DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Breakwater Capital Group CRD 321097 | Paramus, NJ | independent RIA | $1.0B | 100% | 4 | $255M | 6 | 0 |
| Portfolio Strategies Inc Ny CRD 106942 | Montvale, NJ | independent RIA | $1.0B | 84% | 3 | $339M | 2 | 0 |
| Quantum Capital Management, LLC CRD 111083 | Northfield, NJ | mixed wealth | $1.0B | 27% | 1 | $1.0B | 0 | 0 |
| O••••• L•••• A••••• L•• CRD 169588 | Gladstone, NJ | independent RIA | $1.0B | 92% | 5 | $200M | 1 | 3 |
| S•••••• P••• C•••••• CRD 157259 | Bedminster, NJ | asset manager | $960M | 0.0% | 0 | n/a | 1 | 5 |
| C••••••••• P••••••• G•••• CRD 307189 | Fairfield, NJ | independent RIA | $952M | 81% | 23 | $41.4M | 7 | 0 |
| S••••••••• S••••••••• I••• CRD 27240 | Roseland, NJ | asset manager | $930M | 0.0% | 0 | n/a | 1 | 9 |
| P•••••••• G••••• A•••• M••••••••• L•• CRD 146644 | P••••••••, NJ | independent RIA | $921M | 96% | 21 | $43.9M | 0 | 0 |
| S••••• 2• A•••••••• L••• CRD 164189 | Summit, NJ | asset manager | $913M | 0.0% | 0 | n/a | 0 | 3 |
| N•• V••••• C•••••• CRD 160231 | Morristown, NJ | asset manager | $902M | 5.6% | 0 | n/a | 1 | 5 |
| Y•••••••• A••••••• G•••••• L• CRD 165390 | Mountainside, NJ | asset manager | $900M | 0.0% | 0 | n/a | 0 | 3 |
| K•• C••••• F•••••••• A•••••••• L•• CRD 298240 | Fairfield, NJ | independent RIA | $896M | 82% | 10 | $89.6M | 2 | 0 |
| M••••• I••••••••• A••••••••• I•• CRD 110325 | Verona, NJ | independent RIA | $894M | 95% | 4 | $224M | 0 | 0 |
| B•• S••••••••• I••• CRD 70 | Cherry Hill, NJ | independent RIA | $894M | 84% | 35 | $25.5M | 0 | 0 |
| G•• A••••••• L•• CRD 131511 | Mount Laurel, NJ | independent RIA | $862M | 99% | 3 | $287M | 0 | 0 |
| A•••• P•••••• W••••• A••••••• CRD 283744 | Red Bank, NJ | independent RIA | $860M | 100% | 19 | $45.3M | 12 | 0 |
| T••••• C•••••• M••••••••• L•• CRD 288755 | Roseland, NJ | asset manager | $831M | 0.0% | 0 | n/a | 1 | 1 |
| R••••••• A•••••••• I••• CRD 151692 | Oradell, NJ | asset manager | $824M | 0.0% | 3 | $275M | 0 | 0 |
| F••••• G•••• A••••••• L•• CRD 290427 | Westwood, NJ | independent RIA | $822M | 96% | 25 | $32.9M | 7 | 0 |
| B••••••• F••• M••••••••• I••• CRD 158347 | Hoboken, NJ | asset manager | $803M | 0.0% | 0 | n/a | 0 | 1 |
| P••••• G•••• L•• CRD 293886 | Hackensack, NJ | asset manager | $803M | 0.0% | 0 | n/a | 0 | 3 |
| P••••• G••• W••••• M••••••••• L•• CRD 286388 | Mendham, NJ | independent RIA | $796M | 100% | 2 | $398M | 0 | 0 |
| M•••• C•••••• M••••••••• I••• CRD 104567 | Morristown, NJ | independent RIA | $795M | 85% | 4 | $199M | 0 | 0 |
| V•••••• I••••••••• M••••••••• CRD 118851 | Egg Harbor Twp., NJ | mixed wealth | $787M | 37% | 2 | $393M | 0 | 0 |
| F•••••••• V•••••••• L•• CRD 321107 | Hoboken, NJ | asset manager | $780M | 0.0% | 0 | n/a | 7 | 3 |
| E•••••• A•••• M••••••••• L• CRD 314768 | Short Hills, NJ | asset manager | $774M | 0.0% | 1 | $774M | 0 | 2 |
| S•••••••• I••••••••• A••••••• L•• CRD 108681 | Summit, NJ | independent RIA | $771M | 66% | 11 | $70.1M | 1 | 0 |
| H•••••• • W•••• A•••• M••••••••• I••• CRD 126236 | Parsippany, NJ | BD affiliated | $769M | 94% | 71 | $10.8M | 1 | 0 |
| S••••••• F•••••••• P••••••• I•• CRD 108664 | Sparta, NJ | independent RIA | $761M | 98% | 8 | $95.1M | 0 | 0 |
| S•••••••• M••••••••• L• CRD 271030 | Princeton, NJ | asset manager | $760M | 0.0% | 0 | n/a | 0 | 0 |
| S••••••••• R•••• C•••••• L• CRD 289785 | Red Bank, NJ | asset manager | $758M | 0.0% | 0 | n/a | 0 | 3 |
| T••••• F•••••••• G•••• I•• CRD 110890 | New Providence, NJ | independent RIA | $751M | 88% | 8 | $93.8M | 3 | 0 |
| S••••••••• C•••••• M••••••••• L•• CRD 290660 | Summit, NJ | asset manager | $735M | 0.0% | 0 | n/a | 0 | 2 |
| A•• C••••••• L• CRD 318863 | Jersey City, NJ | asset manager | $727M | 0.0% | 0 | n/a | 0 | 0 |
| H••••• L•• CRD 157865 | Morristown, NJ | asset manager | $726M | 0.0% | 1 | $726M | 0 | 24 |
| C••• C•••••• A••••••• CRD 318134 | Marlton, NJ | independent RIA | $723M | 91% | 8 | $90.4M | 2 | 0 |
| W••••• M••••••••• A••••••••• I••• CRD 117606 | Cherry Hill, NJ | independent RIA | $717M | 92% | 11 | $65.2M | 3 | 0 |
| E••••• F•••••••• M••••••••• C••••••• L•• CRD 146097 | Holmdel, NJ | independent RIA | $706M | 96% | 9 | $78.4M | 0 | 0 |
| B•••••••• A•••• M••••••••• CRD 290637 | Red Bank, NJ | asset manager | $694M | 0.0% | 0 | n/a | 0 | 1 |
| C••••••• A•••• M••••••••• L•• CRD 108567 | Chester, NJ | independent RIA | $693M | 96% | 10 | $69.3M | 3 | 0 |
| U••• C•••••• L•• CRD 166483 | Princeton, NJ | mixed wealth | $691M | 34% | 0 | n/a | 0 | 2 |
| G••••• S•••• I••••••••• A••••••• S•••••••• L•• CRD 133088 | Red Bank, NJ | independent RIA | $674M | 97% | 33 | $20.4M | 4 | 0 |
| P••••••• W••••• M••••••••• G••••• L•• CRD 127381 | Flemington, NJ | independent RIA | $666M | 100% | 6 | $111M | 3 | 0 |
| T•• G•••••••• G••••• I••• CRD 154569 | Maplewood, NJ | independent RIA | $661M | 100% | 5 | $132M | 0 | 0 |
| E•••• W••••• S••••••••• CRD 323814 | Mullica Hill, NJ | independent RIA | $654M | 93% | 9 | $72.6M | 1 | 0 |
| 5• C•••••• M••••••••• L•• CRD 284213 | Woodcliff Lake, NJ | independent RIA | $648M | 97% | 8 | $81.0M | 2 | 0 |
| C••••••• C•••••• M••••••••• L•• CRD 316522 | Newark, NJ | asset manager | $643M | 0.0% | 0 | n/a | 0 | 0 |
| C•••••• W••••• M••••••••• CRD 111987 | C••••••, NJ | independent RIA | $643M | 100% | 4 | $161M | 0 | 0 |
| R•••••• W••••• M••••••••• CRD 131208 | Ramsey, NJ | independent RIA | $643M | 91% | 7 | $91.8M | 0 | 0 |
| K••• M••••••••• L•• CRD 175409 | Englewood, NJ | asset manager | $642M | 0.0% | 0 | n/a | 0 | 9 |
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388 advisers match.