0 |
| A•••••••• C•••••• M••••••••• L•• CRD 156551 | Naples, FL | independent RIA | $129M | 97% | 2 | $64.7M | 1 | 0 |
| O•••• C•••••• M••••••••• L• CRD 329954 | Miami, FL | other | $129M | 0.0% | 0 | Not computed | 0 | 1 |
| R•••••• W••••• M••••••••• • T•••• S••••••• CRD 141192 | Stuart, FL | independent RIA | $129M | 89% | 3 | $43.0M | 0 | 0 |
| M••••• G••••• A•••• M••••••••• L•• CRD 285674 | Miami, FL | independent RIA | $129M | 57% | 6 | $21.5M | 0 | 0 |
| G••••• A•••• M••••••••• L•• CRD 137136 | West Palm Beach, FL | independent RIA | $129M | 63% | 2 | $64.4M | 0 | 3 |
| V•••••• W••••• M••••••••• CRD 340592 | Orlando, FL | mixed wealth | $129M | 40% | 3 | $42.9M | 0 | 0 |
| R• A••••••• L•• CRD 283877 | Orlando, FL | asset manager | $128M | 0.0% | 0 | Not computed | 1 | 0 |
| S••••• H••• F•••••••• P•••••••• L•• CRD 163454 | Sebring, FL | independent RIA | $128M | 99% | 3 | $42.7M | 0 | 0 |
| P•••••• P•••••• W••••• M••••••••• L•• CRD 331860 | Palm Harbor, FL | independent RIA | $126M | 99% | 4 | $31.6M | 1 | 0 |
| L•••• U••• L•• CRD 301289 | Miami, FL | other | $126M | 0.0% | 1 | $126M | 1 | 0 |
| R•••••• F•••••••• P••••••• S•••••••• L•• CRD 143352 | Sarasota, FL | independent RIA | $126M | 98% | 2 | $63.0M | 0 | 0 |
| S•••••• W••••• L•• CRD 321900 | Delray Beach, FL | independent RIA | $126M | 100% | 2 | $62.9M | 0 | 1 |
| M•• W••••• M••••••••• S•••••••• L•• CRD 167335 | West Palm Beach, FL | independent RIA | $125M | 91% | 3 | $41.7M | 3 | 0 |
| C•••••• F•••••••• S••••••••• CRD 339651 | Orlando, FL | independent RIA | $125M | 88% | 3 | $41.7M | 1 | 0 |
| D••••• C•••••• L• CRD 339621 | Jacksonville, FL | asset manager | $125M | 0.0% | 0 | Not computed | 0 | 0 |
| L••••••• I••••••••• P•••••••• L••• CRD 329543 | West Palm Beach, FL | other | $125M | 0.0% | 0 | Not computed | 0 | 1 |
| F••••• P•••••• W••••• A•••••••• L•• CRD 304494 | Miami, FL | independent RIA | $124M | 100% | 1 | $124M | 1 | 0 |
| C•••• W••••• M••••••••• L•• CRD 307117 | Miami, FL | independent RIA | $124M | 100% | 2 | $62.2M | 0 | 0 |
| C••••• C•••••• A•••••••• L•• CRD 307600 | Vero Beach, FL | independent RIA | $124M | 100% | 6 | $20.7M | 0 | 0 |
| I•••• R••••••••• S•••••••• CRD 333393 | Port Charlotte, FL | independent RIA | $124M | 100% | 3 | $41.2M | 2 | 0 |
| R••• C•••••• M••••••••• I••• CRD 132827 | Rockledge, FL | independent RIA | $123M | 100% | 2 | $61.4M | 0 | 0 |
| K••• F•••••••• G•••• CRD 134802 | Clearwater, FL | independent RIA | $123M | 100% | 3 | $40.9M | 0 | 0 |
| A•••••••• L•• CRD 336339 | Palm Beach, FL | asset manager | $123M | 0.0% | 1 | $123M | 0 | 0 |
| L••••••••• W••••• M••••••••• L•• CRD 149019 | Jacksonville Beach, FL | independent RIA | $122M | 100% | 3 | $40.8M | 3 | 0 |
| P•••••••• R•••••••• A•••••• G••••• I••• CRD 144601 | Coral Gables, FL | independent RIA | $122M | 83% | 11 | $11.1M | 10 | 0 |
| A••••••• CRD 327158 | Miami, FL | independent RIA | $122M | 100% | 0 | Not computed | 0 | 0 |
| R•••••• W••••• A•••••••• L•• CRD 316188 | Palm Beach Gardens, FL | independent RIA | $121M | 63% | 2 | $60.5M | 0 | 0 |
| C•••• W••••• S••••••• CRD 289557 | Tampa, FL | independent RIA | $121M | 98% | 9 | $13.4M | 5 | 0 |
| D••••••••• A••••••• CRD 319755 | Miami, FL | mixed wealth | $120M | 36% | 1 | $120M | 1 | 0 |
| P••••••• A••••••• C•••• CRD 299275 | Miami, FL | independent RIA | $120M | 97% | 2 | $60.0M | 0 | 1 |
| 1••• W••••• M••••••••• L•• CRD 152985 | Lighthouse Point, FL | independent RIA | $120M | 94% | 1 | $120M | 0 | 0 |
| M•••• M••••••••• C••••••• I••• CRD 111485 | Melbourne, FL | independent RIA | $120M | 100% | 2 | $59.8M | 0 | 0 |
| A••••• C•••••• A••••••• CRD 309295 | Plantation, FL | independent RIA | $120M | 100% | 3 | $39.8M | 0 | 0 |
| K••••• A••••••• L•• CRD 311094 | Aventura, FL | independent RIA | $119M | 100% | 1 | $119M | 0 | 0 |
| 1• M••• C•••••• M••••••••• L•• CRD 328626 | Aventura, FL | asset manager | $119M | 0.0% | 0 | Not computed | 0 | 0 |
| S••••••• W••••• M••••••••• I••• CRD 291649 | Winter Park, FL | independent RIA | $118M | 79% | 2 | $59.2M | 1 | 0 |
| C• A••••••• I••• CRD 130729 | Boca Raton, FL | independent RIA | $118M | 96% | 3 | $39.3M | 0 | 0 |
| C••••• I••••• W••••• CRD 287710 | Palm Beach Gardens, FL | independent RIA | $117M | 100% | 5 | $23.4M | 2 | 0 |
| S••••••••• C•••••• A•••••••• I••• CRD 174673 | Miami, FL | independent RIA | $117M | 99% | 2 | $58.5M | 0 | 0 |
| G•••••••• W••••• M••••••••• CRD 298397 | Boca Raton, FL | independent RIA | $117M | 82% | 7 | $16.7M | 2 | 0 |
| I••••••••• A••••••• L•• CRD 316908 | Ponte Vedra, FL | independent RIA | $116M | 100% | 2 | $58.1M | 0 | 0 |
| C•••••• W••••• M••••••••• CRD 335458 | Sarasota, FL | independent RIA | $116M | 100% | 2 | $57.9M | 0 | 0 |
| Z••••• A••••••• G••••• L•• CRD 321689 | The Villages, FL | independent RIA | $115M | 100% | 3 | $38.5M | 1 | 0 |
| 1••• P•••••• C••••• G••••• L•• CRD 304110 | Aventura, FL | independent RIA | $115M | 100% | 2 | $57.7M | 0 | 0 |
| U•••• P••••••• L•• CRD 300280 | Miami, FL | independent RIA | $115M | 73% | 7 | $16.4M | 4 | 0 |
| F••••• A•••• A••••••• L•• CRD 136285 | Coral Gables, FL | independent RIA | $115M | 58% | 1 | $115M | 0 | 0 |
| C••••• C•••• W••••• M••••••••• L•• CRD 153074 | Pembroke Pines, FL | independent RIA | $114M | 100% | 2 | $56.9M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.