DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Acm Management Company, LLC CRD 283037 | Portland, OR | asset manager | $650M | 0.0% | 0 | n/a | 1 | 2 |
| Equilibrium Capital Investment Management , LLC CRD 182520 | Portland, OR | asset manager | $643M | 0.0% | 0 | n/a | 0 | 4 |
| Peregrine Asset Advisers, Inc. CRD 115738 | Portland, OR | independent RIA | $611M | 96% | 6 | $102M | 2 | 0 |
| N•••••••• Q••••••• W••••• M••••••••• CRD 158455 | Bend, OR | independent RIA | $580M | 98% | 2 | $290M | 1 | 0 |
| P••••••• W••••• A••••••• CRD 117517 | Clackamas, OR | independent RIA | $550M | 86% | 16 | $34.4M | 5 | 0 |
| H•••••••• I••••••••• C••••••••• CRD 133009 | Mcminnville, OR | independent RIA | $543M | 91% | 5 | $109M | 0 | 0 |
| N•••••••• F••• M••••••••• L•• CRD 150703 | Lake Oswego, OR | asset manager | $541M | 0.0% | 1 | $541M | 4 | 0 |
| 8•• W••• C•••••• M••••••••• L•• CRD 168417 | Lake Oswego, OR | asset manager | $516M | 0.0% | 0 | n/a | 0 | 4 |
| E•••••• W••••• A•••••••• I••• CRD 152127 | West Linn, OR | independent RIA | $503M | 91% | 7 | $71.9M | 2 | 0 |
| P•••••• R•••• C•••••• P•••••••• L•• CRD 152154 | Lake Oswego, OR | other | $495M | 7.1% | 0 | n/a | 0 | 0 |
| 4• W••••• M••••••••• L•• CRD 309647 | Eugene, OR | independent RIA | $487M | 80% | 4 | $122M | 0 | 0 |
| C•••• F•••••••• A••••••• CRD 287686 | Portland, OR | independent RIA | $482M | 97% | 11 | $43.8M | 6 | 0 |
| B••• W•••• W••••• CRD 164432 | Portland, OR | independent RIA | $473M | 100% | 10 | $47.3M | 2 | 0 |
| E•••••••• W••••• A•••••••• L•• CRD 170807 | Portland, OR | independent RIA | $473M | 97% | 4 | $118M | 0 | 0 |
| T••• N•••• R••••••••• A•••••••• L•• CRD 290885 | Clackamas, OR | independent RIA | $461M | 90% | 3 | $154M | 0 | 0 |
| R••••••••• C••••••••• G••••• I••• CRD 311184 | Lake Oswego, OR | mixed wealth | $457M | 26% | 2 | $228M | 0 | 0 |
| C•• A•••••••• L•• CRD 127739 | Lake Oswego, OR | mixed wealth | $445M | 45% | 5 | $89.1M | 2 | 1 |
| P••••••• F•••••••• G•••• CRD 289256 | Jacksonville, OR | mixed wealth | $437M | 35% | 7 | $62.4M | 5 | 0 |
| S••••• O•• A••••••• G•••• CRD 108298 | Portland, OR | independent RIA | $419M | 98% | 3 | $140M | 0 | 0 |
| Z•••• L•• CRD 306113 | Portland, OR | institutional | $411M | 0.0% | 3 | $137M | 0 | 0 |
| R•••• F•••••••• G••••• L•• CRD 290001 | Tigard, OR | independent RIA | $408M | 99% | 7 | $58.3M | 7 | 0 |
| H••••• F•••••••• G••••• I••• CRD 108983 | Corvallis, OR | independent RIA | $407M | 99% | 4 | $102M | 0 | 0 |
| P•••••••• C•••••• P••••••• L•• CRD 331349 | Lake Oswego, OR | independent RIA | $393M | 98% | 6 | $65.4M | 1 | 0 |
| O••••• C•••••• L•• CRD 310146 | Beaverton, OR | independent RIA | $380M | 100% | 6 | $63.3M | 3 | 0 |
| R••••••••• P••••••• S••••••••• I••• CRD 139358 | Ashland, OR | independent RIA | $371M | 100% | 2 | $185M | 0 | 0 |
| P••• F•••••••• A••••••• CRD 318359 | Hillsboro, OR | independent RIA | $362M | 99% | 12 | $30.2M | 2 | 0 |
| C•••••• I••••••••• A•••••••• I••• CRD 117294 | Oregon City, OR | independent RIA | $360M | 100% | 3 | $120M | 0 | 0 |
| W••••••••• P••• C•••••• M••••••••• L•• CRD 338939 | Portland, OR | independent RIA | $359M | 99% | 1 | $359M | 0 | 0 |
| B••••• C••• C••••••• L•• CRD 148828 | Lake Oswego, OR | institutional | $355M | 7.8% | 0 | n/a | 0 | 0 |
| W••••• A••••••• N• CRD 284468 | Portland, OR | independent RIA | $354M | 98% | 7 | $50.6M | 9 | 0 |
| T•• I••••••••• A•••• M••••••••• L•• CRD 168256 | Portland, OR | independent RIA | $337M | 100% | 8 | $42.1M | 1 | 0 |
| 4•• F•••••••• CRD 335831 | Canby, OR | independent RIA | $318M | 94% | 4 | $79.5M | 0 | 0 |
| F•••••• I• CRD 162985 | Medford, OR | independent RIA | $306M | 72% | 1 | $306M | 0 | 0 |
| I•••••••• W••••• L•• CRD 330809 | Eugene, OR | independent RIA | $305M | 93% | 6 | $50.8M | 1 | 0 |
| S••••••• W••••• M••••••••• CRD 171336 | Clackamas, OR | independent RIA | $300M | 100% | 2 | $150M | 0 | 0 |
| M••••• C•••••• P•••••••• L•• CRD 153452 | Eugene, OR | independent RIA | $290M | 67% | 4 | $72.6M | 0 | 0 |
| P•••••••• F••••• F•••••••• A••••••• I•• CRD 138433 | Beaverton, OR | independent RIA | $285M | 100% | 3 | $95.0M | 0 | 0 |
| C•••••• F•••••••• P••••••• CRD 310168 | Salem, OR | independent RIA | $285M | 96% | 3 | $94.9M | 0 | 0 |
| V••••••••• W••••• M••••••••• L•• CRD 151425 | Lake Oswego, OR | independent RIA | $283M | 77% | 4 | $70.8M | 0 | 0 |
| S••••••• S•••••••• C•••••• M••••••••• L•• CRD 138347 | Corvallis, OR | independent RIA | $275M | 90% | 4 | $68.8M | 1 | 0 |
| C••••••• W••••• M••••••••• G••••• L•• CRD 128097 | Bend, OR | independent RIA | $266M | 100% | 0 | n/a | 0 | 0 |
| R•• F•••••••• CRD 160100 | Beaverton, OR | independent RIA | $264M | 97% | 2 | $132M | 1 | 0 |
| W•••• I••••••••• G••••• L•• CRD 131006 | Grants Pass, OR | independent RIA | $264M | 94% | 2 | $132M | 0 | 0 |
| K••••• I••••••••• A•••••••• L•• CRD 311422 | Ashland, OR | independent RIA | $258M | 99% | 3 | $86.1M | 0 | 0 |
| S•••• I••••••••• M••••••••• I•• CRD 107438 | Tualatin, OR | independent RIA | $256M | 100% | 4 | $63.9M | 1 | 0 |
| D•••••• W••••• M••••••••• L•• CRD 306779 | Beaverton, OR | independent RIA | $254M | 85% | 3 | $84.7M | 0 | 0 |
| E•••••••• C•••••• A••••••• CRD 171473 | Bend, OR | independent RIA | $253M | 100% | 2 | $126M | 1 | 0 |
| R••••••••• I••••••••• M••••••••• CRD 167545 | Portland, OR | independent RIA | $250M | 91% | 4 | $62.5M | 3 | 0 |
| C••••••• W••••• M••••••••• G••••• I••• CRD 340135 | Bend, OR | independent RIA | $243M | 100% | 5 | $48.6M | 1 | 0 |
| P••••••• P•••••• W••••• M••••••••• I••• CRD 171321 | P•••••••, OR | independent RIA | $235M | 99% | 3 | $78.5M | 2 | 0 |
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157 advisers match.